Unit Trusts


Nuveen NWQ Global Dividend Value Portfolio, Series 3

Portfolio Holdings

Swiss Re AGSSREYFinancials4.03 %
Target CorporationTGTConsumer Discretionary3.54 %
Agrium Inc.AGUMaterials3.53 %
Nippon Telegraph and Telephone Corporation NTTTelecommunication Services3.52 %
Deutsche Post AG DPSGYIndustrials3.51 %
Unum Group UNMFinancials3.50 %
Orkla ASAORKLYConsumer Staples3.50 %
Oracle CorporationORCLInformation Technology3.45 %
Imperial Tobacco Group PLCITYBYConsumer Staples3.33 %
GlaxoSmithKline PLCGSKHealth Care3.26 %
Royal Dutch Shell PLCRDS/AEnergy3.25 %
Roche Holding AGRHHBYHealth Care2.99 %
Sanofi SNYHealth Care2.98 %
United Parcel Service, Inc.UPSIndustrials2.98 %
Citigroup Inc.CFinancials2.96 %
Frontier Communications CorporationFTRTelecommunication Services2.76 %
CIT Group Inc.CITFinancials2.50 %
Time Warner Inc.TWXConsumer Discretionary2.50 %
Ford Motor CompanyFConsumer Discretionary2.49 %
Telefonica Brasil, S.A.VIVTelecommunication Services2.48 %
AstraZeneca PLCAZNHealth Care2.47 %
Deutsche Boerse AGDBOEYFinancials2.27 %
Microsoft CorporationMSFTInformation Technology2.25 %
Aviva PLCAVFinancials2.25 %
Barclays PLCBCSFinancials2.25 %
Cisco Systems, Inc.CSCOInformation Technology2.24 %
Teva Pharmaceutical Industries Limited TEVAHealth Care2.24 %
ING Groep N.V.INGFinancials2.24 %
UBS Group AGUBSFinancials2.24 %
Wells Fargo & CompanyWFCFinancials2.00 %
CVS Health CorporationCVSConsumer Staples2.00 %
Total S.A.TOTEnergy2.00 %
The Bank of New York Mellon CorporationBKFinancials1.75 %
Cedar Fair, L.P.FUNConsumer Discretionary1.52 %
Microchip Technology IncorporatedMCHPInformation Technology1.50 %
Copa Holdings, S.A. CPAIndustrials1.50 %
Seagate Technology Public Limited CompanySTXInformation Technology1.50 %
Eaton Corporation Public Limited CompanyETNIndustrials1.49 %
CVR Partners, LPUANMaterials1.23 %

Data used for the Portfolio Holdings and Portfolio Allocation Characteristics is from Bloomberg Finance L.P. Portfolio holdings are provided for informational purposes only and should not be deemed as a recommendation to buy or sell individual securities. Portfolio Holdings and Portfolio Allocation Characteristics are as of deposit day and are subject to change and may vary thereafter.

The style and capitalization characteristics are designed to help investors understand how they fit into an overall investment plan. Value, blend and growth are types of investment styles. Growth Investing generally seeks stocks that offer the potential for greater-than-average earnings growth, and may entail greater risk than value or blend investing. Value investing generally seeks stocks that may be sound investments but are temporarily out of favor in the marketplace, and may entail less risk than growth investing. A blend investment combines the two styles. Market capitalization is determined by the following criteria: Large Cap: Greater than $10 billion, Mid Cap: $2 billion-$10 billion, Small Cap: $250 million-$2 billion Micro Cap: Below $250 million.

This material is not intended to be a recommendation or investment advice, does not constitute a solicitation to buy or sell securities, and is not provided in a fiduciary capacity. The information provided does not take into account the specific objectives or circumstances of any particular investor, or suggest any specific course of action. Investment decisions should be made based on an investor’s objectives and circumstances and in consultation with his or her advisors.

Risk Considerations
There is no assurance that a unit investment trust will achieve its investment objective. An investment in this unit investment trust is subject to market risk, which is the possibility that the market values of securities owned by the trust will decline and that the value of trust units may therefore be less than what you paid for them. This trust is unmanaged. You can lose money investing in this trust. This trust terminates approximately two years from the initial date of deposit.

Common stocks do not assure dividend payments. Dividends are paid only when declared by an issuer's board of directors and the amount of any dividend may vary over time. There can be no guarantee dividend payments from securities held in the trust, if any, will increase or that dividend yield on securities in the trust will be greater than the yield of any index mentioned herein.

A portfolio concentrated in a single market sector may present more risk than a portfolio broadly diversified over several sectors. This trust is concentrated in the financials sector. There are certain risks specific to the financials sector including the potential adverse effects of economic recession, volatile interest rates, and state and federal regulations.
This trust is concentrated in the financials sector. There are certain risks specific to the financials sector including the potential adverse effects of economic recession, volatile interest rates, and state and federal regulations.

