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This site has been created for exclusive use by institutional investors only and does not take into account the investment objectives, financial situation or specific needs of any individual investor. Information from this site should not be the sole basis for any investment decision.
Joe Castro
Chief Risk and Compliance Officer
About Joe Castro
Joe oversees compliance for Nuveen. Joe assumed this position in April of 2016 after serving as the head of compliance for Nuveen Investments, Inc. since 2013. Joe joined the firm in 2011 as senior vice president and Deputy Chief Compliance Officer.
Joe came to Nuveen from Fidelity Investments where he held several senior compliance roles over 14 years including, at various times, Chief Compliance Officer (CCO) for each of Fidelity’s four broker-dealers. Joe also served as senior vice president and Deputy CCO within Fidelity’s enterprise compliance group and was instrumental in the design and implementation of Fidelity’s programs covering federal securities laws. He also managed the firm-wide compliance programs for Anti-Money Laundering and U.S. Sanctions. Joe previously held roles at Citibank and PaineWebber, where he began his compliance career.
Joe graduated with a B.S.B.A. with a major in Finance from the University of Denver.
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The material contained on this website is not intended to be a recommendation or investment advice, does not constitute a solicitation to buy, sell or hold a security or an investment strategy, and is not provided in a fiduciary capacity. The information provided does not take into account the specific objectives or circumstances of any particular investor, or suggest any specific course of action. Investment decisions should be made based on an investor’s objectives and circumstances and in consultation with their financial professionals.
Nuveen, LLC provides investment solutions through its investment specialists. Nuveen Securities, LLC, member FINRA and SIPC
The information on this website is intended for U.S. residents only. If you are a non-U.S. resident, please visit the Global section of our website www.nuveen.com/global. This material does not constitute a solicitation of an offer to buy, or an offer to sell securities in any jurisdiction in which such solicitation is unlawful or to any person to whom it is unlawful to make such an offer.
NOT FDIC INSURED MAY LOSE VALUE NO BANK GUARANTEE
© 2025 Nuveen, LLC. All rights reserved.
Nuveen, LLC provides investment solutions through its investment specialists. Nuveen Securities, LLC, member FINRA and SIPC
The information on this website is intended for U.S. residents only. If you are a non-U.S. resident, please visit the Global section of our website www.nuveen.com/global. This material does not constitute a solicitation of an offer to buy, or an offer to sell securities in any jurisdiction in which such solicitation is unlawful or to any person to whom it is unlawful to make such an offer.
NOT FDIC INSURED MAY LOSE VALUE NO BANK GUARANTEE
© 2025 Nuveen, LLC. All rights reserved.