Unit Trusts


Zacks Select Equities Blend Portfolio, 1Q 2016

Portfolio Holdings

Rice Energy Inc.RICEEnergy3.51 %
ServiceNow, Inc. NOWInformation Technology3.43 %
QEP Resources IncQEPEnergy3.41 %
SALESFORCE.COM INCCRMInformation Technology3.40 %
Zayo Group Holdings, Inc. ZAYOTelecommunication Services3.38 %
N/AENLKEnergy3.36 %
INTL GAME TECHNOLOGYIGTConsumer Discretionary3.35 %
Ulta Beauty, Inc.ULTAConsumer Discretionary3.35 %
Popular, Inc. BPOPFinancials3.33 %
Facebook, Inc. FBInformation Technology3.33 %
Home BancShares, Inc.HOMBFinancials3.33 %
PAYLOCITY HOLDING CORPPCTYInformation Technology3.33 %
Noble Corporation PLC NEEnergy3.32 %
Dominion Midstream Partners, LPDMEnergy3.32 %
Splunk Inc.SPLKInformation Technology3.32 %
Super Micro Computer, Inc. SMCIInformation Technology3.32 %
Telephone and Data Systems, Inc.TDSTelecommunication Services3.31 %
Korea Electric Power Corporation KEPUtilities3.30 %
Take-Two Interactive Software, Inc. TTWOInformation Technology3.30 %
KT CorporationKTTelecommunication Services3.29 %
LOEWS CORPLFinancials3.29 %
Kennedy-Wilson Holdings Inc.KWFinancials3.29 %
Wesco Aircraft Holdings, Inc. WAIRIndustrials3.29 %
BITAUTO HOLDINGS LTD-ADRBITAInformation Technology3.27 %
DEVRY EDUCATION GROUP INCDVConsumer Discretionary3.25 %

Data used for the Portfolio Holdings and Portfolio Allocation Characteristics is from Bloomberg Finance L.P. Portfolio holdings are provided for informational purposes only and should not be deemed as a recommendation to buy or sell individual securities. Portfolio Holdings and Portfolio Allocation Characteristics are as of deposit day and are subject to change and may vary thereafter.

The style and capitalization characteristics are designed to help investors understand how they fit into an overall investment plan. Value, blend and growth are types of investment styles. Growth Investing generally seeks stocks that offer the potential for greater-than-average earnings growth, and may entail greater risk than value or blend investing. Value investing generally seeks stocks that may be sound investments but are temporarily out of favor in the marketplace, and may entail less risk than growth investing. A blend investment combines the two styles. Market capitalization is determined by the following criteria: Large Cap: Greater than $10 billion, Mid Cap: $2 billion-$10 billion, Small Cap: $250 million-$2 billion Micro Cap: Below $250 million.

This material is not intended to be a recommendation or investment advice, does not constitute a solicitation to buy or sell securities, and is not provided in a fiduciary capacity. The information provided does not take into account the specific objectives or circumstances of any particular investor, or suggest any specific course of action. Investment decisions should be made based on an investor’s objectives and circumstances and in consultation with his or her advisors.

Risk Considerations
There is no assurance that a unit investment trust will achieve its investment objective. An investment in this unit investment trust is subject to market risk, which is the possibility that the market values of securities owned by the trust will decline and that the value of trust units may therefore be less than what you paid for them. This trust is unmanaged. You can lose money investing in this trust.

Common stocks do not assure dividend payments. Dividends are paid only when declared by an issuer’s board of directors and the amount of any dividend may vary over time.

A portfolio concentrated in a single market sector may present more risk than a portfolio broadly diversified over several sectors.

This trust is concentrated in the Information Technology sector. There are certain risks specific to information technology stocks such as volatile stock prices, rapid product obsolescence, and speculative trading.

Stocks of small and mid-cap companies are often more volatile than those of larger companies as a result of several factors such as limited trading volumes, products or financial resources, management inexperience and less publicly available information.

This trust invests in Master Limited Partnerships (“MLPs”). Most MLPs operate in the energy, natural resources, or real estate sectors and are subject to the risks generally applicable to those sectors, including commodity price risk, supply and demand risk, depletion risk and exploration risk. MLPs are also subject to the risk that U.S. taxing authorities could challenge the tax treatment of MLPs for federal income tax purposes, which could have a negative impact on the after-tax income available for distribution by the MLPs.

Investing in foreign securities involves certain risks not typically associated with investing solely in the United States. This may magnify volatility due to changes in foreign exchange rates, the political and economic uncertainties in foreign countries, U.S. or foreign tax treatment, and the potential lack of liquidity, government supervision and regulation.

Investing in emerging markets entail special risks such as currency, political, economic and market risks. The risks of investing in emerging market countries are greater than the risks generally associated with foreign investments.

Although this trust’s life is approximately 15 months, this strategy should be considered as part of a long-term investment strategy and investors should consider their ability to pursue investing in successive portfolios at the applicable sales charge, if available. There may be tax consequences associated with an investment from one series to the next unless units are purchased in an IRA or other qualified tax-deferred account. Investors should consult their tax advisor or attorney to determine tax consequences associated with an investment from one portfolio to the next.


Incapital Unit Trust, Series 116, is a unit investment trust that consists of multiple portfolios, including the Zacks Select Equities Blend Portfolio, 1Q 2016. Nuveen Securities, LLC serves as the Trust’s sponsor and Nuveen Fund Advisors, LLC serves as the Trust’s evaluator and supervisor.

Zacks Investment Research provides the Trust with portfolio consulting services. Zacks Investment Research is not affiliated with Nuveen, LLC. The Trust is distributed by Nuveen Securities, LLC, a subsidiary of Nuveen, LLC. All marketing materials have been prepared by Nuveen.

Trust Summary

Trust NameZacks Select Equities Blend Portfolio, 1Q 2016
Series Name1Q 2016
Trust SymbolSEB1Q16
Nasdaq SymbolINSEQX
Trust StatusTerminated
Initial Offer Date02/10/2016
Termination Date05/09/2017
First Income Record Date06/10/2016
Distibution FrequencySemi-annually
Tax StructureRIC
Liquidation Price1$14.6544
Cash CUSIP45332A101
Reinvest CUSIP45332A119
Fee Cash CUSIP45332A127
Fee Reinvest CUSIP45332A135

1. Represents the value per unit that a unitholder would receive if the unitholder redeemed or sold units. This price is equal to the net asset value per unit plus any remaining organization costs and creation & development fee. This price reflects any remaining non-contingent deferred sales charges payable in connection with a liquidation of units.

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