Unit Trusts


Nuveen Formula Global 50 S&P Portfolio, 4Q 2016

Portfolio Holdings

Mattel, Inc.MATConsumer Discretionary3.34 %
AT&T Inc.TTelecommunication Services3.34 %
Staples, Inc.SPLSConsumer Discretionary3.34 %
Pembina Pipeline Corporation PBAEnergy3.32 %
ProSiebenSat.1 Media SEPBSFYConsumer Discretionary3.31 %
The Southern CompanySOUtilities3.30 %
Singapore Telecommunications LimitedSGAPYTelecommunication Services3.29 %
Ventas, Inc. VTRReal Estate3.29 %
Statoil ASASTOEnergy3.28 %
Entergy CorporationETRUtilities3.25 %
Total S.A.TOTEnergy2.32 %
Royal Dutch Shell PLCRDS/BEnergy2.31 %
Vodafone Group Public Limited CompanyVODTelecommunication Services2.31 %
GlaxoSmithKline PLCGSKHealth Care2.31 %
Telstra Corporation LimitedTLSYYTelecommunication Services2.31 %
Pearson PLC PSOConsumer Discretionary2.31 %
SSE PLCSSEZYUtilities2.31 %
Iron Mountain IncorporatedIRMReal Estate2.29 %
Welltower Inc.HCNReal Estate2.27 %
Credit Suisse Group AGCSFinancials1.91 %
ING Groep N.V.INGFinancials1.90 %
AstraZeneca PLCAZNHealth Care1.90 %
Aegon N.V. AEGFinancials1.89 %
Swiss Re AGSSREYFinancials1.89 %
Banco Bilbao Vizcaya Argentaria, S.A. BBVAFinancials1.88 %
Iberdrola, S.A. IBDRYUtilities1.88 %
Allianz SE AZSEYFinancials1.88 %
Chunghwa Telecom Co., Ltd. CHTTelecommunication Services1.88 %
Sampo OYJ SAXPYFinancials1.87 %
Pitney Bowes Inc.PBIIndustrials1.87 %
Ford Motor CompanyFConsumer Discretionary1.87 %
National Grid PLCNGGUtilities1.86 %
Telefonica, S.A. TEFTelecommunication Services1.86 %
Daimler AG DDAIYConsumer Discretionary1.86 %
Engie SAENGIYUtilities1.14 %
HSBC Holdings PLCHSBCFinancials1.14 %
Zurich Insurance Group AGZURVYFinancials1.14 %
E.ON SEEONGYUtilities1.13 %
Westpac Banking CorporationWBKFinancials1.13 %
BP PLCBPEnergy1.13 %
Seagate Technology Public Limited CompanySTXInformation Technology1.13 %
Eni SpA EEnergy1.12 %
Marks and Spencer Group PLC MAKSYConsumer Discretionary1.12 %
Intesa Sanpaolo S.p.A. ISNPYFinancials1.12 %
LM Ericsson Telephone CompanyERICInformation Technology1.12 %
Telenor ASATELNYTelecommunication Services1.12 %
Frontier Communications CorporationFTRTelecommunication Services1.12 %
Vivendi S.A. VIVHYConsumer Discretionary1.12 %
CenturyLink, Inc.CTLTelecommunication Services1.11 %
Korea Electric Power Corporation KEPUtilities1.11 %

Data used for the Portfolio Holdings and Portfolio Allocation Characteristics is from Bloomberg Finance L.P. Portfolio holdings are provided for informational purposes only and should not be deemed as a recommendation to buy or sell individual securities. Portfolio Holdings and Portfolio Allocation Characteristics are as of deposit day and are subject to change and may vary thereafter.

The style and capitalization characteristics are designed to help investors understand how they fit into an overall investment plan. Value, blend and growth are types of investment styles. Growth Investing generally seeks stocks that offer the potential for greater-than-average earnings growth, and may entail greater risk than value or blend investing. Value investing generally seeks stocks that may be sound investments but are temporarily out of favor in the marketplace, and may entail less risk than growth investing. A blend investment combines the two styles. Market capitalization is determined by the following criteria: Large Cap: Greater than $10 billion, Mid Cap: $2 billion-$10 billion, Small Cap: $250 million-$2 billion Micro Cap: Below $250 million.