Stocks of small and mid-cap companies are often more volatile than those of larger companies as a result of several factors such as limited trading volumes, products or financial resources, management inexperience and less publicly available information.
This trust invests in Master Limited Partnerships (“MLPs”). Most MLPs operate in the energy, natural resources, or real estate sectors and are subject to the risks generally applicable to those sectors, including commodity price risk, supply and demand risk, depletion risk and exploration risk. MLPs are also subject to the risk that U.S. taxing authorities could challenge the tax treatment of MLPs for federal income tax purposes, which could have a negative impact on the after-tax income available for distribution by the MLPs.

Investing in foreign securities involves certain risks not typically associated with investing solely in the United States. This may magnify volatility due to changes in foreign exchange rates, the political and economic uncertainties in foreign countries, U.S. or foreign tax treatment, and the potential lack of liquidity, government supervision and regulation.

Investing in emerging markets entail special risks such as currency, political, economic and market risks. The risks of investing in emerging market countries are greater than the risks generally associated with foreign investments.

The trust invests in securities issued by companies operating in Europe and, therefore, is subject to certain risks associated specifically with Europe. European Union member states no longer control their own monetary policies and such control is exercised by the European Central Bank. Furthermore, the European sovereign debt crisis and the related austerity measures in certain countries have had, and continues to have, a significant negative impact on the economies of certain European countries and their future economic outlooks.

Incapital Unit Trust, Series 106, is a unit investment trust that consists of the Nuveen NWQ Global Dividend Value Portfolio, Series 3. Nuveen Securities, LLC serves as the Trust’s sponsor and Nuveen Fund Advisors, LLC serves as the Trust’s evaluator and supervisor.

The MSCI EAFE Index is a free float-adjusted market capitalization index that is designed to measure the equity market performance of developed markets, excluding the U.S. & Canada. The MSCI EAFE Index consists of the following 22 developed market country indices: Australia, Austria, Belgium, Denmark, Finland, France, Germany, Greece, Hong Kong, Ireland, Israel, Italy, Japan, the Netherlands, New Zealand, Norway, Portugal, Singapore, Spain, Sweden, Switzerland and the United Kingdom.

The MSCI World Index captures large and mid-cap representation across 23 developed markets countries, including: Australia, Austria, Belgium, Canada, Denmark, Finland, France, Germany, Hong Kong, Ireland, Israel, Italy, Japan, Netherlands, New Zealand, Norway, Portugal, Singapore, Spain, Sweden, Switzerland, the UK and the U.S.

The funds or securities referred to herein are not sponsored, endorsed, issued, sold or promoted by MSCI, and MSCI bears no liability with respect to any such funds or securities or any index on which such funds or securities are based. The Prospectus contains a more detailed description of the limited relationship MSCI has with Incapital LLC and any related funds.

The S&P 500® Index measures the performance of large capitalization U.S. stocks. The S&P 500 is a market weighted index of 500 stocks that are traded on the NYSE, AMEX and NASDAQ.

NWQ Investment Management Company, LLC provides the trust with portfolio consulting services. NWQ Investment Management Company, LLC is a registered investment adviser and subsidiary of Nuveen, LLC. The Trust is distributed by Nuveen Securities, LLC, a subsidiary of Nuveen, LLC. The NWQ Investment Management Company, LLC name and logo are registered marks of Nuveen, LLC.


Trust Summary

Trust NameNuveen NWQ Global Dividend Value Portfolio, Series 3
Series NameSeries 3
Trust SymbolNGD0003
Nasdaq SymbolINNGBX
Trust StatusTerminated
Initial Offer Date12/04/2015
Termination Date12/01/2017
First Income Record Date12/17/2015
Distibution FrequencyMonthly
Tax StructureRIC
Liquidation Price1$10.7490
Cash CUSIP45331K100
Reinvest CUSIP45331K118
Fee Cash CUSIP45331K126
Fee Reinvest CUSIP45331K134

1. Represents the value per unit that a unitholder would receive if the unitholder redeemed or sold units. This price is equal to the net asset value per unit plus any remaining organization costs and creation & development fee. This price reflects any remaining non-contingent deferred sales charges payable in connection with a liquidation of units.

Not registered?

Register for access to investment team commentary, detailed portfolio information, and other advisor resources. For instant access, register now.

Your Contacts

Our goal is to deliver lasting value to our clients. For assistance, please call or email our advisor service team or contact your personal Nuveen Service Team.

Log in to nuveen.com to access your personal Nuveen Service Team.

Financial Advisors


Registered Investment Advisors


Account Access

For more information on Mutual Fund Vision, FAN Mail, or accessing client accounts, please visit our advisor account access page.

Advisor Access

Investor Access