Unit Trusts


Nuveen Tradewinds Global Energy Revolution, Series 3

Portfolio Holdings

Royal Dutch Shell PLCRDS/BEnergy5.00 %
Bunge LimitedBGConsumer Staples4.97 %
First Solar, Inc.FSLRInformation Technology4.49 %
China Everbright International Limited257 HKIndustrials4.34 %
The AES CorporationAESUtilities4.03 %
National Grid PLCNGGUtilities4.00 %
Bristow Group Inc.BRSEnergy3.99 %
Abengoa Yield PLCABYUtilities3.94 %
SCE Trust I 5.6250%EIXUtilities3.93 %
Aker Solutions ASAAKSO NOEnergy3.47 %
Canadian Natural Resources Ltd.CNQEnergy3.46 %
NRG Energy, Inc.NRGUtilities3.43 %
The Andersons, Inc.ANDEConsumer Staples3.04 %
Exelon CorporationEXCUtilities3.04 %
YPF Sociedad AnonimaYPFEnergy3.01 %
Apache CorporationAPAEnergy3.01 %
Flextronics International Ltd.FLEXInformation Technology3.00 %
Cabot Oil & Gas CorporationCOGEnergy2.99 %
Schlumberger LimitedSLBEnergy2.98 %
CNOOC LimitedCEOEnergy2.97 %
Siemens AktiengesellschaftSIEGYIndustrials2.97 %
Concord New Energy Group Limited182 HKIndustrials2.95 %
Cia de Saneamento Basico do Estado de Sao PauloSBSUtilities2.50 %
Agrium Inc.AGUMaterials2.50 %
Total S.A.TOTEnergy2.49 %
Devon Energy CorporationDVNEnergy2.01 %
Archer-Daniels-Midland CompanyADMConsumer Staples2.01 %
Cameco CorporationCCJEnergy2.00 %
Statoil ASASTOEnergy1.99 %
Cape PLCCIU LNIndustrials1.99 %
Petrobras Argentina S.A.PZEEnergy1.98 %
Superior Energy Services, Inc.SPNEnergy1.52 %

Data used for the Portfolio Holdings and Portfolio Allocation Characteristics is from Bloomberg Finance L.P. Portfolio holdings are provided for informational purposes only and should not be deemed as a recommendation to buy or sell individual securities. Portfolio Holdings and Portfolio Allocation Characteristics are as of deposit day and are subject to change and may vary thereafter.

The style and capitalization characteristics are designed to help investors understand how they fit into an overall investment plan. Value, blend and growth are types of investment styles. Growth Investing generally seeks stocks that offer the potential for greater-than-average earnings growth, and may entail greater risk than value or blend investing. Value investing generally seeks stocks that may be sound investments but are temporarily out of favor in the marketplace, and may entail less risk than growth investing. A blend investment combines the two styles. Market capitalization is determined by the following criteria: Large Cap: Greater than $10 billion, Mid Cap: $2 billion-$10 billion, Small Cap: $250 million-$2 billion Micro Cap: Below $250 million.

This material is not intended to be a recommendation or investment advice, does not constitute a solicitation to buy or sell securities, and is not provided in a fiduciary capacity. The information provided does not take into account the specific objectives or circumstances of any particular investor, or suggest any specific course of action. Investment decisions should be made based on an investor’s objectives and circumstances and in consultation with his or her advisors.

Risk Considerations
There is no assurance that a unit investment trust will achieve its investment objective. An investment in this unit investment trust is subject to market risk, which is the possibility that the market values of securities owned by the trust will decline and that the value of trust units may therefore be less than what you paid for them. This trust is unmanaged. You can lose money investing in this trust. This trust terminates approximately two years from the initial date of deposit.

Common stocks do not assure dividend payments. Dividends are paid only when declared by an issuer’s board of directors and the amount of any dividend may vary over time. There can be no guarantee dividend payments from securities held in the trust, if any, will increase or that dividend yield on securities in the trust will be greater than the yield of any index mentioned herein.

A portfolio concentrated in a single market sector may present more risk than a portfolio broadly diversified over several sectors.
This trust is concentrated in the energy sector. There are certain risks specific to the energy sector, including the potential adverse effect of state and federal regulation, increasing costs of natural resources, commodity price risk, supply and demand risk, depletion risk and exploration risk.

Stocks of small companies and mid-cap companies are often more volatile than those of larger companies as a result of several factors such as limited trading volumes, products or financial resources, management inexperience and less publicly available information.

Investing in foreign securities involves certain risks not typically associated with investing solely in the United States. This may magnify volatility due to changes in foreign exchange rates, the political and economic uncertainties in foreign countries, U.S. or foreign tax treatment, and the potential lack of liquidity, government supervision and regulation.

The trust is concentrated in securities issued by companies operating in Europe and, therefore, is subject to certain risks associated specifically with Europe. European Union member states no longer control their own monetary policies and such control is exercised by the European Central Bank. Furthermore, the European sovereign debt crisis and the related austerity measures in certain countries have had, and continues to have, a significant negative impact on the economies of certain European countries and their future economic outlooks.

Investing in emerging markets entail special risks such as currency, political, economic and market risks. The risks of investing in emerging market countries are greater than the risks generally associated with foreign investments.


Tradewinds Global Investors, LLC provided the trust with portfolio consulting services on the trust’s deposit date. Tradewinds Global Investors, LLC was a registered investment adviser and subsidiary of Nuveen, LLC. The Trust is distributed by Nuveen Securities, LLC, a subsidiary of Nuveen, LLC.

Trust Summary

Trust NameNuveen Tradewinds Global Energy Revolution, Series 3
Series NameSeries 3
Trust SymbolNTE0003
Nasdaq SymbolINNTBX
Trust StatusTerminated
Initial Offer Date03/04/2016
Termination Date08/02/2017
First Income Record Date06/10/2016
Distibution FrequencyQuarterly
Tax StructureRIC
Liquidation Price1$10.9348
Cash CUSIP45332X101
Reinvest CUSIP45332X119
Fee Cash CUSIP45332X127
Fee Reinvest CUSIP45332X135

1. Represents the value per unit that a unitholder would receive if the unitholder redeemed or sold units. This price is equal to the net asset value per unit plus any remaining organization costs and creation & development fee. This price reflects any remaining non-contingent deferred sales charges payable in connection with a liquidation of units.

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