From Nuveen

Kenneth L. Riffle

Vice President,
Client Portfolio Manager

Ken joined Nuveen Asset Management in 2016 as Vice President and Client Portfolio Manager. Prior to that, he held a similar function at Nuveen affiliate, Tradewinds Global Investors, LLC. He joined Tradewinds from Sector Capital Management, which he joined shortly after the firm’s formation. His primary duties at Sector Capital included security analysis, proxy voting and client services. He also played a support role on the portfolio management team as an Equity Analyst.

Prior to joining Sector Capital, he was the Director of Marketing at Amerindo Investment Advisors, Inc. of San Francisco, representing $1.7 billion in assets under management. Ken has more than 30 years experience in marketing, client service and in all aspects of investment management in the U.S. and international markets including Canada, U.K., China and Australia.

Ken earned a Bachelor of Science degree in Finance from Golden Gate University in San Francisco.

Firm tenure for Nuveen Asset Management investment professionals may include years of service at predecessor advisory operations.

This material is not intended to be a recommendation or investment advice, does not constitute a solicitation to buy or sell securities. The information does not take into account the specific objectives or circumstances of any investor, or suggest any specific course of action. Investment decisions should be made based on an investor's objectives and circumstances and in consultation with his or her advisors. All investments involve risk and there is no assurance that an investment will provide positive performance over any period of time. There is no assurance that downside protection will be achieved.


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