Unit Trusts

UIT

Nuveen Formula 10 Dow Portfolio, 4Q 2016



Product Performance as of 2/22/2018

 Year To DateSince DepositThree MonthSix Month
Distributions Reinvested
With Transaction Sales Charges-6.21 %12.07 %-0.99 %6.02 %
Without Transaction Sales Charges-3.85 %14.88 %1.50 %8.68 %
Distribution in Cash
With Transaction Sales Charges-6.21 %11.95 %-0.99 %6.02 %
Without Transaction Sales Charges-3.85 %14.76 %1.50 %8.68 %

Returns With Transactional Sales Charge reflect the maximum transactional sales charge that would be payable by an investor upon sale or redemption of units at the end of the applicable period(s). The transactional sales charge includes any initial or deferred sales charges other than the creation and development fee. These returns do not reflect any creation and development fee prior to collection (generally the close of the initial offering period). Any creation and development fee is reflected in the returns as of the time of payment by a trust.

Returns Without Transactional Sales Charge do not reflect any transactional sales charge and do not reflect any creation and development fee prior to collection (generally the close of the initial offering period). Any creation and development fee is reflected in the returns as of the time of payment by a trust.

Returns are cumulative total returns (not annualized) unless labeled as average annual returns. Distribution Received in Cash returns reflect trust expenses as incurred and assume income and principal distributions are recognized on the ex-dividend date and paid out in cash on the payable date. Distributions Reinvested returns reflect trust expenses as incurred and assume income and principal distributions are recognized on the ex-dividend date and reinvested on the reinvestment date.

Past performance is no indication of future results. Investment return and principal value will fluctuate with changes in market conditions. Units when redeemed may be worth more or less than their original cost.

All returns are historical and do not represent potential future performance. A trust’s performance, especially for short time periods, should not be the sole factor in making your investment decision.

This material is not intended to be a recommendation or investment advice, does not constitute a solicitation to buy or sell securities, and is not provided in a fiduciary capacity. The information provided does not take into account the specific objectives or circumstances of any particular investor, or suggest any specific course of action. Investment decisions should be made based on an investor’s objectives and circumstances and in consultation with his or her advisors.

Risk Considerations
Investing involves risk; principal loss is possible. This Trust is unmanaged and there is no guarantee that the Trust’s investment objectives will be achieved. The Trust holds a relatively small number of securities. You may encounter more price volatility than would occur in an investment diversified among a greater number of securities. Common stocks do not assure dividend payments. Dividends are paid only when declared by an issuer’s board of directors and the amount of any dividend may vary over time. A portfolio concentrated in a single market sector may present more risk than a portfolio broadly diversified over several sectors. This Trust is concentrated in the consumer products sector. Some of the general risks of companies in the consumer products sector include cyclicality of revenues and earnings, economic recession, currency fluctuations, changing consumer tastes, extensive competition, product liability litigation and increased government regulation. These and other risk considerations, such as various business, market, and investment risks are described in detail in the Trust’s prospectus.

Although this Trust’s life is approximately 15 months, the Trust’s strategy should be considered as part of a long-term investment strategy and investors should consider, in light of their particular financial situations, whether it may be appropriate to invest in successive Trust portfolios, if available, subject to the applicable sales charges. There may be tax consequences associated with an investment from one series to the next unless units are purchased in an IRA or other qualified tax-deferred account. Investors should consult their tax advisor.

NOT FDIC INSURED - NOT BANK GUARANTEED - MAY LOSE VALUE

The Dow Jones Industrial Average® (the “Index”) is a product of S&P Dow Jones Indices LLC or its affiliates (“SPDJI”) and has been licensed for use by the Sponsor. DJIA®, The Dow®, The Dow 30®, Dow Jones®, and Dow Jones Industrial Average® are registered trademarks of Dow Jones Trademark Holdings LLC (“Dow Jones”). The trademarks have been licensed to SPDJI and have been sublicensed for certain purposes by the Sponsor. The Trust is not sponsored, endorsed, sold or promoted by SPDJI, Standard & Poor’s Financial Services LLC, or their respective affiliates or third party licensors and none of such parties make any representation regarding the advisability of investing in the Trust.

Nuveen Securities, LLC serves as the Trust’s sponsor and Nuveen Fund Advisors, LLC serves as the Trust’s evaluator and supervisor. Nuveen Asset Management, LLC serves as the portfolio consultant responsible for recommending a portfolio of securities for the Trust. Nuveen Securities, LLC is a registered broker-dealer and Nuveen Fund Advisors, LLC and Nuveen Asset Management, LLC are registered investment advisers.


Trust Summary

Trust NameNuveen Formula 10 Dow Portfolio, 4Q 2016
Series Name4Q 2016
Trust SymbolIFD4Q16
Nasdaq SymbolNVIFFX
Trust StatusSecondary
Initial Offer Date12/15/2016
Termination Date03/14/2018
First Income Record Date02/10/2017
Distibution FrequencyMonthly
Tax StructureGrantor Trust
Liquidation Price1$10.8864
Cash CUSIP67075D100
Reinvest CUSIP67075D118
Fee Cash CUSIP67075D126
Fee Reinvest CUSIP67075D134

1. Represents the value per unit that a unitholder would receive if the unitholder redeemed or sold units. This price is equal to the net asset value per unit plus any remaining organization costs and creation & development fee. This price reflects any remaining non-contingent deferred sales charges payable in connection with a liquidation of units.

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