Unit Trusts


High Quality Select Portfolio , 3Q 2012

Portfolio Holdings

NetApp, Inc.NTAPInformation Technology2.05 %
Boston Properties, Inc.BXPFinancials2.04 %
U.S. BANCORPUSBFinancials2.03 %
Cameron International CorporationCAMEnergy2.03 %
Yum! Brands, Inc.YUMConsumer Discretionary2.03 %
Fastenal CompanyFASTIndustrials2.03 %
ORACLE CORPORATIONORCLInformation Technology2.03 %
CITRIX SYSTEMS, INC.CTXSInformation Technology2.03 %
Intuit Inc.INTUInformation Technology2.03 %
Ecolab Inc.ECLMaterials2.02 %
QUALCOMM INCORPORATEDQCOMInformation Technology2.02 %
TJX Companies, Inc. (The)TJXConsumer Discretionary2.02 %
WALGREEN CO.WAGConsumer Staples2.02 %
American Tower CorporationAMTFinancials2.02 %
St. Jude Medical, Inc.STJHealth Care2.01 %
WAL-MART STORES, INC.WMTConsumer Staples2.01 %
Ross Stores, Inc.ROSTConsumer Discretionary2.01 %
MICROSOFT CORPORATIONMSFTInformation Technology2.01 %
RED HAT, INC.RHTInformation Technology2.01 %
EBAY INC.EBAYInformation Technology2.00 %
Medtronic, Inc.MDTHealth Care2.00 %
Paychex, Inc.PAYXInformation Technology2.00 %
AFLAC IncorporatedAFLFinancials2.00 %
COACH, INC.COHConsumer Discretionary2.00 %
Stryker CorporationSYKHealth Care2.00 %
Southern Company (The)SOUtilities1.99 %
JPMORGAN CHASE & CO.JPMFinancials1.99 %
CenturyLink Inc.CTLTelecommunication Services1.99 %
EXELON CORPEXCUtilities1.99 %
Pepsico, Inc.PEPConsumer Staples1.99 %
Allergan, Inc.AGNHealth Care1.99 %
Kellogg CompanyKConsumer Staples1.99 %
COCA-COLA COMPANY (THE)KOConsumer Staples1.99 %
Danaher CorporationDHRIndustrials1.99 %
General Dynamics CorporationGDIndustrials1.99 %
Dollar Tree Stores, Inc.DLTRConsumer Discretionary1.98 %
3M COMPANYMMMIndustrials1.98 %
Praxair, Inc.PXMaterials1.97 %
O'Reilly Automotive, Inc.ORLYConsumer Discretionary1.97 %
Colgate-Palmolive CompanyCLConsumer Staples1.96 %
W.W. Grainger, Inc.GWWIndustrials1.92 %
Intuitive Surgical, Inc.ISRGHealth Care1.86 %

Data used for the Portfolio Holdings and Portfolio Allocation Characteristics is from Bloomberg Finance L.P. Portfolio holdings are provided for informational purposes only and should not be deemed as a recommendation to buy or sell individual securities. Portfolio Holdings and Portfolio Allocation Characteristics are as of deposit day and are subject to change and may vary thereafter.

The style and capitalization characteristics are designed to help investors understand how they fit into an overall investment plan. Value, blend and growth are types of investment styles. Growth Investing generally seeks stocks that offer the potential for greater-than-average earnings growth, and may entail greater risk than value or blend investing. Value investing generally seeks stocks that may be sound investments but are temporarily out of favor in the marketplace, and may entail less risk than growth investing. A blend investment combines the two styles. Market capitalization is determined by the following criteria: Large Cap: Greater than $10 billion, Mid Cap: $2 billion-$10 billion, Small Cap: $250 million-$2 billion Micro Cap: Below $250 million.

This material is not intended to be a recommendation or investment advice, does not constitute a solicitation to buy or sell securities, and is not provided in a fiduciary capacity. The information provided does not take into account the specific objectives or circumstances of any particular investor, or suggest any specific course of action. Investment decisions should be made based on an investor’s objectives and circumstances and in consultation with his or her advisors.

