Unit Trusts


Nuveen 2014 Equity Outlook Portfolio, 2014

Portfolio Holdings

HEWLETT-PACKARD COHPQInformation Technology4.05 %
Microsoft CorporationMSFTInformation Technology4.02 %
MACYS INCMConsumer Discretionary4.01 %
BOEING CO/THEBAIndustrials4.01 %
Raytheon CompanyRTNIndustrials4.01 %
VIACOM INC-CLASS BVIABConsumer Discretionary4.01 %
ORACLE CORPORCLInformation Technology4.01 %
ALTRIA GROUP INCMOConsumer Staples4.00 %
OMNICOM GROUPOMCConsumer Discretionary4.00 %
Verizon Communications Inc.VZTelecommunication Services4.00 %
HUMANA INCHUMHealth Care4.00 %
DIRECTVDTVConsumer Discretionary4.00 %
Apache CorporationAPAEnergy3.99 %
AmerisourceBergen CorporationABCHealth Care3.99 %
Pfizer Inc.PFEHealth Care3.99 %
LORILLARD INCLOConsumer Staples3.98 %

Data used for the Portfolio Holdings and Portfolio Allocation Characteristics is from Bloomberg Finance L.P. Portfolio holdings are provided for informational purposes only and should not be deemed as a recommendation to buy or sell individual securities. Portfolio Holdings and Portfolio Allocation Characteristics are as of deposit day and are subject to change and may vary thereafter.

The style and capitalization characteristics are designed to help investors understand how they fit into an overall investment plan. Value, blend and growth are types of investment styles. Growth Investing generally seeks stocks that offer the potential for greater-than-average earnings growth, and may entail greater risk than value or blend investing. Value investing generally seeks stocks that may be sound investments but are temporarily out of favor in the marketplace, and may entail less risk than growth investing. A blend investment combines the two styles. Market capitalization is determined by the following criteria: Large Cap: Greater than $10 billion, Mid Cap: $2 billion-$10 billion, Small Cap: $250 million-$2 billion Micro Cap: Below $250 million.

This material is not intended to be a recommendation or investment advice, does not constitute a solicitation to buy or sell securities, and is not provided in a fiduciary capacity. The information provided does not take into account the specific objectives or circumstances of any particular investor, or suggest any specific course of action. Investment decisions should be made based on an investor’s objectives and circumstances and in consultation with his or her advisors.

Risk Considerations
There is no assurance that a unit investment trust will achieve its investment objective. An investment in this unit investment trust is subject to market risk, which is the possibility that the market values of securities owned by the trust will decline and that the value of trust units may therefore be less than what you paid for them. This trust is unmanaged. Accordingly, you can lose money investing in this trust.

Common stocks do not assure dividend payments. Dividends are paid only when declared by an issuer’s board of directors and the amount of any dividend may vary over time.

A portfolio concentrated in a single market sector may present more risk than a portfolio broadly diversified over several sectors.  This trust is concentrated in the health care sector. There are certain risks specific to the health care companies such as governmental regulation and the risk that a product may never come to pass.

Although this trust’s life is approximately 15 months, this strategy should be considered as part of a long-term investment strategy and investors should consider their ability to pursue investing in successive portfolios at the applicable sales charge, if available. There may be tax consequences associated with an investment from one series to the next unless units are purchased in an IRA or other qualified tax-deferred account. Investors should consult their tax advisor or attorney to determine tax consequences associated with an investment from one portfolio to the next.


Incapital Unit Trust, Series 41, is a unit investment trust that consists of the Nuveen 2014 Equity Outlook Portfolio. Incapital LLC serves as the Sponsor to the Trust.

Nuveen Asset Management, LLC is a registered investment advisor and wholly owned subsidiary of Nuveen Investments. The Nuveen name and logo are registered marks of Nuveen Investments. Incapital LLC and Nuveen Asset Management, LLC are unaffiliated. Nuveen Asset Management, LLC provides the trust with portfolio consulting services.

As related to the holdings of this unit investment trust, as of the date of the prospectus and as disclosed therein, Goldman Sachs holds a minority, non-voting membership interest in the parent company of Incapital LLC, the sponsor.  Incapital and Goldman Sachs have other business relationships which include Goldman Sachs providing investment products, such as structured notes, structured bank certificates of deposit and insurance products, for distribution by Incapital to its clients.This unit investment trust portfolio is not sponsored, endorsed, sold or promoted by Goldman Sachs and Goldman Sachs does not serve as a portfolio consultant for this unit investment trust.  

The “Russell 1000® Index” and all other Russell index names are registered trademarks of Russell Investment Group. The portfolio is not sponsored, endorsed, sold or promoted by Russell Investment Group and Russell Investment Group does not make any representation regarding the advisability of investing in the securities.

Trust Summary

Trust NameNuveen 2014 Equity Outlook Portfolio, 2014
Series Name2014
Trust SymbolNEO2014
Nasdaq SymbolINNEOX
Trust StatusTerminated
Initial Offer Date01/13/2014
Termination Date04/10/2015
First Income Record Date06/10/2014
Distibution FrequencySemi-annually
Tax StructureRIC
Liquidation Price1$12.0362
Cash CUSIP45326H104
Reinvest CUSIP45326H112
Fee Cash CUSIP45326H120
Fee Reinvest CUSIP45326H138

1. Represents the value per unit that a unitholder would receive if the unitholder redeemed or sold units. This price is equal to the net asset value per unit plus any remaining organization costs and creation & development fee. This price reflects any remaining non-contingent deferred sales charges payable in connection with a liquidation of units.

Not registered?

Register for access to investment team commentary, detailed portfolio information, and other advisor resources. For instant access, register now.

Your Contacts

Our goal is to deliver lasting value to our clients. For assistance, please call or email our advisor service team or contact your personal Nuveen Service Team.

Log in to nuveen.com to access your personal Nuveen Service Team.

Financial Advisors


Registered Investment Advisors


Account Access

For more information on Mutual Fund Vision, FAN Mail, or accessing client accounts, please visit our advisor account access page.

Advisor Access

Investor Access