Unit Trusts

UIT

Nuveen Prospect Cyclical Momentum Portfolio, 2Q 2016



Portfolio Holdings

NameSymbolSectorWeight
The Goodyear Tire & Rubber CompanyGTConsumer Discretionary5.43 %
Continental AktiengesellschaftCTTAYConsumer Discretionary5.40 %
O'Reilly Automotive, Inc.ORLYConsumer Discretionary5.40 %
AutoZone, Inc.AZOConsumer Discretionary5.17 %
Norwegian Cruise Line Holdings Ltd.NCLHConsumer Discretionary3.51 %
Alaska Air Group, Inc.ALKIndustrials3.50 %
Carnival CorporationCCLConsumer Discretionary3.50 %
JetBlue Airways CorporationJBLUIndustrials3.49 %
United Parcel Service, Inc.UPSIndustrials3.48 %
FedEx CorporationFDXIndustrials3.37 %
The Sherwin-Williams CompanySHWMaterials3.33 %
RPM International Inc.RPMMaterials3.32 %
Masco CorporationMASIndustrials3.31 %
Berry Plastics Group, Inc.BERYMaterials3.30 %
Crown Holdings, Inc.CCKMaterials3.30 %
Ball CorporationBLLMaterials3.30 %
Sealed Air CorporationSEEMaterials3.28 %
Costco Wholesale CorporationCOSTConsumer Staples3.24 %
Altria Group, Inc.MOConsumer Staples3.22 %
Target CorporationTGTConsumer Discretionary3.22 %
Tyson Foods, Inc.TSNConsumer Staples3.21 %
Nestle S.A.NSRGYConsumer Staples3.21 %
Burlington Stores, Inc.BURLConsumer Discretionary3.21 %
Dollar General CorporationDGConsumer Discretionary3.19 %
PepsiCo, Inc.PEPConsumer Staples3.18 %
Hormel Foods CorporationHRLConsumer Staples3.12 %
Valero Energy CorporationVLOEnergy2.91 %
Tesoro CorporationTSOEnergy2.90 %

Data used for the Portfolio Holdings and Portfolio Allocation Characteristics is from Bloomberg Finance L.P. Portfolio holdings are provided for informational purposes only and should not be deemed as a recommendation to buy or sell individual securities. Portfolio Holdings and Portfolio Allocation Characteristics are as of deposit day and are subject to change and may vary thereafter.

The style and capitalization characteristics are designed to help investors understand how they fit into an overall investment plan. Value, blend and growth are types of investment styles. Growth Investing generally seeks stocks that offer the potential for greater-than-average earnings growth, and may entail greater risk than value or blend investing. Value investing generally seeks stocks that may be sound investments but are temporarily out of favor in the marketplace, and may entail less risk than growth investing. A blend investment combines the two styles. Market capitalization is determined by the following criteria: Large Cap: Greater than $10 billion, Mid Cap: $2 billion-$10 billion, Small Cap: $250 million-$2 billion Micro Cap: Below $250 million.

This material is not intended to be a recommendation or investment advice, does not constitute a solicitation to buy or sell securities, and is not provided in a fiduciary capacity. The information provided does not take into account the specific objectives or circumstances of any particular investor, or suggest any specific course of action. Investment decisions should be made based on an investor’s objectives and circumstances and in consultation with his or her advisors.

Risk Considerations
Investing involves risk; principal loss is possible. This Trust is unmanaged and there is no guarantee that the Trust’s investment objectives will be achieved. There is no assurance that common stocks will make dividend payments. Dividends are paid only if declared by an issuer's board of directors and the amount of any dividend may vary over time. The Trust aims to select securities of companies that may benefit from a sustained period of low oil and gas prices, however there is no guarantee that oil and gas prices will remain low or that the companies in which the Trust invests will benefit from such an environment. No one can predict whether oil and natural gas prices will rise or fall in the future and the oil and gas industry is cyclical which from time to time may experience a shortage of drilling rigs, equipment, supplies, or qualified personnel, or due to significant demand, such as services, may not be available on commercially reasonable terms. Oil and natural gas prices are strongly affected by oil and gas supply and demand, government regulations and policies, oil and gas production and conservation efforts, and technological change. This may have an adverse impact on the value of certain securities in the Trust and on the value of your units. A portfolio concentrated in a single market sector may present more risk than a portfolio broadly diversified over several sectors. This Trust is concentrated in the consumer products sector. Some of the general risks of companies in the consumer products sectors include cyclicality of revenues and earnings, economic recession, currency fluctuations, changing consumer tastes, extensive competition, product liability litigation and increased government regulation. Stocks of mid-cap companies are often more volatile than those of larger companies as a result of several factors such as limited trading volumes, products or financial resources, management inexperience and less publicly available information. Non-U.S. investments involve additional risks, including currency fluctuation, political and economic instability, lack of liquidity and differing legal and accounting standards. These risks are magnified in emerging markets. These and other risk considerations, such as various business, market, and investment risks are described in detail in the Trust’s prospectus.
 
NOT FDIC INSURED - NOT BANK GUARANTEED - MAY LOSE VALUE
 
S&P GSCI Crude Oil Index provides investors with a benchmark for investment performance in the crude oil market. S&P 500 Transportation Index tracks the performance of S&P 500 stocks in the transportation industry. S&P 500 Consumer Discretionary Index tracks the performance of companies included in the S&P 500 that are classified as members of the consumer discretionary sector. S&P 500 Specialty Chemicals Index tracks the performance of S&P 500 stocks in the specialty chemicals industry.
 
Nuveen Securities, LLC, a registered broker-dealer, serves as the Trust’s sponsor and Nuveen Fund Advisors, LLC serves as the Trust’s evaluator and supervisor. Prospect Capital Management L.P. serves as the portfolio consultant responsible for recommending a portfolio of securities for the Trust and is not affiliated with the Trust’s sponsor or its evaluator and supervisor.
 


Trust Summary

Trust NameNuveen Prospect Cyclical Momentum Portfolio, 2Q 2016
Series Name2Q 2016
Trust SymbolPCM2Q16
Nasdaq SymbolNVPCMX
Trust StatusSecondary
Initial Offer Date06/20/2016
Termination Date06/19/2018
First Income Record Date12/10/2016
Distibution FrequencySemi-annually
Tax StructureRIC
Liquidation Price1$11.2997
Cash CUSIP67078F102
Reinvest CUSIP67078F110
Fee Cash CUSIP67078F128
Fee Reinvest CUSIP67078F136

1. Represents the value per unit that a unitholder would receive if the unitholder redeemed or sold units. This price is equal to the net asset value per unit plus any remaining organization costs and creation & development fee. This price reflects any remaining non-contingent deferred sales charges payable in connection with a liquidation of units.

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