Unit Trusts


Nuveen Formula 30 S&P Portfolio, 3Q 2016

Portfolio Holdings

LyondellBasell Industries N.V.LYBMaterials4.54 %
H & R Block, Inc.HRBConsumer Discretionary4.52 %
Verizon Communications Inc.VZTelecommunication Services4.49 %
Chevron CorporationCVXEnergy4.48 %
Welltower Inc.HCNFinancials4.48 %
PPL CorporationPPLUtilities4.48 %
People's United Financial, Inc.PBCTFinancials4.47 %
Garmin Ltd. GRMNConsumer Discretionary4.47 %
Western Digital CorporationWDCInformation Technology4.46 %
Entergy CorporationETRUtilities4.45 %
The Southern CompanySOUtilities4.44 %
Macy's, Inc.MConsumer Discretionary3.13 %
Valero Energy CorporationVLOEnergy3.12 %
Duke Energy CorporationDUKUtilities3.10 %
FirstEnergy Corp.FEUtilities3.10 %
CF Industries Holdings, Inc.CFMaterials2.88 %
General Motors CompanyGMConsumer Discretionary2.82 %
Mattel, Inc.MATConsumer Discretionary2.80 %
AT&T Inc.TTelecommunication Services2.80 %
Staples, Inc.SPLSConsumer Discretionary2.80 %
Helmerich & Payne, Inc.HPEnergy2.79 %
CenterPoint Energy, Inc.CNPUtilities2.79 %
ONEOK, Inc.OKEEnergy2.78 %
Kohl's CorporationKSSConsumer Discretionary2.78 %
Iron Mountain IncorporatedIRMFinancials2.78 %
Navient CorporationNAVIFinancials2.77 %
Host Hotels & Resorts, Inc.HSTFinancials1.89 %
CenturyLink, Inc.CTLTelecommunication Services1.88 %
Ford Motor CompanyFConsumer Discretionary1.86 %
Frontier Communications CorporationFTRTelecommunication Services1.85 %

Data used for the Portfolio Holdings and Portfolio Allocation Characteristics is from Bloomberg Finance L.P. Portfolio holdings are provided for informational purposes only and should not be deemed as a recommendation to buy or sell individual securities. Portfolio Holdings and Portfolio Allocation Characteristics are as of deposit day and are subject to change and may vary thereafter.

The style and capitalization characteristics are designed to help investors understand how they fit into an overall investment plan. Value, blend and growth are types of investment styles. Growth Investing generally seeks stocks that offer the potential for greater-than-average earnings growth, and may entail greater risk than value or blend investing. Value investing generally seeks stocks that may be sound investments but are temporarily out of favor in the marketplace, and may entail less risk than growth investing. A blend investment combines the two styles. Market capitalization is determined by the following criteria: Large Cap: Greater than $10 billion, Mid Cap: $2 billion-$10 billion, Small Cap: $250 million-$2 billion Micro Cap: Below $250 million.

This material is not intended to be a recommendation or investment advice, does not constitute a solicitation to buy or sell securities, and is not provided in a fiduciary capacity. The information provided does not take into account the specific objectives or circumstances of any particular investor, or suggest any specific course of action. Investment decisions should be made based on an investor’s objectives and circumstances and in consultation with his or her advisors.

Risk Considerations
Investing involves risk; principal loss is possible. This Trust is unmanaged and there is no guarantee that the Trust’s investment objectives will be achieved. Common stocks do not assure dividend payments. Dividends are paid only when declared by an issuer’s board of directors and the amount of any dividend may vary over time. A portfolio concentrated in a single market sector may present more risk than a portfolio broadly diversified over several sectors. This Trust is concentrated in the consumer discretionary sector. The success of consumer discretionary companies, which manufacture products and provide discretionary services directly to the consumer, is tied closely to the performance of the overall domestic and international economy, interest rates, competition and consumer confidence. Success also depends heavily on disposable household income and consumer spending. Changes in demographics and consumer tastes can also affect the demand for, and success of, consumer discretionary products in the marketplace. Stocks of mid-cap companies are often more volatile than those of larger companies as a result of several factors such as limited trading volumes, products or financial resources, management inexperience and less publicly available information. This Trust invests in REITs and real estate companies. The real estate industry is greatly affected by economic downturns or by changes in real estate values, rents, property taxes, interest rates, tax treatment, regulations, or the legal structure of the REIT. Non-U.S. investments involve additional risks, including currency fluctuation, political and economic instability, lack of liquidity and differing legal and accounting standards. These and other risk considerations, such as various business, market, and investment risks are described in detail in the Trust’s prospectus.

Although this Trust’s life is approximately 15 months, the Trust’s strategy should be considered as part of a long-term investment strategy and investors should consider, in light of their particular financial situations, whether it may be appropriate to invest in successive Trust portfolios, if available, subject to the applicable sales charges. There may be tax consequences associated with an investment from one series to the next unless units are purchased in an IRA or other qualified tax-deferred account. Investors should consult their tax advisor.


The S&P 500 Index® (the “Index”) is a product of S&P Dow Jones Indices LLC or its affiliates (“SPDJI”) and has been licensed for use by the Sponsor. Standard & Poor’s®;, S&P® and S&P 500® are registered trademarks of Standard & Poor’s Financial Services LLC (“S&P”). The trademarks have been licensed to SPDJI and have been sublicensed for certain purposes by the Sponsor. The Trust is not sponsored, endorsed, sold or promoted by SPDJI, S&P, or their respective affiliates or third party licensors and none of such parties make any representation regarding the advisability of investing in the Trust.

Nuveen Securities, LLC serves as the Trust’s sponsor and Nuveen Fund Advisors, LLC serves as the Trust’s evaluator and supervisor. Nuveen Asset Management, LLC serves as the portfolio consultant responsible for recommending a portfolio of securities for the Trust. Nuveen Securities, LLC is a registered broker-dealer and Nuveen Fund Advisors, LLC and Nuveen Asset Management, LLC are registered investment advisers.

Trust Summary

Trust NameNuveen Formula 30 S&P Portfolio, 3Q 2016
Series Name3Q 2016
Trust SymbolIFS3Q16
Nasdaq SymbolNVIFTX
Trust StatusTerminated
Initial Offer Date09/15/2016
Termination Date12/14/2017
First Income Record Date11/10/2016
Distibution FrequencyMonthly
Tax StructureGrantor Trust
Liquidation Price1$10.4669
Cash CUSIP67080X109
Reinvest CUSIP67080X117
Fee Cash CUSIP67080X125
Fee Reinvest CUSIP67080X133

1. Represents the value per unit that a unitholder would receive if the unitholder redeemed or sold units. This price is equal to the net asset value per unit plus any remaining organization costs and creation & development fee. This price reflects any remaining non-contingent deferred sales charges payable in connection with a liquidation of units.

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