Unit Trusts


Zacks Select Equities Blend Portfolio, 4Q 2012

Portfolio Holdings

Oasis Petroleum Inc.OASEnergy3.41 %
Triumph Group, Inc.TGIIndustrials3.38 %
Michael Kors Holdings Ltd.KORSConsumer Discretionary3.37 %
Banco Santander SASANFinancials3.35 %
Nippon Telegraph and Telephone CorporationNTTTelecommunication Services3.35 %
Argo Group International Holdings, Ltd.AGIIFinancials3.35 %
QR Energy, L.P.QREEnergy3.34 %
Lincoln National CorporationLNCFinancials3.34 %
Bank of the Ozarks, Inc.OZRKFinancials3.34 %
Fusion-io Inc.FIOInformation Technology3.34 %
KB Financial Group, Inc.KBFinancials3.34 %
Shinhan Financial Group Co.,Ltd. SHGFinancials3.34 %
First Financial Bancorp.FFBCFinancials3.34 %
LULULEMON ATHLETICA INC.LULUConsumer Discretionary3.33 %
AllianceBernstein Holding L.P.ABFinancials3.33 %
Williams Partners L.P.WPZEnergy3.32 %
CNA Financial CorporationCNAFinancials3.32 %
CNO Financial Group, IncCNOFinancials3.31 %
Grand Canyon Education, Inc.LOPEConsumer Discretionary3.31 %
XL Group PLCXLFinancials3.30 %
Aspen Insurance Holdings Ltd.AHLFinancials3.30 %
LEGG MASON, INC.LMFinancials3.30 %
Cheniere Energy Partners, L.P.CQPEnergy3.29 %
Royal Gold, Inc.RGLDMaterials3.29 %
Cavium Inc.CAVMInformation Technology3.27 %

Data used for the Portfolio Holdings and Portfolio Allocation Characteristics is from Bloomberg Finance L.P. Portfolio holdings are provided for informational purposes only and should not be deemed as a recommendation to buy or sell individual securities. Portfolio Holdings and Portfolio Allocation Characteristics are as of deposit day and are subject to change and may vary thereafter.

The style and capitalization characteristics are designed to help investors understand how they fit into an overall investment plan. Value, blend and growth are types of investment styles. Growth Investing generally seeks stocks that offer the potential for greater-than-average earnings growth, and may entail greater risk than value or blend investing. Value investing generally seeks stocks that may be sound investments but are temporarily out of favor in the marketplace, and may entail less risk than growth investing. A blend investment combines the two styles. Market capitalization is determined by the following criteria: Large Cap: Greater than $10 billion, Mid Cap: $2 billion-$10 billion, Small Cap: $250 million-$2 billion Micro Cap: Below $250 million.

This material is not intended to be a recommendation or investment advice, does not constitute a solicitation to buy or sell securities, and is not provided in a fiduciary capacity. The information provided does not take into account the specific objectives or circumstances of any particular investor, or suggest any specific course of action. Investment decisions should be made based on an investor’s objectives and circumstances and in consultation with his or her advisors.

Risk Considerations:
There is no assurance that a unit investment trust will achieve its investment objective. An investment in this unit investment trust is subject to market risk, which is the possibility that the market values of securities owned by the trust will decline and that the value of trust units may therefore be less than what you paid for them. This trust is unmanaged. You can lose money investing in this trust.

Common stocks do not assure dividend payments. Dividends are paid only when declared by an issuer's board of directors and the amount of any dividend may vary over time.

A portfolio concentrated in a single market sector may present more risk than a portfolio broadly diversified over several sectors.

This trust is concentrated in the financial sector. There are certain risks specific to the financials sector including the potential adverse effects of economic recession, volatile interest rates, and state and federal regulations.

Stocks of small companies are often more volatile than those of larger companies as a result of several factors such as limited trading volumes, products or financial resources, management inexperience and less publicly available information.

Investing in foreign securities involves certain risks not typically associated with investing solely in the United States. This may magnify volatility due to changes in foreign exchange rates, the political and economic uncertainties in foreign countries, U.S. or foreign tax treatment, and the potential lack of liquidity, government supervision and regulation.

Investing in emerging markets entail special risks such as currency, political, economic and market risks. The risks of investing in emergingmarket countries are greater than the risks generally associated with foreign investments.

Although this trust’s life is approximately 15 months, this strategy should be considered as part of a long-term investment strategy and investors should consider their ability to pursue investing in successive portfolios at the applicable sales charge, if available. There may be tax consequences associated with an investment from one series to the next unless units are purchased in an IRA or other qualified tax-deferred account. Investors should consult their tax advisor or attorney to determine tax consequences associated with an investment from one portfolio to the next.


Incapital Unit Trust, Series 13, is a unit investment trust that consists of the Zacks Select Equities Blend Portfolio, 4Q 2012.  Incapital LLC serves as the Sponsor of the Trust.

Incapital LLC and Zacks Investment Research are unaffiliated.  Zacks Investment Research provides the trust with portfolio consulting services.

Trust Summary

Trust NameZacks Select Equities Blend Portfolio, 4Q 2012
Series Name4Q 2012
Trust SymbolSEB4Q12
Nasdaq SymbolINSECX
Trust StatusTerminated
Initial Offer Date11/02/2012
Termination Date02/07/2014
First Income Record Date12/18/2012
Distibution FrequencySemi-annually
Tax StructureRIC
Liquidation Price1$11.6502
Cash CUSIP45327Q103
Reinvest CUSIP45327Q111
Fee Cash CUSIP45327Q129
Fee Reinvest CUSIP45327Q137

1. Represents the value per unit that a unitholder would receive if the unitholder redeemed or sold units. This price is equal to the net asset value per unit plus any remaining organization costs and creation & development fee. This price reflects any remaining non-contingent deferred sales charges payable in connection with a liquidation of units.

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