Unit Trusts


Incapital Morningstar Wide Moat Portfolio, 2Q 2016

Portfolio Holdings

LINKEDIN CORP - ALNKDInformation Technology3.18 %
Berkshire Hathaway Inc. BRK/BFinancials3.15 %
Ferrari N V RaceConsumer Discretionary3.14 %
Compass Minerals International, Inc.CMPMaterials3.14 %
VF CorporationVFCConsumer Discretionary3.14 %
Monsanto CompanyMONMaterials3.14 %
Biogen Inc. BIIBHealth Care3.13 %
Amgen Inc.AMGNHealth Care3.13 %
Novartis AGNVSHealth Care3.13 %
U.S. BancorpUSBFinancials3.13 %
Cerner Corporation CERNHealth Care3.13 %
Mondelez International Inc.MDLZConsumer Staples3.13 %
Sanofi SNYHealth Care3.13 %
Visa Inc.VInformation Technology3.13 %
TWENTY-FIRST CENTURY FOX-AFOXAConsumer Discretionary3.13 %
Express Scripts Holding Company ESRXHealth Care3.13 %
United Technologies CorporationUTXIndustrials3.12 %
The Bank of New York Mellon CorporationBKFinancials3.12 %
McKesson CorporationMCKHealth Care3.12 %
American Express CompanyAXPFinancials3.12 %
Time Warner Inc.TWXConsumer Discretionary3.12 %
The Walt Disney CompanyDISConsumer Discretionary3.12 %
State Street CorporationSTTFinancials3.12 %
Wells Fargo & CompanyWFCFinancials3.12 %
CSX CorporationCSXIndustrials3.11 %
Mastercard IncorporatedMAInformation Technology3.11 %
Gilead Sciences, Inc. GILDHealth Care3.11 %
CBRE GROUP INC - ACBGFinancials3.11 %
Union Pacific CorporationUNPIndustrials3.11 %
Tiffany & Co.TIFConsumer Discretionary3.10 %
Allergan Public Limited CompanyAGNHealth Care3.09 %

Data used for the Portfolio Holdings and Portfolio Allocation Characteristics is from Bloomberg Finance L.P. Portfolio holdings are provided for informational purposes only and should not be deemed as a recommendation to buy or sell individual securities. Portfolio Holdings and Portfolio Allocation Characteristics are as of deposit day and are subject to change and may vary thereafter.

The style and capitalization characteristics are designed to help investors understand how they fit into an overall investment plan. Value, blend and growth are types of investment styles. Growth Investing generally seeks stocks that offer the potential for greater-than-average earnings growth, and may entail greater risk than value or blend investing. Value investing generally seeks stocks that may be sound investments but are temporarily out of favor in the marketplace, and may entail less risk than growth investing. A blend investment combines the two styles. Market capitalization is determined by the following criteria: Large Cap: Greater than $10 billion, Mid Cap: $2 billion-$10 billion, Small Cap: $250 million-$2 billion Micro Cap: Below $250 million.

This material is not intended to be a recommendation or investment advice, does not constitute a solicitation to buy or sell securities, and is not provided in a fiduciary capacity. The information provided does not take into account the specific objectives or circumstances of any particular investor, or suggest any specific course of action. Investment decisions should be made based on an investor’s objectives and circumstances and in consultation with his or her advisors.

The information herein is not complete and is subject to change. We may not sell these securities until the registration statement filed with the Securities and Exchange Commission is effective. This notice is not an offer to sell these securities and is not soliciting an offer to buy these securities in any state or jurisdiction where the offer or sale is not permitted.

Risk Considerations
There is no assurance that a unit investment trust will achieve its investment objective. An investment in this unit investment trust is subject to market risk, which is the possibility that the market values of securities owned by the trust will decline and that the value of trust units may therefore be less than what you paid for them. This trust is unmanaged. You can lose money investing in this trust.

Common stocks do not assure dividend payments. Dividends are paid only when declared by an issuer’s board of directors and the amount of any dividend may vary over time.

A portfolio concentrated in a single market sector may present more risk than a portfolio broadly diversified over several sectors.

This trust is concentrated in the healthcare sector. There are certain risks specific to the healthcare companies such as governmental regulation and the risk that a product may never come to pass.

Stocks of mid-cap companies are often more volatile than those of larger companies as a result of several factors such as limited trading volumes, products or financial resources, management inexperience and less publicly available information.

Investing in foreign securities involves certain risks not typically associated with investing solely in the United States. This may magnify volatility due to changes in foreign exchange rates, the political and economic uncertainties in foreign countries, U.S. or foreign tax treatment, and the potential lack of liquidity, government supervision and regulation.

Although this trust’s life is approximately 15 months, this strategy should be considered as part of a long-term investment strategy and investors should consider their ability to pursue investing in successive portfolios at the applicable sales charge, if available. There may be tax consequences associated with an investment from one series to the next unless units are purchased in an IRA or other qualified tax-deferred account. Investors should consult their tax advisor or attorney to determine tax consequences associated with an investment from one portfolio to the next.


Nuveen Securities, LLC serves as the Trust’s sponsor and Nuveen Fund Advisors, LLC serves as the Trust’s evaluator and supervisor.

Morningstar Investment Services, Inc. provides the Trust with portfolio consulting services. Morningstar Investment Services, Inc. is not affiliated with Nuveen, LLC. Morningstar Investment Services, Inc. is a registered investment advisor and wholly owned subsidiary of Morningstar, Inc. The Morningstar name and logo are registered marks of Morningstar, Inc. Incapital is not affiliated with Nuveen, LLC. The Trust is distributed by Nuveen Securities, LLC, a subsidiary of Nuveen, LLC. All marketing materials have been prepared by Nuveen.

Trust Summary

Trust NameIncapital Morningstar Wide Moat Portfolio, 2Q 2016
Series Name2Q 2016
Trust SymbolWMP2Q16
Nasdaq SymbolINWMRX
Trust StatusTerminated
Initial Offer Date04/11/2016
Termination Date07/07/2017
First Income Record Date06/10/2016
Distibution FrequencySemi-annually
Tax StructureRIC
Liquidation Price1$11.4600
Cash CUSIP45332E103
Reinvest CUSIP45332E111
Fee Cash CUSIP45332E129
Fee Reinvest CUSIP45332E137

1. Represents the value per unit that a unitholder would receive if the unitholder redeemed or sold units. This price is equal to the net asset value per unit plus any remaining organization costs and creation & development fee. This price reflects any remaining non-contingent deferred sales charges payable in connection with a liquidation of units.

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