Unit Trusts


Zacks Select Equity Income Portfolio, 1Q 2016

Portfolio Holdings

New Residential Investment Corp.NRZFinancials9.92 %
Ship Finance International Limited SFLEnergy8.00 %
DHT Holdings, Inc. DHTEnergy7.39 %
Fly Leasing Ltd. FLYIndustrials5.05 %
Noble Corporation PLC NEEnergy4.65 %
Cementos Pacasmayo S.A.A. CPACMaterials3.72 %
Ryman Hospitality Properties, Inc.RHPFinancials3.57 %
LM Ericsson Telephone CompanyERICInformation Technology3.44 %
Ford Motor CompanyFConsumer Discretionary3.02 %
General Motors CompanyGMConsumer Discretionary2.91 %
Douglas Dynamics, Inc. PLOWIndustrials2.70 %
The Southern CompanySOUtilities2.68 %
SeaWorld Entertainment Inc.SEASConsumer Discretionary2.64 %
DineEquity, Inc.DINConsumer Discretionary2.58 %
Meredith CorporationMDPConsumer Discretionary2.58 %
AstraZeneca PLCAZNHealth Care2.57 %
Exelon CorporationEXCUtilities2.52 %
Prologis, Inc.PLDFinancials2.44 %
Old National BancorpONBFinancials2.34 %
Alexandria Real Estate Equities, Inc.AREFinancials2.32 %
ALLETE, Inc. ALEUtilities2.31 %
Himax Technologies, Inc. HIMXInformation Technology2.28 %
City Holding CompanyCHCOFinancials2.26 %
Chunghwa Telecom Co., Ltd. CHTTelecommunication Services2.24 %
First Busey CorporationBUSEFinancials2.22 %
Intersil CorporationISILInformation Technology2.22 %
Silver Bay Realty Trust Corp.SBYFinancials2.21 %
AVX CorporationAVXInformation Technology2.19 %
Paychex, Inc.PAYXInformation Technology2.11 %

Data used for the Portfolio Holdings and Portfolio Allocation Characteristics is from Bloomberg Finance L.P. Portfolio holdings are provided for informational purposes only and should not be deemed as a recommendation to buy or sell individual securities. Portfolio Holdings and Portfolio Allocation Characteristics are as of deposit day and are subject to change and may vary thereafter.

The style and capitalization characteristics are designed to help investors understand how they fit into an overall investment plan. Value, blend and growth are types of investment styles. Growth Investing generally seeks stocks that offer the potential for greater-than-average earnings growth, and may entail greater risk than value or blend investing. Value investing generally seeks stocks that may be sound investments but are temporarily out of favor in the marketplace, and may entail less risk than growth investing. A blend investment combines the two styles. Market capitalization is determined by the following criteria: Large Cap: Greater than $10 billion, Mid Cap: $2 billion-$10 billion, Small Cap: $250 million-$2 billion Micro Cap: Below $250 million.

This material is not intended to be a recommendation or investment advice, does not constitute a solicitation to buy or sell securities, and is not provided in a fiduciary capacity. The information provided does not take into account the specific objectives or circumstances of any particular investor, or suggest any specific course of action. Investment decisions should be made based on an investor’s objectives and circumstances and in consultation with his or her advisors.

Risk Considerations
There is no assurance that a unit investment trust will achieve its investment objective. An investment in a unit investment trust is subject to market risk, which is the possibility that the market values of securities owned by the trust will decline and that the value of trust units may therefore be less than what you paid for them. Accordingly, you can lose money investing in a trust.

Common stocks do not assure dividend payments. Dividends are paid only when declared by an issuer’s board of directors and the amount of any dividend may vary over time.
A portfolio concentrated in a single market sector may present more risk than a portfolio broadly diversified over several sectors.
This trust is concentrated in the financials sector. There are certain risks specific to the financials sector including the potential adverse effects of economic recession, volatile interest rates, and state and federal regulations.

Stocks of small and mid-cap companies are often more volatile than those of larger companies as a result of several factors such as limited trading volumes, products or financial resources, management inexperience and less publicly available information.

This trust invests in REITs and real estate companies. Many factors can have an impact on the performance of REITs and real estate companies, including cash available for distribution, the credit quality of a particular REIT, or the real estate industry in general. Risks associated with ownership of real estate include global and local economic conditions, decline in real estate values, changes in interest rates, and the strength or weakness of the real estate market.

Investing in foreign securities involves certain risks not typically associated with investing solely in the United States. This may magnify volatility due to changes in foreign exchange rates, the political and economic uncertainties in foreign countries, U.S. or foreign tax treatment, and the potential lack of liquidity, government supervision and regulation.
Investing in emerging markets entail special risks such as currency, political, economic and market risks. The risks of investing in emerging market countries are greater than the risks generally associated with foreign investments.

Although this trust’s life is approximately 15 months, this strategy should be considered as part of a long-term investment strategy and investors should consider their ability to pursue investing in successive portfolios at the applicable sales charge, if available. There may be tax consequences associated with an investment from one series to the next unless units are purchased in an IRA or other qualified tax-deferred account. Investors should consult their tax advisor or attorney to determine tax consequences associated with an investment from one portfolio to the next.


Incapital Unit Trust, Series 116, is a unit investment trust that consists of multiple portfolios, including the Zacks Select Equity Income Portfolio, Series 1Q 2016. Nuveen Securities, LLC serves as the Trust’s sponsor and Nuveen Fund Advisors, LLC serves as the Trust’s evaluator and supervisor.

Zacks Investment Research provides the Trust with portfolio consulting services. Zacks Investment Research is not affiliated with Nuveen, LLC. The Trust is distributed by Nuveen Securities, LLC, a subsidiary of Nuveen, LLC. All marketing materials have been prepared by Nuveen.

Trust Summary

Trust NameZacks Select Equity Income Portfolio, 1Q 2016
Series Name1Q 2016
Trust SymbolSEI1Q16
Nasdaq SymbolINSKIX
Trust StatusTerminated
Initial Offer Date02/10/2016
Termination Date05/09/2017
First Income Record Date06/10/2016
Distibution FrequencyQuarterly
Tax StructureRIC
Liquidation Price1$11.5138
Cash CUSIP45332A143
Reinvest CUSIP45332A150
Fee Cash CUSIP45332A168
Fee Reinvest CUSIP45332A176

1. Represents the value per unit that a unitholder would receive if the unitholder redeemed or sold units. This price is equal to the net asset value per unit plus any remaining organization costs and creation & development fee. This price reflects any remaining non-contingent deferred sales charges payable in connection with a liquidation of units.

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