Unit Trusts


Nuveen Symphony Low Volatility Equity Portfolio, 1Q 2017

Portfolio Holdings

Union Pacific CorporationUNPIndustrials3.50 %
Johnson & JohnsonJNJHealth Care3.23 %
Marsh & McLennan Companies, Inc.MMCFinancials3.01 %
Waste Management, Inc.WMIndustrials2.98 %
Thermo Fisher Scientific, Inc.TMOHealth Care2.76 %
The Dow Chemical CompanyDOWMaterials2.76 %
The Progressive CorporationPGRFinancials2.73 %
MSC Industrial Direct Co., Inc.MSMIndustrials2.71 %
The Home Depot, Inc.HDConsumer Discretionary2.69 %
Amazon.com, Inc. AMZNConsumer Discretionary2.57 %
Alphabet Inc. GOOGLInformation Technology2.56 %
Watsco, Inc.WSOIndustrials2.54 %
The Priceline Group, Inc.PCLNConsumer Discretionary2.51 %
CMS Energy CorporationCMSUtilities2.49 %
Abbott LaboratoriesABTHealth Care2.49 %
Amgen Inc.AMGNHealth Care2.49 %
McCormick & Company, IncorporatedMKCConsumer Staples2.49 %
Wabtec CorpWABIndustrials2.48 %
Zimmer Biomet Holdings, Inc.ZBHHealth Care2.48 %
Citizens Financial Group, Inc.CFGFinancials2.47 %
The Kraft Heinz CompanyKHCConsumer Staples2.46 %
Visa Inc.VInformation Technology2.46 %
Honeywell International Inc.HONIndustrials2.46 %
The Clorox CompanyCLXConsumer Staples2.28 %
LyondellBasell Industries N.V.LYBMaterials2.26 %
Hancock Holding CompanyHBHCFinancials2.25 %
Church & Dwight Co., Inc.CHDConsumer Staples2.23 %
O'Reilly Automotive, Inc.ORLYConsumer Discretionary2.23 %
Prudential Financial, Inc.PRUFinancials2.22 %
Comerica IncorporatedCMAFinancials2.21 %
Microsoft CorporationMSFTInformation Technology2.20 %
Chevron CorporationCVXEnergy2.19 %
FleetCor Technologies, Inc.FLTInformation Technology2.03 %
Fidelity National Information Services, Inc.FISInformation Technology1.99 %
Halliburton CompanyHALEnergy1.98 %
New Residential Investment Corp.NRZFinancials1.98 %
Lamb Weston Holdings, Inc.LWConsumer Staples1.97 %
ONEOK, Inc.OKEEnergy1.73 %
Air Products and Chemicals, Inc.APDMaterials1.73 %
PayPal Holdings, Inc.PYPLInformation Technology1.47 %
Gaming and Leisure Properties, Inc.GLPIReal Estate1.47 %
Broadcom LimitedAVGOInformation Technology1.27 %
Patterson-UTI Energy, Inc.PTENEnergy0.99 %

Data used for the Portfolio Holdings and Portfolio Allocation Characteristics is from Bloomberg Finance L.P. Portfolio holdings are provided for informational purposes only and should not be deemed as a recommendation to buy or sell individual securities. Portfolio Holdings and Portfolio Allocation Characteristics are as of deposit day and are subject to change and may vary thereafter.

The style and capitalization characteristics are designed to help investors understand how they fit into an overall investment plan. Value, blend and growth are types of investment styles. Growth Investing generally seeks stocks that offer the potential for greater-than-average earnings growth, and may entail greater risk than value or blend investing. Value investing generally seeks stocks that may be sound investments but are temporarily out of favor in the marketplace, and may entail less risk than growth investing. A blend investment combines the two styles. Market capitalization is determined by the following criteria: Large Cap: Greater than $10 billion, Mid Cap: $2 billion-$10 billion, Small Cap: $250 million-$2 billion Micro Cap: Below $250 million.

