Unit Trusts

UIT

Nuveen Formula Global 50 S&P Portfolio, 3Q 2016



Portfolio Holdings

NameSymbolSectorWeight
Canon Inc. CAJInformation Technology3.62 %
Statoil ASASTOEnergy3.61 %
Muenchener Rueckversicherungs-Gesellschaft Aktiengesellschaft in MuenchenMURGYFinancials3.61 %
Total S.A.TOTEnergy3.61 %
CF Industries Holdings, Inc.CFMaterials3.61 %
SSE PLCSSEZYUtilities3.61 %
Telstra Corporation LimitedTLSYYTelecommunication Services3.61 %
Staples, Inc.SPLSConsumer Discretionary3.60 %
Pearson PLC PSOConsumer Discretionary3.60 %
Iron Mountain IncorporatedIRMFinancials3.60 %
ONEOK, Inc.OKEEnergy3.60 %
HCP, Inc.HCPFinancials2.62 %
Royal Dutch Shell PLCRDS/BEnergy2.62 %
Aberdeen Asset Management PLCABDNYFinancials2.61 %
The Williams Companies, Inc.WMBEnergy2.60 %
CNOOC LimitedCEOEnergy1.91 %
Daimler AG DDAIYConsumer Discretionary1.89 %
Allianz SE AZSEYFinancials1.88 %
Industrial And Commercial Bank of China Limited IDCBYFinancials1.88 %
Telenor ASATELNYTelecommunication Services1.88 %
Marks and Spencer Group PLC MAKSYConsumer Discretionary1.88 %
Aviva PLCAVFinancials1.87 %
Korea Electric Power Corporation KEPUtilities1.87 %
Banco Santander, S.A. SANFinancials1.87 %
Eni SpA EEnergy1.87 %
Swiss Re AGSSREYFinancials1.87 %
China Construction Bank Corporation CICHYFinancials1.87 %
BNP Paribas SABNPQYFinancials1.87 %
E.ON SEEONGYUtilities1.87 %
UBS Group AGUBSFinancials1.13 %
CenturyLink, Inc.CTLTelecommunication Services1.13 %
Australia and New Zealand Banking Group Limited ANZBYFinancials1.13 %
Zurich Insurance Group AGZURVYFinancials1.13 %
Frontier Communications CorporationFTRTelecommunication Services1.13 %
Telefonica, S.A. TEFTelecommunication Services1.13 %
Aegon N.V. AEGFinancials1.13 %
Westpac Banking CorporationWBKFinancials1.13 %
Banco Bilbao Vizcaya Argentaria, S.A. BBVAFinancials1.12 %
Vivendi S.A. VIVHYConsumer Discretionary1.12 %
Intesa Sanpaolo S.p.A. ISNPYFinancials1.12 %
ING Groep N.V.INGFinancials1.12 %
Engie SAENGIYUtilities1.12 %
Societe Generale SASCGLYFinancials1.12 %
BP PLCBPEnergy1.12 %
Enersis Americas S.A.ENIAUtilities1.12 %
LM Ericsson Telephone CompanyERICInformation Technology1.12 %
Seagate Technology Public Limited CompanySTXInformation Technology1.12 %
Potash Corporation of Saskatchewan Inc.POTMaterials1.12 %
AXA SAAXAHYFinancials1.12 %
HSBC Holdings PLCHSBCFinancials1.11 %

Data used for the Portfolio Holdings and Portfolio Allocation Characteristics is from Bloomberg Finance L.P. Portfolio holdings are provided for informational purposes only and should not be deemed as a recommendation to buy or sell individual securities. Portfolio Holdings and Portfolio Allocation Characteristics are as of deposit day and are subject to change and may vary thereafter.

The style and capitalization characteristics are designed to help investors understand how they fit into an overall investment plan. Value, blend and growth are types of investment styles. Growth Investing generally seeks stocks that offer the potential for greater-than-average earnings growth, and may entail greater risk than value or blend investing. Value investing generally seeks stocks that may be sound investments but are temporarily out of favor in the marketplace, and may entail less risk than growth investing. A blend investment combines the two styles. Market capitalization is determined by the following criteria: Large Cap: Greater than $10 billion, Mid Cap: $2 billion-$10 billion, Small Cap: $250 million-$2 billion Micro Cap: Below $250 million.