This material is not intended to be a recommendation or investment advice, does not constitute a solicitation to buy or sell securities, and is not provided in a fiduciary capacity. The information provided does not take into account the specific objectives or circumstances of any particular investor, or suggest any specific course of action. Investment decisions should be made based on an investor’s objectives and circumstances and in consultation with his or her advisors.

Risk Considerations
Investing involves risk; principal loss is possible. This Trust is unmanaged and there is no guarantee that the Trust’s investment objectives will be achieved. There is no assurance that common stocks will make dividend payments. Dividends are paid only if declared by an issuer’s board of directors and the amount of any dividend may vary over time. Non-U.S. investments involve additional risks, including currency fluctuation, political and economic instability, lack of liquidity and differing legal and accounting standards. These risks are magnified in emerging markets. The Trust invests in securities issued by companies operating in Europe and, therefore, is subject to certain risks associated specifically with Europe. European Union member states no longer control their own monetary policies and such control is exercised by the European Central Bank. Furthermore, recent events such as the United Kingdom’s vote to withdraw from the European Union, and the European sovereign debt crisis and related austerity measures in certain countries have had, and may continue to have, a significant negative impact on the economies of certain European countries and their future economic outlooks. Stocks of mid-cap companies are often more volatile than those of larger companies as a result of several factors such as limited trading volumes, products or financial resources, management inexperience and less publicly available information. This Trust invests in REITS and real estate companies. The real estate industry is greatly affected by economic downturns or by changes in real estate values, rents, property taxes, interest rates, tax treatment, regulations, or the legal structure of the REIT. These and other risk considerations, such as various business, market, and investment risks are described in detail in the Trust’s prospectus.

Although this Trust’s life is approximately 15 months, the Trust’s strategy should be considered as part of a long-term investment strategy and investors should consider, in light of their particular financial situations, whether it may be appropriate to invest in successive trust portfolios, if available, subject to the applicable sales charges. There may be tax consequences associated with an investment from one series to the next unless units are purchased in an IRA or other qualified tax-deferred account. Investors should consult their tax advisor.


The S&P Global 1200 Index® (the “Index”) is a product of S&P Dow Jones Indices LLC or its affiliates (“SPDJI”) and has been licensed for use by the Sponsor. Standard & Poor’s® and S&P® are registered trademarks of Standard & Poor’s Financial Services LLC (“S&P”). The trademarks have been licensed to SPDJI and have been sublicensed for certain purposes by the Sponsor. The Trust is not sponsored, endorsed, sold or promoted by SPDJI, S&P, or their respective affiliates or third party licensors and none of such parties make any representation regarding the advisability of investing in the Trust.

Nuveen Securities, LLC serves as the Trust’s sponsor and Nuveen Fund Advisors, LLC serves as the Trust’s evaluator and supervisor. Nuveen Asset Management, LLC serves as the portfolio consultant responsible for recommending a portfolio of securities for the Trust. Nuveen Securities, LLC is a registered broker-dealer and Nuveen Fund Advisors, LLC and Nuveen Asset Management, LLC are registered investment advisers.

Trust Summary

Trust NameNuveen Formula Global 50 S&P Portfolio, 4Q 2016
Series Name4Q 2016
Trust SymbolNFG4Q16
Nasdaq SymbolNVFOTX
Trust StatusSecondary
Initial Offer Date12/15/2016
Termination Date03/14/2018
First Income Record Date02/10/2017
Distibution FrequencyMonthly
Tax StructureGrantor Trust
Liquidation Price1$9.5162
Cash CUSIP67075D183
Reinvest CUSIP67075D191
Fee Cash CUSIP67075D209
Fee Reinvest CUSIP67075D217

1. Represents the value per unit that a unitholder would receive if the unitholder redeemed or sold units. This price is equal to the net asset value per unit plus any remaining organization costs and creation & development fee. This price reflects any remaining non-contingent deferred sales charges payable in connection with a liquidation of units.

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