Unit Trusts

UIT

Nuveen NWQ Diversified Income Portfolio, 4Q 2016



Pricing as of 2/22/2018

Net Asset Value$8.8139
Liquidation Price$8.8139

Product Price History

   
DateLiquidation Price1
02/22/2018$8.8139
02/21/2018$8.8092
02/20/2018$8.8078
02/16/2018$8.8083
02/15/2018$8.7786
02/14/2018$8.7542
02/13/2018$8.7523
02/12/2018$8.7574
02/09/2018$8.7145
02/08/2018$8.7079
02/07/2018$8.8113
02/06/2018$8.8017
02/05/2018$8.7545
02/02/2018$8.8621
02/01/2018$8.9024
01/31/2018$8.9342
01/30/2018$8.9159
01/29/2018$8.9530
01/26/2018$9.0373
01/25/2018$9.0440
01/24/2018$9.0495
01/23/2018$9.0640

Past performance is no indication of future results. Investment return and principal value will fluctuate with changes in market conditions. Units when redeemed may be worth more or less than their original cost.

This page contains historical pricing or historical distributions information for the unit investment trust listed above. It should not be used for federal or state tax purposes, please contact your financial advisor for tax information.

This material is not intended to be a recommendation or investment advice, does not constitute a solicitation to buy or sell securities, and is not provided in a fiduciary capacity. The information provided does not take into account the specific objectives or circumstances of any particular investor, or suggest any specific course of action. Investment decisions should be made based on an investor’s objectives and circumstances and in consultation with his or her advisors.

Risk Considerations
Investing involves risk; principal loss is possible. This Trust is unmanaged and there is no guarantee that the trust’s investment objectives will be achieved. Investments in below investment grade or high yield securities are subject to liquidity risk and heightened credit risk. Credit risk arises from an issuer’s ability to make interest and principal payments when due, as well as the prices of debt securities declining when an issuer’s credit quality is expected to deteriorate. Interest rate risk occurs when interest rates rise causing debt security prices to fall. Call risk is the risk that securities can be prepaid or “called” by the issuer before their stated maturity. As a result of bond market liquidity risk, the Trust may have to accept a lower price to sell a security. If the Trust needed to sell large blocks of bonds to meet unitholder redemption requests or to raise cash, those sales could further reduce the bonds’ prices. A portfolio concentrated in a single market sector or country may present more risk than a portfolio broadly diversified over several sectors or countries. This Trust is concentrated in the financial sector. Performance of companies in the financial sector may be adversely impacted by many factors, including, among others, government regulations, economic conditions, changes in interest rates and decreased liquidity in credit markets. Preferred securities are subordinate to bonds and other debt instruments in a company’s capital structure and therefore are subject to greater credit risk. Convertible securities generally offer lower interest or dividend yields than non-convertible fixed income securities of similar credit quality because of the potential for capital appreciation. The market values of convertible securities tend to decline as interest rates increase and, conversely, to increase as interest rates decline. Stocks of small and mid-cap companies are often more volatile than those of larger companies as a result of several factors such as limited trading volumes, products or financial resources, management inexperience and less publicly available information. Non-U.S. investments involve additional risks, including currency fluctuation, political and economic instability, potentially reduced liquidity and differing legal and accounting standards. The Trust’s investments in depositary receipts subjects it to many of the risks of non-U.S. securities. These risks are magnified in emerging markets. This Trust invests in shares of publicly traded business development companies ("BDCs"). BDCs invest in privately-held companies, the securities of which are generally less liquid than are publicly traded securities. BDCs may have relatively concentrated investment portfolios, consisting of a relatively small number of holdings. A BDCs gains and losses may be magnified through the use of leverage. BDCs frequently have high expenses, including management fees, which will be borne indirectly by investors in the Trust. An inability to access capital markets may have a negative impact on the value of BDC shares and the value of your units. This Trust invests in REITs and real estate companies. The real estate industry is greatly affected by economic downturns or by changes in real estate values, rents, property taxes, interest rates, tax treatment, regulations, or the legal structure of the REIT. These and other risk considerations, such as various business, market, and investment risks are described in detail in the Trust’s prospectus.
  