Risk Considerations:
There is no assurance that a unit investment trust will achieve its investment objective.  An investment in this unit investment trust is subject to market risk, which is the possibility that the market values of securities owned by the trust will decline and that the value of trust units may therefore be less than what you paid for them.  This trust is unmanaged.  Accordingly, you can lose money investing in this trust.

Common stocks do not assure dividend payments. Dividends are paid only when declared by an issuer's board of directors and the amount of any dividend may vary over time.

The portfolio is selected on the basis of data as of a given date and used values that can be calculated differently. 

The stocks in the portfolio are not weighted in the same manner as the basket.

Although this trust’s life is approximately 15 months, this strategy should be considered as part of a long-term investment strategy and investors should consider their ability to pursue investing in successive portfolios at the applicable sales charge, if available. There may be tax consequences associated with an investment from one series to the next unless units are purchased in an IRA or other qualified tax-deferred account. Investors should consult their tax advisor or attorney to determine tax consequences associated with an investment from one portfolio to the next.


Incapital Unit Trust, Series 4, is a unit investment trust that consists of the High Quality Select Portfolio, 3Q 2012. Incapital LLC serves as the Sponsor of the Trust.

The portfolio is not sponsored, endorsed, sold or promoted by Goldman Sachs. Goldman Sachs makes no representation or warranty, express or implied, regarding (i) the advisability of investing in the portfolio, (ii) the ability of the portfolio to track the Basket performance, or (iii) the reliability and accuracy of the information from third parties used to calculate the basket. Goldman Sachs’ only relationship to Incapital in connection with the Trust is the grant of a license and the payment of certain start-up costs and expenses for the trust, which is composed and calculated by Goldman Sachs, or its agent, without regard to Incapital or the portfolio. Goldman Sachs has no obligation, involvement or liability in connection with the selection, administration, marketing or trading of the portfolio. Incapital and Goldman Sachs have other business relationships which include Goldman Sachs providing investment products, such as structured notes, structured bank certificates of deposit and insurance products, for distribution by Incapital to its clients. In addition, as of the date of the prospectus and as disclosed therein, Goldman Sachs holds a minority, non-voting membership interest in the parent company of Incapital, LLC.

Goldman Sachs is not responsible for any investment decisions, damages or other losses resulting from use of the portfolio or any information provided in conjunction with it. Goldman Sachs does not guarantee the accuracy, completeness or timeliness of the portfolio methodology or any portion of it and will not be liable for any errors, omissions or interruptions arising from its use. Goldman Sachs makes no express or implied warranties, and expressly disclaims all warranties of merchantability or fitness for a particular purpose or use, with respect to the portfolio methodology or any portion of it.

“Standard & Poor’s®”, “S&P®” and “S&P 500®” are registered trademarks of Standard & Poor’s Financial Services LLC (“Standard & Poor’s”). The Basket is not sponsored, endorsed, sold or promoted by Standard & Poor’s and Standard & Poor’s does not make any representation regarding the advisability of investing in the securities.

© 2012 Goldman Sachs. All rights reserved.

Trust Summary

Trust NameHigh Quality Select Portfolio , 3Q 2012
Series Name3Q 2012
Trust SymbolHQS3Q12
Nasdaq SymbolINHQSX
Trust StatusTerminated
Initial Offer Date07/02/2012
Termination Date10/09/2013
First Income Record Date12/18/2012
Distibution FrequencySemi-annually
Tax StructureRIC
Liquidation Price1$11.0165
Cash CUSIP45327G105
Reinvest CUSIP45327G113
Fee Cash CUSIP45327G121
Fee Reinvest CUSIP45327G139

1. Represents the value per unit that a unitholder would receive if the unitholder redeemed or sold units. This price is equal to the net asset value per unit plus any remaining organization costs and creation & development fee. This price reflects any remaining non-contingent deferred sales charges payable in connection with a liquidation of units.

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