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Small/Mid Cap Value

NWQ
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Strategy description

Small/Mid Cap Value seeks to identify undervalued securities with small-to-mid-sized market capitalizations. The portfolio includes undervalued securities of companies in industries with positive or improving fundamentals.

Asset class: Value

For term definitions and index descriptions, please access the glossary in the footer.

At-a-glance

Benchmark Russell 2500® Value Index 
Position Size 2 - 4% with no issue greater than 5% at time of purchase
Market Cap Range $500 million - $10 billion
Holdings Range 40 - 70

 

Investment process

Extensive bottom-up research uncovers investment value created from investor overreaction, misperception and short-term focus. Qualitative factors include restructuring, management strength, shareholder orientation, and the ability to capitalize on improving industry fundamentals. The portfolio is continuously reviewed and adjusted to target appropriate risk/reward.

 

Resources

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Large Cap Core

A separately managed account (SMA) is a private portfolio of actively managed, individual securities that may be customized to achieve an individual investor's unique objectives.

SMA accounts typically require a minimum investment of $100,000 for equity and asset allocation strategies and $250,000 for fixed income strategies, although the specific minimum account size varies by program and may be subject to change. The manager may waive these minimums based on client type, asset class, pre-existing relationship with client and other factors. For certain accounts, a negotiated minimum annual fee applies. Please consult with your Nuveen Advisor Consultant for applicable minimums.

Check with your financial advisor for specific product availability and performance information. This information may change without notice. From time to time, we may close or reopen strategies.

A word on risk
All investments carry a certain degree of risk, including possible loss of principal, and there is no assurance that an investment will provide positive performance over any period of time. It is important to review investment objectives, risk tolerance, tax liability and liquidity needs before choosing an investment style or manager. Equity investments are subject to market risk or the risk that stocks will decline in response to such factors as adverse company news or industry developments or a general economic decline. There may be specific risks associated with small and mid-size company investing, including potentially increased volatility with smaller companies. Value style investing presents the risk that the holdings or securities may never reach their full market value because the market fails to recognize what the portfolio management team considers the true business value or because the portfolio management team has misjudged those values. In addition, value style investing may fall out of favor and underperform growth or other style investing during given periods. This strategy may invest in American Depositary Receipts (ADRs). ADRs do not eliminate the currency and economic risks for the underlying shares in another country. The strategy’s potential investment in non-U.S. stocks presents risks such as political risk, exchange rate risk and inflationary risk, which included the risks of economic change, social unrest, changes in government relations, and differing accounting standards.

NWQ Investment Management Company, LLC is a registered investment adviser and an affiliate of Nuveen, LLC.