Nuveen provides investment advisory solutions through its investment specialists.
Nuveen, LLC is a wholly owned subsidiary of Teachers Insurance and Annuity Association of America. Nuveen Asset Management, LLC, NWQ Investment Management Company, LLC, Santa Barbara Asset Management, LLC, Winslow Capital Management, LLC, AGR Partners LLC, Churchill Asset Management LLC, Greenwood Resources Capital Management, LLC, Gresham Investment Management LLC, Nuveen Fund Advisors, LLC, Teachers Advisors, LLC, TIAA-CREF Investment Management, LLC, and Nuveen Alternatives Advisors LLC are SEC registered investment advisers (“RIAs”). The investment advisory services, strategies and expertise of TIAA Investments, a division of Nuveen, are provided by Teachers Advisors, LLC and TIAA-CREF Investment Management, LLC. Nuveen Real Estate Management Limited is authorized and regulated by the UK Financial Conduct Authority. In addition, Nuveen Asset Management, LLC is a member of the National Futures Association and a Commodity Futures Trading Commission (“CFTC”) registered Commodity Trading Advisor; Gresham Investment Management LLC is a member of the National Futures Association and the Futures Industry Association and is a CFTC registered Commodity Pool Operator and Commodity Trading Adviser; and Nuveen Fund Advisors, LLC is a member of the National Futures Association and a CFTC registered Commodity Pool Operator. Westchester is a global agricultural asset manager; the RIA for the agriculture investment vehicles is Nuveen Alternatives Advisors LLC. Nuveen Securities, LLC is an SEC registered broker-dealer, a Financial Industry Regulatory Authority member and is registered with the Municipal Securities Rulemaking Board.
For more information regarding any of our registered investment advisers, please see the adviser’s Form ADV.
* As of 30 September 2021. Nuveen assets under management (AUM) is inclusive of underlying investment specialists. Totals may not equal 100% due to rounding.
1 ANREV/INREV/NCREIF Fund Manager Survey 2021. Survey illustrated rankings of 154 fund managers globally by AUM as at 31 Dec 2020.
2 Pensions & Investments, 05 Oct 2020. Rankings based on U.S. institutional tax-exempt assets under management as of 30 Jun 2020 reported by each responding asset manager.
3 Nuveen traces its history back to 1898 and TIAA was founded in 1918.
4 Pensions & Investments, 1995.
5 As of 31 Apr 2021. UN PRI, Nuveen Transparency Report, 2021, with reported data as of 31 Dec 2020. Nuveen assets under management is inclusive of underlying investment specialists.
6 2015-2021. The World’s Most Ethical Company assessment is based upon the Ethisphere Institute’s Ethics Quotient® (EQ) framework which offers a quantitative way to assess a company’s performance in an objective, consistent and standardized way. The information collected provides a comprehensive sampling of definitive criteria of core competencies, rather than all aspects of corporate governance, risk, sustainability, compliance and ethics. Scores are generated in five key categories: ethics and compliance program (35%), corporate citizenship and responsibility (20%), culture of ethics (20%), governance (15%) and leadership, innovation and reputation (10%) and provided to all companies who participate in the process. The full list of World’s Most Ethical Companies: https://www.worldsmostethicalcompanies.com/honorees/.
All investments involve some degree of risk, including loss of principal. Investment objectives may not be met.