1Indices available at an additional cost.
2 Nuveen municipal strategies respective benchmarks: Bloomberg Inter/Short (1-10) Municipal Bond Index: Limited Maturity; Bloomberg 3-15 Year Blend (2-17) Municipal Bond Index: Intermediate High-Quality and Intermediate ESG; Bloomberg Municipal Bond: Long Term; Bloomberg Managed Money Short Term Index: Ladder (1-7); Bloomberg Municipal Managed Money Short/Intermediate (1-10 Year) Index: Ladder (1-10); Bloomberg Municipal Managed Money Intermediate (1-17 Year) Index: Ladder (1-15); Bloomberg Municipal Managed Money Short/Intermediate (1-10 Year) Index: Ladders (1-10) and (5-15); Bloomberg Municipal Managed Money Long Index: Ladder (10-25)
A separately managed account (SMA) is a private portfolio of actively managed, individual securities that may be customized to achieve an individual investor's unique objectives.
SMA accounts typically require a minimum investment of $100,000 for equity and asset allocation strategies and $350,000 for fixed income strategies, although the specific minimum account size varies by program and may be subject to change. The manager may waive these minimums based on client type, asset class, pre-existing relationship with client and other factors. For certain accounts, a negotiated minimum annual fee applies. Please consult with your Nuveen Advisor Consultant for applicable minimums.
Important information on risk
All investments carry a certain degree of risk, including possible loss of principal, and there is no assurance that an investment will provide positive performance over any period of time. It is important to review investment objectives, risk tolerance, tax liability and liquidity needs before choosing an investment style or manager. Equity investments are subject to market risk or the risk that stocks will decline in response to such factors as adverse company news or industry developments or a general economic decline. A focus on dividend-paying securities presents the risks of greater exposure to certain economic sectors rather than the broad equity market (sector or concentration risk). Foreign investments involve additional risks. The strategy’s potential investment in non-U.S. stocks presents risks such as political risk, exchange rate risk, lack of liquidity and inflationary risk, economic change, social unrest, changes in government relations, and different accounting standards. This strategy may invest in American Depositary Receipts (ADRs). ADRs do not eliminate the currency and economic risks for the underlying shares in another country. Dividends are not guaranteed and will fluctuate. Dividend yield is one component of performance and should not be the only consideration for investment.
Check with your financial professional for specific product availability and performance information. This information may change without notice. From time to time, we may close or reopen strategies.
CFA® and Chartered Financial Analyst® are registered trademarks owned by CFA Institute.
Nuveen Asset Management, LLC is a registered investment adviser and an affiliate of Nuveen, LLC.
Nuveen Asset Management, LLC (“Nuveen”) and Brooklyn Investment Group, LLC (“Brooklyn”) have entered into subadvisory arrangements for certain retail separately managed account strategies. Under Subadvisory arrangements, Brooklyn may provide overlay and equity discretionary portfolio management services and Nuveen may provide fixed income portfolio management services. Certain strategies may be offered on a parallel basis such that the same offering is accessible through either Nuveen or Brooklyn. While such parallel strategy offerings are substantially similar from an investment standpoint, there are operational, servicing and other differences depending on which firm they accessed through and each firm has its own separate and distinct marketing materials. Nuveen and Brooklyn also have promotional relationship and Nuveen receives a referral fee from Brooklyn for referring prospective business to Brooklyn. Please see “Important Information Regarding Introductions to Brooklyn Investment Group, LLC by Nuveen Asset Management, LLC” for important information regarding the promotional relationship, including the compensation Nuveen receives from Brooklyn.
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