Unit Trusts


Nuveen Symphony Low Volatility Equity Portfolio, 3Q 2016

Portfolio Holdings

Union Pacific CorporationUNPIndustrials3.52 %
The Home Depot, Inc.HDConsumer Discretionary3.05 %
CMS Energy CorporationCMSUtilities3.01 %
Pfizer Inc.PFEHealth Care3.00 %
Johnson & JohnsonJNJHealth Care2.97 %
The Kraft Heinz CompanyKHCConsumer Staples2.54 %
The Clorox CompanyCLXConsumer Staples2.53 %
Amgen Inc.AMGNHealth Care2.53 %
Honeywell International Inc.HONIndustrials2.51 %
The Dow Chemical CompanyDOWMaterials2.51 %
Wells Fargo & CompanyWFCFinancials2.51 %
Abbott LaboratoriesABTHealth Care2.50 %
Alphabet Inc. GOOGLInformation Technology2.48 %
Federal Realty Investment TrustFRTFinancials2.30 %
Kimberly-Clark CorporationKMBConsumer Staples2.27 %
Waste Connections, Inc.WCNIndustrials2.27 %
General Electric CompanyGEIndustrials2.26 %
Old Republic International CorporationORIFinancials2.26 %
Visa Inc.VInformation Technology2.25 %
Altria Group, Inc.MOConsumer Staples2.25 %
McCormick & Company, IncorporatedMKCConsumer Staples2.25 %
Danaher CorporationDHRHealth Care2.24 %
Exxon Mobil CorporationXOMEnergy2.24 %
Church & Dwight Co., Inc.CHDConsumer Staples2.22 %
Medtronic Public Limited Company MDTHealth Care2.02 %
Fidelity National Information Services, Inc.FISInformation Technology2.01 %
Gaming and Leisure Properties, Inc.GLPIFinancials2.01 %
PacWest BancorpPACWFinancials2.01 %
The Hartford Financial Services Group, Inc.HIGFinancials2.01 %
Microsoft CorporationMSFTInformation Technology2.00 %
McDonald's CorporationMCDConsumer Discretionary2.00 %
The TJX Companies, Inc.TJXConsumer Discretionary1.99 %
O'Reilly Automotive, Inc.ORLYConsumer Discretionary1.99 %
Equinix, Inc.EQIXFinancials1.99 %
Lockheed Martin CorporationLMTIndustrials1.98 %
Intercontinental Exchange, Inc.ICEFinancials1.93 %
Occidental Petroleum CorporationOXYEnergy1.76 %
Xilinx, Inc.XLNXInformation Technology1.76 %
AT&T Inc.TTelecommunication Services1.75 %
Teleflex IncorporatedTFXHealth Care1.53 %
Schlumberger LimitedSLBEnergy1.52 %
New Residential Investment Corp.NRZFinancials1.51 %
PayPal Holdings, Inc.PYPLInformation Technology1.51 %
Axalta Coating Systems Ltd.AXTAMaterials1.50 %
ONEOK, Inc.OKEEnergy1.49 %
EOG Resources, Inc.EOGEnergy1.26 %

Data used for the Portfolio Holdings and Portfolio Allocation Characteristics is from Bloomberg Finance L.P. Portfolio holdings are provided for informational purposes only and should not be deemed as a recommendation to buy or sell individual securities. Portfolio Holdings and Portfolio Allocation Characteristics are as of deposit day and are subject to change and may vary thereafter.

The style and capitalization characteristics are designed to help investors understand how they fit into an overall investment plan. Value, blend and growth are types of investment styles. Growth Investing generally seeks stocks that offer the potential for greater-than-average earnings growth, and may entail greater risk than value or blend investing. Value investing generally seeks stocks that may be sound investments but are temporarily out of favor in the marketplace, and may entail less risk than growth investing. A blend investment combines the two styles. Market capitalization is determined by the following criteria: Large Cap: Greater than $10 billion, Mid Cap: $2 billion-$10 billion, Small Cap: $250 million-$2 billion Micro Cap: Below $250 million.

This material is not intended to be a recommendation or investment advice, does not constitute a solicitation to buy or sell securities, and is not provided in a fiduciary capacity. The information provided does not take into account the specific objectives or circumstances of any particular investor, or suggest any specific course of action. Investment decisions should be made based on an investor’s objectives and circumstances and in consultation with his or her advisors.

Risk Considerations
Investing involves risk; principal loss is possible. This Trust is unmanaged and there is no guarantee that the Trust’s investment objectives will be achieved.There is no assurance that common stocks will make dividend payments. Dividends are paid only if declared by an issuer's board of directors and the amount of any dividend may vary over time.Stocks of mid-cap companies are often more volatile than those of larger companies as a result of several factors such as limited trading volumes, products or financial resources, management inexperience and less publicly available information. This Trust invests in REITS and real estate companies. The real estate industry is greatly affected by economic downturns or by changes in real estate values, rents, property taxes, interest rates, tax treatment, regulations, or the legal structure of the REIT. Non-U.S. investments involve additional risks, including currency fluctuation, political and economic instability, lack of liquidity and differing legal and accounting standards. These risks are magnified in emerging markets. These and other risk considerations, such as various business, market, and investment risks are described in detail in the Trust’s prospectus.

Predictive beta is a statistical measure used to estimate the Trust’s price sensitivity compared to the general equity market by integrating current and projected fundamental information and historical price variability of each underlying holding in the portfolio. The computation of predictive beta takes into account each holding’s size, yield, price-to-earnings ratio, and industry exposure, among other factors.
The Russell 1000® Index and all other Russell index names are registered trademarks of Russell Investment Group. The Russell 1000® Index measures the price and return performance of approximately the 1000 largest companies, representing roughly 92% of the total U.S. large cap equity market. The portfolio is not sponsored, endorsed, sold or promoted by Russell Investment Group and Russell Investment Group does not make any representation regarding the advisability of investing in the securities. Russell 1000® Index: Copyright Russell Investments 2016.
Nuveen Securities, LLC serves as the Trust’s sponsor and Nuveen Fund Advisors, LLC serves as the Trust’s evaluator and supervisor. Symphony Asset Management LLC serves as the portfolio consultant responsible for recommending a portfolio of securities for the Trust. Nuveen Securities, LLC is a registered broker-dealer and Nuveen Fund Advisors, LLC and Symphony Asset Management LLC are registered investment advisers.

Trust Summary

Trust NameNuveen Symphony Low Volatility Equity Portfolio, 3Q 2016
Series Name3Q 2016
Trust SymbolNSV3Q16
Nasdaq SymbolNVNSAX
Trust StatusTerminated
Initial Offer Date08/17/2016
Termination Date11/16/2017
First Income Record Date09/10/2016
Distibution FrequencyQuarterly
Tax StructureRIC
Liquidation Price1$10.8048
Cash CUSIP67079P109
Reinvest CUSIP67079P117
Fee Cash CUSIP67079P125
Fee Reinvest CUSIP67079P133

1. Represents the value per unit that a unitholder would receive if the unitholder redeemed or sold units. This price is equal to the net asset value per unit plus any remaining organization costs and creation & development fee. This price reflects any remaining non-contingent deferred sales charges payable in connection with a liquidation of units.

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