This material is not intended to be a recommendation or investment advice, does not constitute a solicitation to buy or sell securities, and is not provided in a fiduciary capacity. The information provided does not take into account the specific objectives or circumstances of any particular investor, or suggest any specific course of action. Investment decisions should be made based on an investor’s objectives and circumstances and in consultation with his or her advisors.

Risk Considerations
Investing involves risk; principal loss is possible. This Trust is unmanaged and there is no guarantee that the Trust’s investment objectives will be achieved.There is no assurance that common stocks will make dividend payments. Dividends are paid only if declared by an issuer's board of directors and the amount of any dividend may vary over time. A portfolio concentrated in a single market sector may present more risk than a portfolio broadly diversified over several sectors. This Trust is concentrated in the financial sector. Performance of companies in the financial sector may be adversely impacted by many factors, including, among others, government regulations, economic conditions, changes in interest rates and decreased liquidity in credit markets. Stocks of mid-cap companies are often more volatile than those of larger companies as a result of several factors such as limited trading volumes, products or financial resources, management inexperience and less publicly available information. This Trust invests in REITS and real estate companies. The real estate industry is greatly affected by economic downturns or by changes in real estate values, rents, property taxes, interest rates, tax treatment, regulations, or the legal structure of the REIT. Non-U.S. investments involve additional risks, including currency fluctuation, political and economic instability, lack of liquidity and differing legal and accounting standards. These risks are magnified in emerging markets.The Trust invests in securities issued by companies operating in Europe and, therefore, is subject to certain risks associated specifically with Europe. European Union member states no longer control their own monetary policies and such control is exercised by the European Central Bank. Furthermore, recent events such as the United Kingdom’s vote to withdraw from the European Union, and the European sovereign debt crisis and related austerity measures in certain countries have had, and may continue to have, a significant negative impact on the economies of certain European countries and their future economic outlooks. These and other risk considerations, such as various business, market, and investment risks are described in detail in the Trust’s prospectus.
 
Although this Trust’s life is approximately 16 months, the Trust’s strategy should be considered as part of a long-term investment strategy and investors should consider, in light of their particular financial situations, whether it may be appropriate to invest in successive trust portfolios, if available, subject to the applicable sales charges. There may be tax consequences associated with an investment from one series to the next unless units are purchased in an IRA or other qualified tax-deferred account. Investors should consult their tax advisor.
  
NOT FDIC INSURED - NOT BANK GUARANTEED - MAY LOSE VALUE
 
Nuveen Securities, LLC serves as the Trust’s sponsor and Nuveen Fund Advisors, LLC serves as the Trust’s evaluator and supervisor. Nuveen Asset Management, LLC serves as the portfolio consultant responsible for recommending a portfolio of securities for the Trust. Nuveen Securities, LLC is a registered broker-dealer and Nuveen Fund Advisors, LLC and Nuveen Asset Management, LLC are registered investment advisers.
 


Trust Summary

Trust NameNuveen Formula Global 50 S&P Portfolio, 3Q 2016
Series Name3Q 2016
Trust SymbolNFG3Q16
Nasdaq SymbolNVFOSX
Trust StatusTerminated
Initial Offer Date08/15/2016
Termination Date12/14/2017
First Income Record Date10/10/2016
Distibution FrequencyMonthly
Tax StructureGrantor Trust
Liquidation Price1$10.2052
Cash CUSIP67078Y101
Reinvest CUSIP67078Y119
Fee Cash CUSIP67078Y127
Fee Reinvest CUSIP67078Y135

1. Represents the value per unit that a unitholder would receive if the unitholder redeemed or sold units. This price is equal to the net asset value per unit plus any remaining organization costs and creation & development fee. This price reflects any remaining non-contingent deferred sales charges payable in connection with a liquidation of units.

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