Unit Trusts


Nuveen Large Cap Dividend Portfolio, 3Q 2016

Portfolio Holdings

Wal-Mart Stores, Inc.WMTConsumer Staples4.03 %
Apple Inc.AAPLInformation Technology4.03 %
Amgen Inc.AMGNHealth Care4.02 %
Discover Financial ServicesDFSFinancials4.02 %
SunTrust Banks, Inc.STIFinancials4.02 %
Cisco Systems, Inc.CSCOInformation Technology4.02 %
Las Vegas Sands Corp.LVSConsumer Discretionary4.01 %
HP Inc.HPQInformation Technology4.00 %
McDonald's CorporationMCDConsumer Discretionary4.00 %
Gilead Sciences, Inc. GILDHealth Care4.00 %
Ford Motor CompanyFConsumer Discretionary4.00 %
Delta Air Lines, Inc.DALIndustrials4.00 %
QUALCOMM IncorporatedQCOMInformation Technology4.00 %
Verizon Communications Inc.VZTelecommunication Services4.00 %
Valero Energy CorporationVLOEnergy4.00 %
AbbVie Inc.ABBVHealth Care4.00 %
Metlife, Inc.METFinancials4.00 %
Sysco CorporationSYYConsumer Staples4.00 %
Philip Morris International Inc.PMConsumer Staples3.99 %
Target CorporationTGTConsumer Discretionary3.99 %
Cardinal Health, Inc.CAHHealth Care3.99 %
Prudential Financial, Inc.PRUFinancials3.99 %
The Boeing CompanyBAIndustrials3.97 %
Yum! Brands, Inc.YUMConsumer Discretionary3.97 %
McKesson CorporationMCKHealth Care3.95 %

Data used for the Portfolio Holdings and Portfolio Allocation Characteristics is from Bloomberg Finance L.P. Portfolio holdings are provided for informational purposes only and should not be deemed as a recommendation to buy or sell individual securities. Portfolio Holdings and Portfolio Allocation Characteristics are as of deposit day and are subject to change and may vary thereafter.

The style and capitalization characteristics are designed to help investors understand how they fit into an overall investment plan. Value, blend and growth are types of investment styles. Growth Investing generally seeks stocks that offer the potential for greater-than-average earnings growth, and may entail greater risk than value or blend investing. Value investing generally seeks stocks that may be sound investments but are temporarily out of favor in the marketplace, and may entail less risk than growth investing. A blend investment combines the two styles. Market capitalization is determined by the following criteria: Large Cap: Greater than $10 billion, Mid Cap: $2 billion-$10 billion, Small Cap: $250 million-$2 billion Micro Cap: Below $250 million.

This material is not intended to be a recommendation or investment advice, does not constitute a solicitation to buy or sell securities, and is not provided in a fiduciary capacity. The information provided does not take into account the specific objectives or circumstances of any particular investor, or suggest any specific course of action. Investment decisions should be made based on an investor’s objectives and circumstances and in consultation with his or her advisors.

Risk Considerations
Investing involves risk; principal loss is possible. This Trust is unmanaged and there is no guarantee that the Trust’s investment objectives will be achieved. There is no assurance that common stocks will make dividend payments. Dividends are paid only if declared by an issuer's board of directors and the amount of any dividend may vary over time. A portfolio concentrated in a single market sector may present more risk than a portfolio broadly diversified over several sectors. This Trust is concentrated in the consumer products sector. Some of the general risks of companies in the consumer products sector include cyclicality of revenues and earnings, economic recession, currency fluctuations, changing consumer tastes, extensive competition, product liability litigation and increased government regulation. These and other risk considerations, such as various business, market, and investment risks are described in detail in the Trust’s prospectus. 
Although this Trust’s life is approximately 15 months, the Trust’s strategy should be considered as part of a long-term investment strategy and investors should consider, in light of their particular financial situations, whether it may be appropriate to invest in successive trust portfolios, if available, subject to the applicable sales charges. There may be tax consequences associated with an investment from one series to the next unless units are purchased in an IRA or other qualified tax-deferred account. Investors should consult their tax advisor.


The S&P 500® Index is a market weighted index of 500 stocks that are traded on the NYSE, NYSE MKT, and NASDAQ. “Standard & Poor’s®”, “S&P®” and “S&P 500®” are registered trademarks of Standard & Poor’s Financial Services LLC (“Standard & Poor’s”). The trust is not sponsored, endorsed, sold or promoted by Standard & Poor’s and Standard & Poor’s does not make any representation regarding the advisability of investing in the securities. The Trust does not seek to match the performance or composition of the S&P 500® Index.

The Russell 1000® Index and all other Russell index names are registered trademarks of Russell Investment Group. The portfolio is not sponsored, endorsed, sold or promoted by Russell Investment Group and Russell Investment Group does not make any representation regarding the advisability of investing in the securities.

Nuveen Securities, LLC serves as the Trust’s sponsor and Nuveen Fund Advisors, LLC serves as the Trust’s evaluator and supervisor. Nuveen Asset Management, LLC serves as the portfolio consultant responsible for recommending a portfolio of securities for the Trust. Nuveen Securities, LLC is a registered broker-dealer and Nuveen Fund Advisors, LLC and Nuveen Asset Management, LLC are registered investment advisers.

Trust Summary

Trust NameNuveen Large Cap Dividend Portfolio, 3Q 2016
Series Name3Q 2016
Trust SymbolNLD3Q16
Nasdaq SymbolNVNLDX
Trust StatusTerminated
Initial Offer Date07/18/2016
Termination Date10/16/2017
First Income Record Date09/10/2016
Distibution FrequencyQuarterly
Tax StructureRIC
Liquidation Price1$11.7897
Cash CUSIP67078M107
Reinvest CUSIP67078M115
Fee Cash CUSIP67078M123
Fee Reinvest CUSIP67078M131

1. Represents the value per unit that a unitholder would receive if the unitholder redeemed or sold units. This price is equal to the net asset value per unit plus any remaining organization costs and creation & development fee. This price reflects any remaining non-contingent deferred sales charges payable in connection with a liquidation of units.

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