Unit Trusts


Nuveen NWQ Global Dividend Value Portfolio, 3Q 2016

Portfolio Holdings

Oracle CorporationORCLInformation Technology5.01 %
Veolia Environnement S.A. VEOEYUtilities5.01 %
GlaxoSmithKline PLCGSKHealth Care5.00 %
Citigroup Inc.CFinancials4.01 %
Allianz SE AZSEYFinancials4.00 %
ING Groep N.V.INGFinancials4.00 %
Ageas SA/NV AGESYFinancials4.00 %
AstraZeneca PLCAZNHealth Care3.99 %
Teva Pharmaceutical Industries Limited TEVAHealth Care3.97 %
Daimler AG DDAIYConsumer Discretionary3.02 %
Deutsche Post AG DPSGYIndustrials3.02 %
Frontier Communications CorporationFTRTelecommunication Services3.01 %
CVR Partners, LPUANMaterials3.01 %
Koninklijke Philips N.V.PHGIndustrials3.00 %
Swiss Re AGSSREYFinancials3.00 %
Viacom Inc.VIABConsumer Discretionary3.00 %
Nippon Telegraph and Telephone Corporation NTTTelecommunication Services2.99 %
Imperial Brands PLC IMBBYConsumer Staples2.99 %
ProSiebenSat.1 Media SEPBSFYConsumer Discretionary2.99 %
Phillips 66PSXEnergy2.97 %
UBS Group AGUBSFinancials2.50 %
Unum Group UNMFinancials2.50 %
Deutsche Boerse AGDBOEYFinancials2.50 %
LM Ericsson Telephone CompanyERICInformation Technology2.50 %
Eaton Corporation Public Limited CompanyETNIndustrials2.02 %
AbbVie Inc.ABBVHealth Care2.02 %
Cedar Fair, L.P.FUNConsumer Discretionary2.01 %
Telefonica Brasil, S.A.VIVTelecommunication Services2.00 %
Roche Holding AGRHHBYHealth Care2.00 %
Cisco Systems, Inc.CSCOInformation Technology2.00 %
Microsoft CorporationMSFTInformation Technology2.00 %
Total S.A.TOTEnergy1.99 %
Agrium Inc.AGUMaterials1.97 %

Data used for the Portfolio Holdings and Portfolio Allocation Characteristics is from Bloomberg Finance L.P. Portfolio holdings are provided for informational purposes only and should not be deemed as a recommendation to buy or sell individual securities. Portfolio Holdings and Portfolio Allocation Characteristics are as of deposit day and are subject to change and may vary thereafter.

The style and capitalization characteristics are designed to help investors understand how they fit into an overall investment plan. Value, blend and growth are types of investment styles. Growth Investing generally seeks stocks that offer the potential for greater-than-average earnings growth, and may entail greater risk than value or blend investing. Value investing generally seeks stocks that may be sound investments but are temporarily out of favor in the marketplace, and may entail less risk than growth investing. A blend investment combines the two styles. Market capitalization is determined by the following criteria: Large Cap: Greater than $10 billion, Mid Cap: $2 billion-$10 billion, Small Cap: $250 million-$2 billion Micro Cap: Below $250 million.

This material is not intended to be a recommendation or investment advice, does not constitute a solicitation to buy or sell securities, and is not provided in a fiduciary capacity. The information provided does not take into account the specific objectives or circumstances of any particular investor, or suggest any specific course of action. Investment decisions should be made based on an investor’s objectives and circumstances and in consultation with his or her advisors.