This material is not intended to be a recommendation or investment advice, does not constitute a solicitation to buy or sell securities, and is not provided in a fiduciary capacity. The information provided does not take into account the specific objectives or circumstances of any particular investor, or suggest any specific course of action. Investment decisions should be made based on an investor’s objectives and circumstances and in consultation with his or her advisors.

Risk Considerations
Investing involves risk; principal loss is possible. This Trust is unmanaged and there is no guarantee that the Trust’s investment objectives will be achieved. There is no assurance that common stocks will make dividend payments. Dividends are paid only if declared by an issuer's board of directors and the amount of any dividend may vary over time. Stocks of mid-cap companies are often more volatile than those of larger companies as a result of several factors such as limited trading volumes, products or financial resources, management inexperience and less publicly available information. Non-U.S. investments involve additional risks, including currency fluctuation, political and economic instability, lack of liquidity and differing legal and accounting standards. This Trust invests in REITS and real estate companies. The real estate sector is greatly affected by economic downturns or by changes in real estate values, rents, property taxes, interest rates, tax treatment, regulations, or the legal structure of the REIT. These and other risk considerations, such as various business, market and investment risks are described in detail in the Trust’s prospectus.

Although this Trust’s life is approximately 15 months, the Trust’s strategy should be considered as part of a long-term investment strategy and investors should consider, in light of their particular financial situations, whether it may be appropriate to invest in successive trust portfolios, if available, subject to the applicable sales charges. There may be tax consequences associated with an investment from one series to the next unless units are purchased in an IRA or other qualified tax-deferred account. Investors should consult their tax advisor.

Predictive beta is a statistical measure used to estimate the Trust’s price sensitivity compared to the general equity market by integrating current and projected fundamental information and historical price variability of each underlying holding in the portfolio. The computation of predictive beta takes into account each holding’s size, yield, price-to-earnings ratio, and industry exposure, among other factors.
The Russell 1000® Index and all other Russell index names are registered trademarks of Russell Investment Group. The Russell 1000® Index measures the price and return performance of approximately the 1000 largest companies, representing roughly 92% of the total U.S. large cap equity market. The portfolio is not sponsored, endorsed, sold or promoted by Russell Investment Group and Russell Investment Group does not make any representation regarding the advisability of investing in the securities. Russell 1000® Index: Copyright Russell Investments 2017.
Nuveen Securities, LLC serves as the Trust’s sponsor and Nuveen Fund Advisors, LLC serves as the Trust’s evaluator and supervisor. Symphony Asset Management LLC serves as the portfolio consultant responsible for recommending a portfolio of securities for the Trust. Nuveen Securities, LLC is a registered broker-dealer and Nuveen Fund Advisors, LLC and Symphony Asset Management LLC are registered investment advisers.

Trust Summary

Trust NameNuveen Symphony Low Volatility Equity Portfolio, 1Q 2017
Series Name1Q 2017
Trust SymbolNSV1Q17
Nasdaq SymbolNVNSCX
Trust StatusSecondary
Initial Offer Date02/17/2017
Termination Date05/16/2018
First Income Record Date06/10/2017
Distibution FrequencyQuarterly
Tax StructureRIC
Liquidation Price1$11.1742
Cash CUSIP67079M106
Reinvest CUSIP67079M114
Fee Cash CUSIP67079M122
Fee Reinvest CUSIP67079M130

1. Represents the value per unit that a unitholder would receive if the unitholder redeemed or sold units. This price is equal to the net asset value per unit plus any remaining organization costs and creation & development fee. This price reflects any remaining non-contingent deferred sales charges payable in connection with a liquidation of units.

Not registered?

Register for access to investment team commentary, detailed portfolio information, and other advisor resources. For instant access, register now.

Your Contacts

Our goal is to deliver lasting value to our clients. For assistance, please call or email our advisor service team or contact your personal Nuveen Service Team.

Log in to nuveen.com to access your personal Nuveen Service Team.

Financial Advisors


Registered Investment Advisors


Account Access

For more information on Mutual Fund Vision, FAN Mail, or accessing client accounts, please visit our advisor account access page.

Advisor Access

Investor Access