Unit Trusts

UIT

Nuveen Formula 10 Dow Portfolio, 2Q 2016



Portfolio Holdings

NameSymbolSectorWeight
The Procter & Gamble CompanyPGConsumer Staples12.88 %
The Boeing CompanyBAIndustrials12.88 %
Exxon Mobil CorporationXOMEnergy12.86 %
Intel CorporationINTCInformation Technology12.81 %
Pfizer Inc.PFEHealth Care9.39 %
International Business Machines CorporationIBMInformation Technology7.86 %
Caterpillar Inc.CATIndustrials7.84 %
Cisco Systems, Inc.CSCOInformation Technology7.84 %
Verizon Communications Inc.VZTelecommunication Services7.82 %
Chevron CorporationCVXEnergy7.82 %

Data used for the Portfolio Holdings and Portfolio Allocation Characteristics is from Bloomberg Finance L.P. Portfolio holdings are provided for informational purposes only and should not be deemed as a recommendation to buy or sell individual securities. Portfolio Holdings and Portfolio Allocation Characteristics are as of deposit day and are subject to change and may vary thereafter.

The style and capitalization characteristics are designed to help investors understand how they fit into an overall investment plan. Value, blend and growth are types of investment styles. Growth Investing generally seeks stocks that offer the potential for greater-than-average earnings growth, and may entail greater risk than value or blend investing. Value investing generally seeks stocks that may be sound investments but are temporarily out of favor in the marketplace, and may entail less risk than growth investing. A blend investment combines the two styles. Market capitalization is determined by the following criteria: Large Cap: Greater than $10 billion, Mid Cap: $2 billion-$10 billion, Small Cap: $250 million-$2 billion Micro Cap: Below $250 million.

This material is not intended to be a recommendation or investment advice, does not constitute a solicitation to buy or sell securities, and is not provided in a fiduciary capacity. The information provided does not take into account the specific objectives or circumstances of any particular investor, or suggest any specific course of action. Investment decisions should be made based on an investor’s objectives and circumstances and in consultation with his or her advisors.

Risk Considerations
Investing involves risk; principal loss is possible. This trust is unmanaged and there is no guarantee that the trust’s investment objectives will be achieved. The trust holds a relatively small number of securities. You may encounter more price volatility than would occur in an investment diversified among a greater number of securities. Common stocks do not assure dividend payments. Dividends are paid only when declared by an issuer's board of directors and the amount of any dividend may vary over time. A portfolio concentrated in a single market sector may present more risk than a portfolio broadly diversified over several sectors. This trust is concentrated in the information technology sector. There are certain risks specific to information technology stocks such as volatile stock prices, rapid product obsolescence, and speculative trading. These and other risk considerations, such as various business, market, and investment risks are described in detail in the trust’s prospectus.
 
Although this Trust’s life is approximately 15 months, the Trust’s strategy should be considered as part of a long-term investment strategy and investors should consider, in light of their particular financial situations, whether it may be appropriate to invest in successive Trust portfolios, if available, subject to the applicable sales charges. There may be tax consequences associated with an investment from one series to the next unless units are purchased in an IRA or other qualified tax-deferred account. Investors should consult their tax advisor.
 
NOT FDIC INSURED - NOT BANK GUARANTEED - MAY LOSE VALUE

Nuveen Securities, LLC serves as the Trust’s sponsor and Nuveen Fund Advisors, LLC serves as the Trust’s evaluator and supervisor.

Nuveen Asset Management, LLC serves as the portfolio consultant responsible for recommending a portfolio of securities for the unit investment trust and is a registered investment adviser and subsidiary of Nuveen, LLC. The Trust’s sponsor is Nuveen Securities, LLC, a subsidiary of Nuveen, LLC and a registered broker-dealer.

The Dow Jones Industrial Average® (the “Index”) is a product of S&P Dow Jones Indices LLC or its affiliates (“SPDJI”), which affiliates include its subsidiary S&P Opco, LLC (“S&P Opco”), and has been licensed for use by Incapital and is an unmanaged index generally representative of the U.S. stock market. The Dow Jones Industrial Average (DJIA) is a price-weighted index of the 30 largest, most widely held stocks traded on the New York Stock Exchange. It is not possible to invest directly in an index. The trust, based on the Dow Jones Industrial Average Index, is not sponsored, endorsed, sold or promoted by S&P Dow Jones Indices LLC or its affiliates and none of them makes any representation regarding the advisability of investing in such product.


Trust Summary

Trust NameNuveen Formula 10 Dow Portfolio, 2Q 2016
Series Name2Q 2016
Trust SymbolIFD2Q16
Nasdaq SymbolNVIFDX
Trust StatusTerminated
Initial Offer Date06/15/2016
Termination Date09/14/2017
First Income Record Date08/10/2016
Distibution FrequencyMonthly
Tax StructureGrantor Trust
Liquidation Price1$11.5577
Cash CUSIP67077D108
Reinvest CUSIP67077D116
Fee Cash CUSIP67077D124
Fee Reinvest CUSIP67077D132

1. Represents the value per unit that a unitholder would receive if the unitholder redeemed or sold units. This price is equal to the net asset value per unit plus any remaining organization costs and creation & development fee. This price reflects any remaining non-contingent deferred sales charges payable in connection with a liquidation of units.

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