Risk Considerations
Investing involves risk; principal loss is possible. This Trust is unmanaged and there is no guarantee that the Trust’s investment objectives will be achieved.There is no assurance that common stocks will make dividend payments. Dividends are paid only if declared by an issuer's board of directors and the amount of any dividend may vary over time.Non-U.S. investments involve additional risks, including currency fluctuation, political and economic instability, lack of liquidity and differing legal and accounting standards. These risks are magnified in emerging markets. The Trust invests in securities issued by companies operating in Europe and, therefore, is subject to certain risks associated specifically with Europe. European Union member states no longer control their own monetary policies and such control is exercised by the European Central Bank. Furthermore, recent events such as the United Kingdom’s vote to withdraw from the European Union, and the European sovereign debt crisis and the related austerity measures in certain countries have had, and continue to have, a significant negative impact on the economies of certain European countries and their future economic outlooks. A portfolio concentrated in a single market sector may present more risk than a portfolio broadly diversified over several sectors. This Trust is concentrated in the financial sector. Performance of companies in the financial sector may be adversely impacted by many factors, including, among others, government regulations, economic conditions, changes in interest rates and decreased liquidity in credit markets. Stocks of small and mid-cap companies are often more volatile than those of larger companies as a result of several factors such as limited trading volumes, products or financial resources, management inexperience and less publicly available information. This Trust invests in Master Limited Partnerships (MLPs). Most MLPs operate in the energy, natural resources, or real estate sectors and are subject to the risks generally applicable to those sectors, including commodity price risk, supply and demand risk, depletion risk and exploration risk. MLPs are also subject to the risk that U.S. taxing authorities could challenge the tax treatment of MLPs for federal income tax purposes, which could have a negative impact on the after-tax income available for distribution by the MLPs. These and other risk considerations, such as various business, market, and investment risks are described in detail in the Trust’s prospectus.


The MSCI EAFE Index is a free float-adjusted market capitalization index that is designed to measure the equity market performance of developed markets, excluding the U.S. & Canada. The MSCI EAFE Index consists of the following 22 developed market country indices: Australia, Austria, Belgium, Denmark, Finland, France, Germany, Hong Kong, Ireland, Israel, Italy, Japan, the Netherlands, New Zealand, Norway, Portugal, Singapore, Spain, Sweden, Switzerland and the United Kingdom.

The MSCI World Index captures large and mid-cap representation across 23 developed markets countries, including: Australia, Austria, Belgium, Canada, Denmark, Finland, France, Germany, Hong Kong, Ireland, Israel, Italy, Japan, Netherlands, New Zealand, Norway, Portugal, Singapore, Spain, Sweden, Switzerland, the UK and the U.S.

The funds or securities referred to herein are not sponsored, endorsed, issued, sold or promoted by MSCI, and MSCI bears no liability with respect to any such funds or securities or any index on which such funds or securities are based. The Prospectus contains a more detailed description of the limited relationship MSCI has with Nuveen and any related funds.

The S&P 500® Index measures the performance of large capitalization U.S. stocks. The S&P 500 is a market weighted index of 500 stocks that are traded on the NYSE, AMEX and NASDAQ.

Nuveen Securities, LLC serves as the Trust’s sponsor and Nuveen Fund Advisors, LLC serves as the Trust’s evaluator and supervisor. NWQ Investment Management Company, LLC serves as the portfolio consultant responsible for recommending a portfolio of securities for the Trust. Nuveen Securities, LLC is a registered broker-dealer and Nuveen Fund Advisors, LLC and NWQ Investment Management Company, LLC are registered investment advisers.

Trust Summary

Trust NameNuveen NWQ Global Dividend Value Portfolio, 3Q 2016
Series Name3Q 2016
Trust SymbolNGD3Q16
Nasdaq SymbolNVNGAX
Trust StatusSecondary
Initial Offer Date09/06/2016
Termination Date08/31/2018
First Income Record Date11/10/2016
Distibution FrequencyMonthly
Tax StructureRIC
Liquidation Price1$10.4029
Cash CUSIP67080G106
Reinvest CUSIP67080G114
Fee Cash CUSIP67080G122
Fee Reinvest CUSIP67080G130

1. Represents the value per unit that a unitholder would receive if the unitholder redeemed or sold units. This price is equal to the net asset value per unit plus any remaining organization costs and creation & development fee. This price reflects any remaining non-contingent deferred sales charges payable in connection with a liquidation of units.

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