Unit Trusts

UIT

Incapital Morningstar Wide Moat Portfolio, 3Q 2012



Portfolio Holdings

NameSymbolSectorWeight
Bank of New York Company, Inc.BKFinancials2.90 %
LOWE’S COMPANIES, INC.LOWConsumer Discretionary2.90 %
VULCAN MATERIALS COMPANYVMCMaterials2.89 %
CISCO SYSTEMS, INC.CSCOInformation Technology2.89 %
GENERAL ELECTRIC COMPANYGEIndustrials2.89 %
Franklin Resources, Inc.BENFinancials2.89 %
MSCI Inc.MSCIIndustrials2.88 %
THE WESTERN UNION COMPANYWUInformation Technology2.88 %
Express Scripts, Inc.ESRXHealth Care2.87 %
Expeditors International of Washington, Inc.EXPDIndustrials2.87 %
UNITED TECHNOLOGIES CORPORATIONUTXIndustrials2.87 %
MICROS Systems, Inc.MCRSInformation Technology2.87 %
3M COMPANYMMMIndustrials2.87 %
ORACLE CORPORATIONORCLInformation Technology2.87 %
APPLIED MATERIALS, INC.AMATInformation Technology2.87 %
Sysco CorporationSYYConsumer Staples2.86 %
Maxim Integrated Products, IncMXIMInformation Technology2.86 %
QUALCOMM INCORPORATEDQCOMInformation Technology2.86 %
Weight Watchers International WTWConsumer Discretionary2.86 %
Compass Minerals Intl IncCMPMaterials2.85 %
St. Jude Medical, Inc.STJHealth Care2.85 %
Spectra Energy CorporationSEEnergy2.85 %
Grupo Televisa S.A.TVConsumer Discretionary2.85 %
Sanofi-Aventis SASNYHealth Care2.85 %
C.H. Robinson Worldwide, Inc.CHRWIndustrials2.85 %
THE ST. JOE COMPANYJOEFinancials2.84 %
EXELON CORPEXCUtilities2.84 %
MCDONALD'S CORPORATIONMCDConsumer Discretionary2.84 %
Martin Marietta Materials, IncMLMMaterials2.84 %
NATIONAL OILWELL VARCO, INC.NOVEnergy2.84 %
JOHNSON & JOHNSONJNJHealth Care2.84 %
Kinder Morgan Management, LLCKMREnergy2.84 %
BlackRock, Inc.BLKFinancials2.83 %
Novartis AGNVSHealth Care2.83 %
GOOGLE INC.GOOGInformation Technology2.71 %

Data used for the Portfolio Holdings and Portfolio Allocation Characteristics is from Bloomberg Finance L.P. Portfolio holdings are provided for informational purposes only and should not be deemed as a recommendation to buy or sell individual securities. Portfolio Holdings and Portfolio Allocation Characteristics are as of deposit day and are subject to change and may vary thereafter.

The style and capitalization characteristics are designed to help investors understand how they fit into an overall investment plan. Value, blend and growth are types of investment styles. Growth Investing generally seeks stocks that offer the potential for greater-than-average earnings growth, and may entail greater risk than value or blend investing. Value investing generally seeks stocks that may be sound investments but are temporarily out of favor in the marketplace, and may entail less risk than growth investing. A blend investment combines the two styles. Market capitalization is determined by the following criteria: Large Cap: Greater than $10 billion, Mid Cap: $2 billion-$10 billion, Small Cap: $250 million-$2 billion Micro Cap: Below $250 million.

This material is not intended to be a recommendation or investment advice, does not constitute a solicitation to buy or sell securities, and is not provided in a fiduciary capacity. The information provided does not take into account the specific objectives or circumstances of any particular investor, or suggest any specific course of action. Investment decisions should be made based on an investor’s objectives and circumstances and in consultation with his or her advisors.

Risk Considerations:
There is no assurance that a unit investment trust will achieve its investment objective. An investment in this unit investment trust is subject to market risk, which is the possibility that the market values of securities owned by the trust will decline and that the value of trust units may therefore be less than what you paid for them. This trust is unmanaged. Accordingly, you can lose money investing in this trust.
 
Common stocks do not assure dividend payments. Dividends are paid only when declared by an issuer's board of directors and the amount of any dividend may vary over time.
 
Stocks of small companies are often more volatile than those of larger companies as a result of several factors such as limited trading volumes, products or financial resources, management inexperience and less publicly available information.
 
Investing in foreign securities involves certain risks not typically associated with investing solely in the United States. This may magnify volatility due to changes in foreign exchange rates, the political and economic uncertainties in foreign countries, U.S. or foreign tax treatment, and the potential lack of liquidity, government supervision and regulation.
 
Although this trust’s life is approximately 15 months, this strategy should be considered as part of a long-term investment strategy and investors should consider their ability to pursue investing in successive portfolios at the applicable sales charge, if available. There may be tax consequences associated with an investment from one series to the next unless units are purchased in an IRA or other qualified tax-deferred account. Investors should consult their tax advisor or attorney to determine tax consequences associated with an investment from one portfolio to the next.
 
NOT FDIC INSURED - NOT BANK GUARANTEED - MAY LOSE VALUE

Morningstar Investment Services, Inc. is a registered investment advisor and wholly owned subsidiary of Morningstar, Inc. The Morningstar name and logo are registered marks of Morningstar, Inc. Incapital LLC and Morningstar Investment Services, Inc. are unaffiliated. Morningstar Investment Services, Inc. provides the trust with portfolio consulting services.
 
Incapital Unit Trust, Series 5 is a unit investment trust that consists of the Incapital Morningstar Wide Moat Portfolio, 3Q 2012. Incapital LLC serves as the Sponsor of the Trust.


Trust Summary

Trust NameIncapital Morningstar Wide Moat Portfolio, 3Q 2012
Series Name3Q 2012
Trust SymbolWMP3Q12
Nasdaq SymbolINWMAX
Trust StatusTerminated
Initial Offer Date07/02/2012
Termination Date10/09/2013
First Income Record Date12/10/2012
Distibution FrequencySemi-annually
Tax StructureRIC
Liquidation Price1$11.6058
Cash CUSIP45327F107
Reinvest CUSIP45327F115
Fee Cash CUSIP45327F123
Fee Reinvest CUSIP45327F131

1. Represents the value per unit that a unitholder would receive if the unitholder redeemed or sold units. This price is equal to the net asset value per unit plus any remaining organization costs and creation & development fee. This price reflects any remaining non-contingent deferred sales charges payable in connection with a liquidation of units.

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