Unit Trusts

UIT

Zacks Select Equity Income Portfolio, 4Q 2013



Portfolio Holdings

NameSymbolSectorWeight
NTELOS HOLDINGS CORPNTLSTelecommunication Services7.28 %
STUDENT TRANSPORTATION INCSTBIndustrials7.03 %
BAYTEX ENERGY CORPBTEEnergy5.12 %
Ramco-Gershenson Properties TrustRPTFinancials3.73 %
REGAL ENTERTAINMENT GROUP-ARGCConsumer Discretionary3.56 %
VERMILION ENERGY INCVETEnergy3.52 %
INTERSIL CORP-AISILInformation Technology3.51 %
PUBLIC SERVICE ENTERPRISE GPPEGUtilities3.43 %
AMERICAN ELECTRIC POWERAEPUtilities3.41 %
SHAW COMMUNICATIONS INC-BSJRConsumer Discretionary3.38 %
GLAXOSMITHKLINE PLCGSKHealth Care3.37 %
DUPONT FABROS TECHNOLOGYDFTFinancials3.25 %
AGL RESOURCES INCGASUtilities3.18 %
CHUNGHWA TELECOM LTD-ADRCHTTelecommunication Services3.15 %
GARMIN LTDGRMNConsumer Discretionary3.13 %
Royal Bank Of CanadaRYFinancials3.12 %
PIEDMONT NATURAL GAS COPNYUtilities2.99 %
NEW JERSEY RESOURCES CORPNJRUtilities2.95 %
NUTRISYSTEM INCNTRIConsumer Discretionary2.95 %
ALLIANT ENERGY CORPLNTUtilities2.90 %
LaSalle Hotel PropertiesLHOFinancials2.89 %
UNS ENERGY CORPUNSUtilities2.86 %
SPECTRA ENERGY CORPSEEnergy2.82 %
LOCKHEED MARTIN CORPLMTIndustrials2.82 %
Northeast UtilitiesNUUtilities2.78 %
WASTE MANAGEMENT INCWMIndustrials2.74 %
PAYCHEX INCPAYXInformation Technology2.74 %
TOMPKINS FINANCIAL CORPTMPFinancials2.70 %
MICROCHIP TECHNOLOGY INCMCHPInformation Technology2.69 %

Data used for the Portfolio Holdings and Portfolio Allocation Characteristics is from Bloomberg Finance L.P. Portfolio holdings are provided for informational purposes only and should not be deemed as a recommendation to buy or sell individual securities. Portfolio Holdings and Portfolio Allocation Characteristics are as of deposit day and are subject to change and may vary thereafter.

The style and capitalization characteristics are designed to help investors understand how they fit into an overall investment plan. Value, blend and growth are types of investment styles. Growth Investing generally seeks stocks that offer the potential for greater-than-average earnings growth, and may entail greater risk than value or blend investing. Value investing generally seeks stocks that may be sound investments but are temporarily out of favor in the marketplace, and may entail less risk than growth investing. A blend investment combines the two styles. Market capitalization is determined by the following criteria: Large Cap: Greater than $10 billion, Mid Cap: $2 billion-$10 billion, Small Cap: $250 million-$2 billion Micro Cap: Below $250 million.

This material is not intended to be a recommendation or investment advice, does not constitute a solicitation to buy or sell securities, and is not provided in a fiduciary capacity. The information provided does not take into account the specific objectives or circumstances of any particular investor, or suggest any specific course of action. Investment decisions should be made based on an investor’s objectives and circumstances and in consultation with his or her advisors.

Risk Considerations
There is no assurance that a unit investment trust will achieve its investment objective. An investment in this unit investment trust is subject to market risk, which is the possibility that the market values of securities owned by the trust will decline and that the value of trust units may therefore be less than what you paid for them. This trust is unmanaged. You can lose money investing in this trust.

Common stocks do not assure dividend payments. Dividends are paid only when declared by an issuer’s board of directors and the amount of any dividend may vary over time.

A portfolio concentrated in a single market sector may present more risk than a portfolio broadly diversified overseveral sectors. This trust is concentrated in the energy sector. There are certain risks specific to the energy sector, including the potential adverse effect of state and federal regulation and increasing costs of natural resources. This trust is concentrated in the utility sector. Because this trust invests significantly in the utility industry, it may be highly susceptible to any economic, political, or regulatory occurrences affecting this industry.

This trust invests in REITs and real estate companies. Many factors can have an impact on the performance of REITs and real estate companies, including cash available for distribution, the credit quality of a particular REIT, or the real estate industry in general. Risks associated with ownership of real estate include global and local economic conditions, decline in real estate values, changes in interest rates, and the strength or weakness of the real estate market.

Stocks of small companies are often more volatile than those of larger companies as a result of several factors such as limited trading volumes, products or financial resources, management inexperience and less publicly available information.

Investing in foreign securities involves certain risks not typically associated with investing solely in the United States. This may magnify volatility due to changes in foreign exchange rates, the political and economic uncertainties in foreign countries, U.S. or foreign tax treatment, and the potential lack of liquidity, government supervision and regulation.

Investing in emerging markets entail special risks such as currency, political, economic and market risks. The risks of investing in emergingmarket countries are greater than the risks generally associated with foreign investments.

Although this trust’s life is approximately 15 months, this strategy should be considered as part of a long-term investment strategy and investors should consider their ability to pursue investing in successive portfolios at the applicable sales charge, if available. There may be tax consequences associated with an investment from one series to the next unless units are purchased in an IRA or other qualified tax-deferred account. Investors should consult their tax advisor or attorney to determine tax consequences associated with an investment from one portfolio to the next.

NOT FDIC INSURED - NOT BANK GUARANTEED - MAY LOSE VALUE

Incapital Unit Trust, Series 37, is a unit investment trust that consists of multiple portfolios, including the Zacks Select Equity Income Portfolio, Series 4Q 2013. Incapital LLC serves as the Sponsor to the Trust.

Incapital LLC and Zacks Investment Research are unaffiliated.  Zacks Investment Research provides the trust with portfolio consulting services.


Trust Summary

Trust NameZacks Select Equity Income Portfolio, 4Q 2013
Series Name4Q 2013
Trust SymbolSEI4Q13
Nasdaq SymbolINSAIX
Trust StatusTerminated
Initial Offer Date11/08/2013
Termination Date02/09/2015
First Income Record Date12/10/2013
Distibution FrequencyQuarterly
Tax StructureRIC
Liquidation Price1$9.5413
Cash CUSIP45328Q144
Reinvest CUSIP45328Q151
Fee Cash CUSIP45328Q169
Fee Reinvest CUSIP45328Q177

1. Represents the value per unit that a unitholder would receive if the unitholder redeemed or sold units. This price is equal to the net asset value per unit plus any remaining organization costs and creation & development fee. This price reflects any remaining non-contingent deferred sales charges payable in connection with a liquidation of units.

Not registered?

Register for access to investment team commentary, detailed portfolio information, and other advisor resources. For instant access, register now.

Your Contacts

Our goal is to deliver lasting value to our clients. For assistance, please call or email our advisor service team or contact your personal Nuveen Service Team.

Log in to nuveen.com to access your personal Nuveen Service Team.

Financial Advisors

800-752-8700
Email

Registered Investment Advisors

800-558-4487

Account Access

For more information on Mutual Fund Vision, FAN Mail, or accessing client accounts, please visit our advisor account access page.

Advisor Access

Investor Access