Unit Trusts


Nuveen Dynamic Allocation 60/40 Portfolio, 1Q 2017

Pricing as of 2/16/2018

Net Asset Value$9.4251
Liquidation Price$9.4251

Product Price History

DateLiquidation Price1

Past performance is no indication of future results. Investment return and principal value will fluctuate with changes in market conditions. Units when redeemed may be worth more or less than their original cost.

This page contains historical pricing or historical distributions information for the unit investment trust listed above. It should not be used for federal or state tax purposes, please contact your financial advisor for tax information.

This material is not intended to be a recommendation or investment advice, does not constitute a solicitation to buy or sell securities, and is not provided in a fiduciary capacity. The information provided does not take into account the specific objectives or circumstances of any particular investor, or suggest any specific course of action. Investment decisions should be made based on an investor’s objectives and circumstances and in consultation with his or her advisors.

Investing involves risk; principal loss is possible. This Trust is unmanaged and there is no guarantee that the Trust’s investment objectives will be achieved.  There is no assurance that common stocks will make dividend payments. Dividends are paid only if declared by an issuer’s board of directors and the amount of any dividend may vary over time.  
The Trust invests in Exchange-traded funds (“ETFs”) which are investment pools that hold other securities and are subject to the risks of their underlying investments as well as management’s ability to meet an ETF’s investment objective.  The ETFs held by the Trust may invest in bonds, preferred securities, convertible securities and senior loans, certain of which may be rated below investment grade and/or issued by non-U.S. issuers.  Investments in below investment grade or high yield securities are subject to liquidity risk and heightened credit risk. Credit risk arises from an issuer’s ability to make interest and principal payments when due, as well as the prices of debt securities declining when an issuer’s credit quality is expected to deteriorate.  Interest rate risk occurs when interest rates rise causing debt security prices to fall. Call risk is the risk that securities can be prepaid or “called” by the issuer before their stated maturity.  As a result of bond market liquidity risk, an ETF held by the Trust may have to accept a lower price to sell a security. If an ETF held by the Trust needed to sell large blocks of bonds to meet redemption requests or to raise cash, those sales could further reduce the bonds’ prices. Senior loans are generally rated below investment grade and are not listed on a securities exchange. As such, senior loans are relatively illiquid, which relates to the ability of the ETF to sell a senior loan in a timely manner at a price equal to its value. Preferred securities are subordinate to bonds and other debt instruments in a company’s capital structure and therefore are subject to greater credit risk.   
The Trust also invests in real estate investment trusts (REITs). The real estate sector is greatly affected by economic downturns or by changes in real estate values, rents, property taxes, interest rates, tax treatment, regulations, or the legal structure of the REIT.  Stocks of small and mid-cap companies held by the Trust and/or the ETFs are often more volatile than those of larger companies as a result of several factors such as limited trading volumes, products or financial resources, management inexperience and less publicly available information. Non-U.S. investments held by the Trust and the ETFs involve additional risks, including currency fluctuation, political and economic instability, lack of liquidity, and differing legal and accounting standards. These risks are magnified in emerging markets.  These and other risk considerations, such as various business, market, and investment risks are described in detail in the Trust’s prospectus

Although this Trust’s life is approximately 15 months, the Trust’s strategy should be considered as part of a long-term investment strategy and investors should consider, in light of their particular financial situations, whether it may be appropriate to invest in successive trust portfolios, if available, subject to the applicable sales charges. There may be tax consequences associated with an investment from one series to the next unless units are purchased in an IRA or other qualified tax-deferred account. Investors should consult their tax advisor.
S&P 500 Index is an unmanaged index generally considered representative of the U.S. stock market. Bloomberg Barclays U.S. Aggregate Bond Index covers the U.S. investment grade fixed rate bond market.

The S&P 500 Index®(the “Index”) is a product of S&P Dow Jones Indices LLC or its affiliates (“SPDJI”) and has been licensed for use by the Sponsor. Standard & Poor’s®, S&P® and S&P 500® are registered trademarks of Standard & Poor’s Financial Services LLC (“S&P”). The trademarks have been licensed to SPDJI and have been sublicensed for certain purposes by the Sponsor. The Trust is not sponsored, endorsed, sold or promoted by SPDJI, S&P, or their respective affiliates or third party licensors and none of such parties make any representation regarding the advisability of investing in the Trust.
Nuveen Securities, LLC serves as the Trust’s sponsor and Nuveen Fund Advisors, LLC serves as the Trust’s evaluator and supervisor. Nuveen Asset Management, LLC and Nuveen Investments Advisers, LLC serve as the portfolio consultants responsible for recommending a portfolio of securities for the Trust. Nuveen Securities, LLC is a registered broker-dealer and Nuveen Fund Advisors, LLC, Nuveen Investments Advisers, LLC and Nuveen Asset Management, LLC are registered investment advisers.

Trust Summary

Trust NameNuveen Dynamic Allocation 60/40 Portfolio, 1Q 2017
Series Name1Q 2017
Trust SymbolNDA1Q17
Nasdaq SymbolNVDAAX
Trust StatusSecondary
Initial Offer Date02/07/2017
Termination Date05/04/2018
First Income Record Date03/10/2017
Distibution FrequencyMonthly
Tax StructureRIC
Liquidation Price1$9.4251
Cash CUSIP67079H149
Reinvest CUSIP67079H156
Fee Cash CUSIP67079H164
Fee Reinvest CUSIP67079H172

1. Represents the value per unit that a unitholder would receive if the unitholder redeemed or sold units. This price is equal to the net asset value per unit plus any remaining organization costs and creation & development fee. This price reflects any remaining non-contingent deferred sales charges payable in connection with a liquidation of units.

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