Unit Trusts


Argus Modern Innovators, Series 1

Portfolio Holdings

EBAY INCEBAYInformation Technology3.68 %
ELI LILLY & COLLYHealth Care3.42 %
Costco Wholesale CorporationCOSTConsumer Staples3.27 %
Verizon Communications Inc.VZTelecommunication Services3.25 %
BP PLCBPEnergy3.23 %
Helmerich & Payne, Inc.HPEnergy3.23 %
Apple Inc.AAPLInformation Technology3.23 %
3M Co.MMMIndustrials3.22 %
Honeywell International Inc.HONIndustrials3.22 %
Intel CorporationINTCInformation Technology3.22 %
COACH INCCOHConsumer Discretionary3.21 %
The Procter & Gamble CompanyPGConsumer Staples3.21 %
Schlumberger Limited SLBEnergy3.21 %
Google Inc. GOOGInformation Technology3.21 %
American Campus Communities, Inc.ACCFinancials3.21 %
Corning IncorporatedGLWInformation Technology3.20 %
NUCOR CORPNUEMaterials3.20 %
CenterPoint Energy, Inc.CNPUtilities3.20 %
AT&T Inc.TTelecommunication Services3.19 %
Cardinal Health, Inc.CAHHealth Care3.19 %
Amgen Inc.AMGNHealth Care3.19 %
Under Armour, Inc. UAConsumer Discretionary3.18 %
NextEra Energy IncNEEUtilities3.18 %
Merck & Co., Inc.MRKHealth Care3.18 %
E.I. du Pont de Nemours and CompanyDDMaterials3.17 %
T. Rowe Price Group Inc.TROWFinancials3.17 %
Amazon.com, Inc. AMZNConsumer Discretionary3.14 %
The Hain Celestial Group, Inc. HAINConsumer Staples3.13 %

Data used for the Portfolio Holdings and Portfolio Allocation Characteristics is from Bloomberg Finance L.P. Portfolio holdings are provided for informational purposes only and should not be deemed as a recommendation to buy or sell individual securities. Portfolio Holdings and Portfolio Allocation Characteristics are as of deposit day and are subject to change and may vary thereafter.

The style and capitalization characteristics are designed to help investors understand how they fit into an overall investment plan. Value, blend and growth are types of investment styles. Growth Investing generally seeks stocks that offer the potential for greater-than-average earnings growth, and may entail greater risk than value or blend investing. Value investing generally seeks stocks that may be sound investments but are temporarily out of favor in the marketplace, and may entail less risk than growth investing. A blend investment combines the two styles. Market capitalization is determined by the following criteria: Large Cap: Greater than $10 billion, Mid Cap: $2 billion-$10 billion, Small Cap: $250 million-$2 billion Micro Cap: Below $250 million.

This material is not intended to be a recommendation or investment advice, does not constitute a solicitation to buy or sell securities, and is not provided in a fiduciary capacity. The information provided does not take into account the specific objectives or circumstances of any particular investor, or suggest any specific course of action. Investment decisions should be made based on an investor’s objectives and circumstances and in consultation with his or her advisors.

Risk Considerations
There is no assurance that a unit investment trust will achieve its investment objective. An investment in this unit investment trust is subject to market risk, which is the possibility that the market values of securities owned by the trust will decline and that the value of trust units may therefore be less than what you paid for them. This trust is unmanaged. Accordingly, you can lose money investing in this trust. This trust terminates approximately two years from the initial date of deposit.

Common stocks do not assure dividend payments. Dividends are paid only when declared by an issuer’s board of directors and the amount of any dividend may vary over time.

Stocks of small and mid-cap companies are often more volatile than those of larger companies as a result of several factors such as limited trading volumes, products or financial resources, management inexperience and less publicly available information.

Investing in foreign securities involves certain risks not typically associated with investing solely in the United States. This may magnify volatility due to changes in foreign exchange rates, the political and economic uncertainties in foreign countries, U.S. or foreign tax treatment, and the potential lack of liquidity, government supervision and regulation.

This trust invests in REITs and real estate companies. Many factors can have an impact on the performance of REITs and real estate companies, including cash available for distribution, the credit quality of a particular REIT, or the real estate industry in general. Risks associated with ownership of real estate include global and local economic conditions, decline in real estate values, changes in interest rates, and the strength or weakness of the real estate market.


Incapital Unit Trust, Series 36, is a unit investment trust that consists of the Argus Modern Innovators, Series 1. Incapital LLC serves as the Sponsor to the Trust.

Argus Research Company provides the trust with portfolio consulting services.

Trust Summary

Trust NameArgus Modern Innovators, Series 1
Series NameSeries 1
Trust SymbolAMI0001
Nasdaq SymbolINAMAX
Trust StatusTerminated
Initial Offer Date10/21/2013
Termination Date10/20/2015
First Income Record Date12/10/2013
Distibution FrequencySemi-annually
Tax StructureRIC
Liquidation Price1$10.9327
Cash CUSIP45328N109
Reinvest CUSIP45328N117
Fee Cash CUSIP45328N125
Fee Reinvest CUSIP45328N133

1. Represents the value per unit that a unitholder would receive if the unitholder redeemed or sold units. This price is equal to the net asset value per unit plus any remaining organization costs and creation & development fee. This price reflects any remaining non-contingent deferred sales charges payable in connection with a liquidation of units.

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