Unit Trusts


Nuveen Tradewinds Global Energy Revolution, Series 1

Portfolio Holdings

The Andersons, Inc.ANDEConsumer Staples4.00 %
First Solar, Inc.FSLRInformation Technology3.99 %
CNOOC LimitedCEOEnergy3.99 %
Baker Hughes IncorporatedBHIEnergy3.97 %
Bristow Group Inc.BRSEnergy3.95 %
Petrobras Argentina S.A.PZEEnergy3.52 %
NRG Energy, Inc.NRGUtilities3.51 %
Exelon CorporationEXCUtilities3.50 %
Canadian Natural Resources Ltd.CNQEnergy3.47 %
China Everbright International Limited257 HKIndustrials3.08 %
The AES CorporationAESUtilities3.01 %
Bankers Petroleum Ltd. BNK CTEnergy3.00 %
Questar CorporationSTRUtilities3.00 %
Bunge LimitedBGConsumer Staples3.00 %
Total S.A.TOTEnergy3.00 %
National Grid PLCNGGUtilities3.00 %
Apache CorporationAPAEnergy2.99 %
Concord New Energy Group Limited182 HKIndustrials2.64 %
Aker Solutions ASAAKSO NOEnergy2.51 %
Vallourec SA VLOWYIndustrials2.51 %
Cabot Oil & Gas CorporationCOGEnergy2.50 %
Royal Dutch Shell PLCRDS/BEnergy2.49 %
Cia de Saneamento Basico do Estado de Sao PauloSBSUtilities2.49 %
Siemens AGSIEGYIndustrials2.01 %
Archer-Daniels-Midland CompanyADMConsumer Staples2.00 %
Cameco CorporationCCJEnergy2.00 %
EDP- Energias de Portugal, S.A.EDPFYUtilities2.00 %
Flextronics International Ltd.FLEXInformation Technology1.99 %
Cape PLCCIU LNIndustrials1.99 %
Statoil ASASTOEnergy1.99 %
Eurasia Drilling Company Ltd. EDCL LIEnergy1.99 %
Weatherford International plc WFTEnergy1.98 %
Whiting Petroleum Corporation WLLEnergy1.97 %
Diamond Offshore Drilling, Inc.DOEnergy1.50 %
Devon Energy CorporationDVNEnergy1.50 %
Superior Energy Services, Inc.SPNEnergy1.49 %
Centrais Eletricas Brasileiras S.A. EBR/BUtilities1.48 %
Agrium Inc.AGUMaterials0.99 %

Data used for the Portfolio Holdings and Portfolio Allocation Characteristics is from Bloomberg Finance L.P. Portfolio holdings are provided for informational purposes only and should not be deemed as a recommendation to buy or sell individual securities. Portfolio Holdings and Portfolio Allocation Characteristics are as of deposit day and are subject to change and may vary thereafter.

The style and capitalization characteristics are designed to help investors understand how they fit into an overall investment plan. Value, blend and growth are types of investment styles. Growth Investing generally seeks stocks that offer the potential for greater-than-average earnings growth, and may entail greater risk than value or blend investing. Value investing generally seeks stocks that may be sound investments but are temporarily out of favor in the marketplace, and may entail less risk than growth investing. A blend investment combines the two styles. Market capitalization is determined by the following criteria: Large Cap: Greater than $10 billion, Mid Cap: $2 billion-$10 billion, Small Cap: $250 million-$2 billion Micro Cap: Below $250 million.

This material is not intended to be a recommendation or investment advice, does not constitute a solicitation to buy or sell securities, and is not provided in a fiduciary capacity. The information provided does not take into account the specific objectives or circumstances of any particular investor, or suggest any specific course of action. Investment decisions should be made based on an investor’s objectives and circumstances and in consultation with his or her advisors.

Risk Considerations
There is no assurance that a unit investment trust will achieve its investment objective. An investment in this unit investment trust is subject to market risk, which is the possibility that the market values of securities owned by the trust will decline and that the value of trust units may therefore be less than what you paid for them. This trust is unmanaged. You can lose money investing in this trust. This trust terminates approximately two years from the initial date of deposit.

Common stocks do not assure dividend payments. Dividends are paid only when declared by an issuer’s board of directors and the amount of any dividend may vary over time. There can be no guarantee dividend payments from securities held in the trust, if any, will increase or that dividend yield on securities in the trust will be greater than the yield of any index mentioned herein.

A portfolio concentrated in a single market sector may present more risk than a portfolio broadly diversified over several sectors. This trust is concentrated in the energy sector. There are certain risks specific to the energy sector, including the potential adverse effect of state and federal regulation, increasing costs of natural resources, commodity price risk, supply and demand risk, depletion risk and exploration risk.

Stocks of small companies and mid-cap companies are often more volatile than those of larger companies as a result of several factors such as limited trading volumes, products or financial resources, management inexperience and less publicly available information.

Investing in foreign securities involves certain risks not typically associated with investing solely in the United States. This may magnify volatility due to changes in foreign exchange rates, the political and economic uncertainties in foreign countries, U.S. or foreign tax treatment, and the potential lack of liquidity, government supervision and regulation.

Investing in emerging markets entail special risks such as currency, political, economic and market risks. The risks of investing in emerging market countries are greater than the risks generally associated with foreign investments.


Tradewinds Global Investors, LLC provided the trust with portfolio consulting services on the trust’s deposit date. Tradewinds Global Investors, LLC was a registered investment adviser and subsidiary of Nuveen, LLC. The Trust is distributed by Nuveen Securities, LLC, a subsidiary of Nuveen, LLC.

Trust Summary

Trust NameNuveen Tradewinds Global Energy Revolution, Series 1
Series NameSeries 1
Trust SymbolNTE0001
Nasdaq SymbolINNTEX
Trust StatusTerminated
Initial Offer Date03/04/2015
Termination Date03/03/2017
First Income Record Date06/10/2015
Distibution FrequencyQuarterly
Tax StructureRIC
Liquidation Price1$7.7698
Cash CUSIP45330J104
Reinvest CUSIP45330J112
Fee Cash CUSIP45330J120
Fee Reinvest CUSIP45330J138

1. Represents the value per unit that a unitholder would receive if the unitholder redeemed or sold units. This price is equal to the net asset value per unit plus any remaining organization costs and creation & development fee. This price reflects any remaining non-contingent deferred sales charges payable in connection with a liquidation of units.

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