Unit Trusts


Nuveen Najarian Heat Seeker Portfolio, 4Q 2016

Portfolio Holdings

The Goldman Sachs Group, Inc.GSFinancials2.58 %
FedEx CorporationFDXIndustrials2.58 %
Chevron CorporationCVXEnergy2.55 %
Exxon Mobil CorporationXOMEnergy2.53 %
McKesson CorporationMCKHealth Care2.53 %
Cisco Systems, Inc.CSCOInformation Technology2.53 %
Intel CorporationINTCInformation Technology2.52 %
Eastman Chemical CompanyEMNMaterials2.52 %
General Electric CompanyGEIndustrials2.52 %
Monsanto CompanyMONMaterials2.52 %
TD Ameritrade Holding CorporationAMTDFinancials2.51 %
Anadarko Petroleum CorporationAPCEnergy2.51 %
Schlumberger LimitedSLBEnergy2.51 %
United Technologies CorporationUTXIndustrials2.51 %
Apple Inc.AAPLInformation Technology2.51 %
T-Mobile US, Inc. TMUSTelecommunication Services2.51 %
Kimberly-Clark CorporationKMBConsumer Staples2.51 %
NIKE, Inc.NKEConsumer Discretionary2.51 %
Halliburton CompanyHALEnergy2.50 %
American Airlines Group IncAALIndustrials2.50 %
Morgan StanleyMSFinancials2.50 %
Johnson & JohnsonJNJHealth Care2.50 %
Facebook, Inc. FBInformation Technology2.50 %
Microsoft CorporationMSFTInformation Technology2.50 %
JPMorgan Chase & Co.JPMFinancials2.49 %
The Charles Schwab CorporationSCHWFinancials2.49 %
Reynolds American Inc. RAIConsumer Staples2.49 %
The Walt Disney CompanyDISConsumer Discretionary2.49 %
Target CorporationTGTConsumer Discretionary2.49 %
Citigroup Inc.CFinancials2.49 %
Starbucks CorporationSBUXConsumer Discretionary2.49 %
Bank of America CorporationBACFinancials2.48 %
Visa Inc.VInformation Technology2.48 %
Lowe's Companies, Inc.LOWConsumer Discretionary2.48 %
Delta Air Lines, Inc.DALIndustrials2.48 %
The Clorox CompanyCLXConsumer Staples2.48 %
Stryker CorporationSYKHealth Care2.47 %
3M CompanyMMMIndustrials2.46 %
Alphabet Inc.GOOGInformation Technology2.44 %
Amazon.com, Inc. AMZNConsumer Discretionary2.34 %

Data used for the Portfolio Holdings and Portfolio Allocation Characteristics is from Bloomberg Finance L.P. Portfolio holdings are provided for informational purposes only and should not be deemed as a recommendation to buy or sell individual securities. Portfolio Holdings and Portfolio Allocation Characteristics are as of deposit day and are subject to change and may vary thereafter.

The style and capitalization characteristics are designed to help investors understand how they fit into an overall investment plan. Value, blend and growth are types of investment styles. Growth Investing generally seeks stocks that offer the potential for greater-than-average earnings growth, and may entail greater risk than value or blend investing. Value investing generally seeks stocks that may be sound investments but are temporarily out of favor in the marketplace, and may entail less risk than growth investing. A blend investment combines the two styles. Market capitalization is determined by the following criteria: Large Cap: Greater than $10 billion, Mid Cap: $2 billion-$10 billion, Small Cap: $250 million-$2 billion Micro Cap: Below $250 million.

This material is not intended to be a recommendation or investment advice, does not constitute a solicitation to buy or sell securities, and is not provided in a fiduciary capacity. The information provided does not take into account the specific objectives or circumstances of any particular investor, or suggest any specific course of action. Investment decisions should be made based on an investor’s objectives and circumstances and in consultation with his or her advisors.

Risk Considerations
Investing involves risk; principal loss is possible. This Trust is unmanaged and there is no guarantee that the Trust’s investment objectives will be achieved. Common stocks do not assure dividend payments. Dividends are paid only when declared by an issuer's board of directors and the amount of any dividend may vary over time. Non-U.S. investments involve additional risks, including currency fluctuation, political and economic instability, lack of liquidity and differing legal and accounting standards. These risks are magnified in emerging markets. These and other risk considerations, such as various business, market, and investment risks are described in detail in the Trust’s prospectus.

Although this Trust’s life is approximately 15 months, the Trust’s strategy should be considered as part of a long-term investment strategy and investors should consider, in light of their particular financial situations, whether it may be appropriate to invest in successive trust portfolios, if available, subject to the applicable sales charges. There may be tax consequences associated with an investment from one series to the next unless units are purchased in an IRA or other qualified tax-deferred account. Investors should consult their tax advisor.


Nuveen Securities, LLC, a registered broker-dealer, serves as the Trust’s sponsor and Nuveen Fund Advisors, LLC serves as the Trust’s evaluator and supervisor. KKM Financial, LLC serves as the portfolio consultant responsible for recommending a portfolio of securities for the Trust and is not affiliated with the Trust’s sponsor or its evaluator and supervisor.

Trust Summary

Trust NameNuveen Najarian Heat Seeker Portfolio, 4Q 2016
Series Name4Q 2016
Trust SymbolNHS4Q16
Nasdaq SymbolNVNHBX
Trust StatusSecondary
Initial Offer Date12/19/2016
Termination Date03/16/2018
First Income Record Date12/30/2016
Distibution FrequencyQuarterly
Tax StructureRIC
Liquidation Price1$11.2005
Cash CUSIP67076D109
Reinvest CUSIP67076D117
Fee Cash CUSIP67076D125
Fee Reinvest CUSIP67076D133

1. Represents the value per unit that a unitholder would receive if the unitholder redeemed or sold units. This price is equal to the net asset value per unit plus any remaining organization costs and creation & development fee. This price reflects any remaining non-contingent deferred sales charges payable in connection with a liquidation of units.

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