Unit Trusts


Nuveen Prospect Income Finance Portfolio, 3Q 2016

Pricing as of 2/16/2018

Net Asset Value$8.2834
Liquidation Price$8.2834

Product Price History

DateLiquidation Price1

Past performance is no indication of future results. Investment return and principal value will fluctuate with changes in market conditions. Units when redeemed may be worth more or less than their original cost.

This page contains historical pricing or historical distributions information for the unit investment trust listed above. It should not be used for federal or state tax purposes, please contact your financial advisor for tax information.

This material is not intended to be a recommendation or investment advice, does not constitute a solicitation to buy or sell securities, and is not provided in a fiduciary capacity. The information provided does not take into account the specific objectives or circumstances of any particular investor, or suggest any specific course of action. Investment decisions should be made based on an investor’s objectives and circumstances and in consultation with his or her advisors.

Risk Considerations
Investing involves risk; principal loss is possible. This Trust is unmanaged and there is no guarantee that the Trust’s investment objectives will be achieved. Investing in the Trust units may involve a high degree of risk and volatility due to the speculative nature of certain alternative investment options, such as real estate investment trusts (REITs) and business development companies (BDCs). As a result, an investment in the Trust may not be suitable for an investor with a low risk tolerance. The real estate industry is greatly affected by economic downturns or by changes in real estate values, rents, property taxes, interest rates, tax treatment, regulations, or the legal structure of the REIT. Risks associated with BDCs include leverage risk, liquidity risk, and the risk of changes in laws or regulations governing these types of companies.  Leverage may magnify the potential for losses on amounts invested by a BDC and, accordingly, may increase the volatility and risks associated with securities of BDCs. The BDCs held by the Trust may invest in derivatives to hedge certain risks, but there may be an imperfect correlation, or even no correlation, between price movements of a derivative and price movements of the investment being hedged. Shares of BDCs frequently trade at a discount to their net asset value.BDCs frequently have high expenses, including management fees, which will be borne indirectly by investors in the Trust. Investors will incur higher expenses by investing in the Trust than they would incur if they invested directly in REITs and BDCs. BDCs may invest significantly in securities of small and mid-cap companies that are often more volatile than those of larger companies as a result of several factors such as limited trading volumes, products or financial resources, management inexperience and less publicly available information. BDCs may invest in fixed income securities which may be susceptible to general movements in the bond market and are subject to credit, interest rate, liquidity and call risks. Fixed-income securities held by a BDC will decline if market interest rates rise.  BDCs may invest in high yield debt securities, including senior loans, which are below investment grade quality.  Below investment grade credit quality securities are predominantly speculative and subject to greater volatility and risk of default.  Below Investment grade debt is also subject to the risk of higher interest rates, market risk and the risk of economic recession. BDCs may invest in non-U.S. securities. Investments in non-U.S securities involve special risks not typically associated with domestic investments including currency fluctuation, political and economic instability, lack of liquidity and differing legal and accounting standards. A portfolio concentrated in a single market sector or country may present more risk than a portfolio broadly diversified over several sectors or countries. This Trust is concentrated in the financial sector as it invests exclusively in BDCs and REITs. Performance of companies in the financial sector may be adversely impacted by many factors, including, among others, government regulations, economic conditions, changes in interest rates and decreased liquidity in credit markets. There is no assurance that common stocks will make dividend payments. Dividends are paid only if declared by an issuer's board of directors and the amount of any dividend may vary over time. These and other risk considerations, such as various business, market, and investment risks are described in detail in the Trust’s prospectus. 
Nuveen Securities, LLC, a registered broker-dealer, serves as the Trust’s sponsor and Nuveen Fund Advisors, LLC serves as the Trust’s evaluator and supervisor. Prospect Capital Management L.P. serves as the portfolio consultant responsible for recommending a portfolio of securities for the Trust and is not affiliated with the Trust’s sponsor or its evaluator and supervisor.

Trust Summary

Trust NameNuveen Prospect Income Finance Portfolio, 3Q 2016
Series Name3Q 2016
Trust SymbolPIF3Q16
Nasdaq SymbolNVPIAX
Trust StatusSecondary
Initial Offer Date08/22/2016
Termination Date08/17/2018
First Income Record Date09/10/2016
Distibution FrequencyMonthly
Tax StructureRIC
Liquidation Price1$8.2834
Cash CUSIP67080F108
Reinvest CUSIP67080F116
Fee Cash CUSIP67080F124
Fee Reinvest CUSIP67080F132

1. Represents the value per unit that a unitholder would receive if the unitholder redeemed or sold units. This price is equal to the net asset value per unit plus any remaining organization costs and creation & development fee. This price reflects any remaining non-contingent deferred sales charges payable in connection with a liquidation of units.

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