Current Yield is the actual income rate of return as opposed to the yield-to-maturity. Distribution Yield is the most recent distribution paid by an MLP, annualized, and divided by the current MLP price.Dividend Yield for a company’s stock is the ratio of the dividends paid out by a company each year per share to the share’s current market price. Yield-to-Worst is the lowest potential yield that can be received on a bond without the issuer defaulting. It is a measure of the sensitivity of the price of a fixed income investment to a change in interest rates.$25 par exchange-traded senior or subordinated debt securities (“baby bonds”) may be rated investment-grade or below investment grade, which are commonly preferred to as “high-yield” securities or “junk” bonds. Baby bonds are generally long-term, fixed-income debt securities that rank as senior indebtedness. Baby bonds usually have a stated maturity that is at least 10 years after they are issued, and some are issued for as long as 50 years. When a baby bond reaches maturity, the issuing organization is required to repay the principal to the bondholder. The distributions from baby bonds are generally treated as interest rather than dividends for federal income tax purposes and therefore, are not eligible for the dividends received deduction for corporations and do not count as qualified dividend income for individual investors. Convertible securities are hybrid securities that combine the investment characteristics of bonds and common stocks. Mandatory convertible securities typically consist of debt securities or preferred securities that are automatically converted on or before a specific date into common stock of the same issuer based upon the market price of the underlying common stock. Convertible securities entitle the holder to receive interest paid or accrued on debt securities, or dividends paid or accrued on preferred securities, until the securities mature or are redeemed, converted or exchanged. Preferred stocks offer a stated rate of return paid in the form of a dividend and are traded on the basis of their yield. Like common stock, preferred stocks are perpetual equity securities representing ownership in a company. Preferred stock ranks senior to common stock and preferred stockholders enjoy preference over common stockholders with regard to dividends and liquidations. Preferred stockholders may also forfeit or at least be limited in their voting rights.
  
Index Definitions:
Alerian MLP Index is a gauge of large and mid-cap energy Master Limited Partnerships (MLPs). It is a float-adjusted, capitalization-weighted index, which includes 50 prominent companies and captures approximately 75% of available market capitalization, is disseminated real-time on a price-return basis (AMZ) and on a total-return basis (AMZX). Barclays Corporate High Yield 2% Issuer Capped Index tracks the performance of U.S. non-investment-grade bonds and limits each issue to 2% of the index. Barclays U.S. Corporate Investment Grade Index is a broad based benchmark that measures the investment grade, fixed-rate, taxable, corporate bond market. Barclays U.S. Convertible Bond Index represents the market of U.S. convertible bonds. Convertible bonds are bonds that can be exchanged, at the option of the holder, for a specific number of shares of the issuer’s preferred stock or common stock. Barclays U.S. Treasury Index includes public obligations of the U.S. Treasury. Treasury bills are excluded by the maturity constraint but are part of a separate Short Treasury Index. In addition, certain special issues, such as state and local government series bonds (SLGs), as well as U.S. Treasury TIPS, are excluded. STRIPS are excluded from the index because their inclusion would result in double counting. BofA Merrill Lynch Preferred Stock Fixed Rate Index is designed to replicate the total return of a diversified group of investment-grade preferred securities. MSCI U.S. REIT Index is a free float-adjusted market capitalization index that is comprised of equity REITs. The index is based on MSCI USA Investable Market Index (IMI) its parent index, which captures large, mid and small-cap securities. With 144 constituents, it represents about 99% of the U.S. REIT universe and securities are classified in the REIT sector according to the Global Industry Classification Standard (GICS®). It however excludes Mortgage REITs and selected Specialized REITs. The funds or securities referred to herein are not sponsored, endorsed, issued, sold or promoted by MSCI, and MSCI bears no liability with respect to any such funds or securities or any index on which such funds or securities are based. The Prospectus contains a more detailed description of the limited relationship MSCI has with Nuveen. S&P 500® Index measures the performance of large capitalization U.S. stocks. The S&P 500® is a market weighted index of 500 stocks that are traded on the NYSE, NYSE MKT, and NASDAQ. The Trust does not seek to match the performance or composition of the S&P 500® Index. S&P 500® Dividend Aristocrats Index measures the performance of large cap, blue chip companies within the S&P 500 that have followed a policy of increasing dividends every year for at least 25 consecutive years.
  
Nuveen Securities, LLC serves as the Trust’s sponsor and Nuveen Fund Advisors, LLC serves as the Trust’s evaluator and supervisor. NWQ Investment Management Company, LLC serves as the portfolio consultant responsible for recommending a portfolio of securities for the Trust. Nuveen Securities, LLC is a registered broker-dealer and Nuveen Fund Advisors, LLC and NWQ Investment Management Company, LLC are registered investment advisers.
 
NOT FDIC INSURED - NOT BANK GUARANTEED -MAY LOSE VALUE
 


Trust Summary

Trust NameNuveen NWQ Diversified Income Portfolio, 4Q 2016
Series Name4Q 2016
Trust SymbolNDI4Q16
Nasdaq SymbolNVDIAX
Trust StatusSecondary
Initial Offer Date10/12/2016
Termination Date10/11/2018
First Income Record Date11/10/2016
Distibution FrequencyMonthly
Tax StructureRIC
Liquidation Price1$8.8139
Cash CUSIP67077L100
Reinvest CUSIP67077L118
Fee Cash CUSIP67077L126
Fee Reinvest CUSIP67077L134

1. Represents the value per unit that a unitholder would receive if the unitholder redeemed or sold units. This price is equal to the net asset value per unit plus any remaining organization costs and creation & development fee. This price reflects any remaining non-contingent deferred sales charges payable in connection with a liquidation of units.

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