Unit Trusts

UIT

Nuveen TIAA ESG Global Dividend Portfolio, Series 1



Portfolio Holdings

NameSymbolSectorWeight
Verizon Communications Inc.VZTelecommunication Services4.00 %
Roche Holding AGRHHBYHealth Care3.00 %
Statoil ASASTOEnergy2.99 %
Vodafone Group Public Limited CompanyVODTelecommunication Services2.99 %
Novartis AGNVSHealth Care2.98 %
Johnson & JohnsonJNJHealth Care2.98 %
ACE LTDACEFinancials2.53 %
Union Pacific CorporationUNPIndustrials2.52 %
National Grid PLCNGGUtilities2.52 %
Kimberly-Clark CorporationKMBConsumer Staples2.51 %
Simon Property Group, Inc.SPGFinancials2.51 %
General Mills, Inc.GISConsumer Staples2.51 %
NTT DOCOMO, Inc.DCMTelecommunication Services2.51 %
Intel CorporationINTCInformation Technology2.51 %
Cisco Systems, Inc.CSCOInformation Technology2.51 %
Mizuho Financial Group, Inc.MFGFinancials2.50 %
Unilever PLCULConsumer Staples2.50 %
Swedbank AB SWDBYFinancials2.50 %
Texas Instruments IncorporatedTXNInformation Technology2.50 %
McDonald's CorporationMCDConsumer Discretionary2.50 %
The Procter & Gamble CompanyPGConsumer Staples2.49 %
Nissan Motor Co., Ltd.NSANYConsumer Discretionary2.49 %
Westpac Banking CorporationWBKFinancials2.49 %
United Parcel Service, Inc.UPSIndustrials2.49 %
U.S. BancorpUSBFinancials2.49 %
The Toronto-Dominion BankTDFinancials2.48 %
The Kraft Heinz CompanyKHCConsumer Staples2.47 %
WPP PLCWPPGYConsumer Discretionary2.47 %
Occidental Petroleum CorporationOXYEnergy2.47 %
Singapore Telecommunications LimitedSGAPYTelecommunication Services2.47 %
3M CompanyMMMIndustrials2.44 %
Marks and Spencer Group PLC MAKSYConsumer Discretionary2.01 %
Duke Energy CorporationDUKUtilities2.00 %
easyJet PLCEZJ LNIndustrials2.00 %
Allianz SE AZSEYFinancials2.00 %
CA, Inc.CAInformation Technology1.99 %
Aviva PLCAVFinancials1.99 %
Xcel Energy Inc.XELUtilities1.99 %
NextEra Energy, Inc.NEEUtilities1.97 %
Potash Corporation of Saskatchewan Inc.POTMaterials1.48 %
Li & Fung Limited 494 HKConsumer Discretionary1.25 %

Data used for the Portfolio Holdings and Portfolio Allocation Characteristics is from Bloomberg Finance L.P. Portfolio holdings are provided for informational purposes only and should not be deemed as a recommendation to buy or sell individual securities. Portfolio Holdings and Portfolio Allocation Characteristics are as of deposit day and are subject to change and may vary thereafter.

The style and capitalization characteristics are designed to help investors understand how they fit into an overall investment plan. Value, blend and growth are types of investment styles. Growth Investing generally seeks stocks that offer the potential for greater-than-average earnings growth, and may entail greater risk than value or blend investing. Value investing generally seeks stocks that may be sound investments but are temporarily out of favor in the marketplace, and may entail less risk than growth investing. A blend investment combines the two styles. Market capitalization is determined by the following criteria: Large Cap: Greater than $10 billion, Mid Cap: $2 billion-$10 billion, Small Cap: $250 million-$2 billion Micro Cap: Below $250 million.

This material is not intended to be a recommendation or investment advice, does not constitute a solicitation to buy or sell securities, and is not provided in a fiduciary capacity. The information provided does not take into account the specific objectives or circumstances of any particular investor, or suggest any specific course of action. Investment decisions should be made based on an investor’s objectives and circumstances and in consultation with his or her advisors.

Risk Considerations
There is no assurance that a unit investment trust will achieve its investment objective. An investment in this unit investment trust is subject to market risk, which is the possibility that the market values of securities owned by the trust will decline and that the value of trust units may therefore be less than what you paid for them. This trust is unmanaged. You can lose money investing in this trust. This trust terminates approximately two years from the initial date of deposit.
 
Common stocks do not assure dividend payments. Dividends are paid only when declared by an issuer’s board of directors and the amount of any dividend may vary over time. There can be no guarantee dividend payments from securities held in the trust, if any, will increase or that dividend yield on securities in the trust will be greater than the yield of any index mentioned herein.
 
ESG criteria exclude securities of certain issuers for nonfinancial reasons, thus, the trust may forgo some market opportunities available. There is no guarantee that the trust’s underlying holdings will maintain ESG characteristics over the life of the trust.
 
Stocks of mid-cap companies are often more volatile than those of larger companies as a result of several factors such as limited trading volumes, products or financial resources, management inexperience and less publicly available information.
 
This trust invests in a Real Estate Investment Trust (REIT) security. REITs are real estate investments that own and/or operate income-producing real estate properties and real estate-related assets. The success or failure of a REIT depends in part on the success or failure of its underlying real estate holdings. REIT shares do not assure dividend payments. The potential distribution sources from underlying REIT investments include net investment income and non-income sources such as realized capital gains and return of investor’s capital.
 
Investing in foreign securities involves certain risks not typically associated with investing solely in the United States. This may magnify volatility due to changes in foreign exchange rates, the political and economic uncertainties in foreign countries, U.S. or foreign tax treatment, and the potential lack of liquidity, government supervision and regulation.
 
Investing in emerging markets entail special risks such as currency, political, economic and market risks. The risks of investing in emerging market countries are greater than the risks generally associated with foreign investments.
 
The trust invests in securities issued by companies operating in Europe and, therefore, is subject to certain risks associated specifically with Europe. European Union member states no longer control their own monetary policies and such control is exercised by the European Central Bank. Furthermore, the European sovereign debt crisis and the related austerity measures in certain countries have had, and continues to have, a significant negative impact on the economies of certain European countries and their future economic outlooks.

NOT FDIC INSURED - NOT BANK GUARANTEED - MAY LOSE VALUE
 
Incapital Unit Trust, Series 101, is a unit investment trust that consists of the Nuveen TIAA ESG Global Dividend Portfolio, Series 1. Nuveen Securities, LLC serves as the Trust’s sponsor and Nuveen Fund Advisors, LLC serves as the Trust’s evaluator and supervisor.
 
Teachers Advisors, Inc., a subsidiary of TIAA Global Asset Management LLC, will serve as the portfolio consultant responsible for recommending a portfolio of securities for the unit investment trust. The Trust’s sponsor is Nuveen Securities, LLC, a subsidiary of TIAA Global Asset Management and a registered broker-dealer.


Trust Summary

Trust NameNuveen TIAA ESG Global Dividend Portfolio, Series 1
Series NameSeries 1
Trust SymbolNED0001
Nasdaq SymbolINNEDX
Trust StatusTerminated
Initial Offer Date11/04/2015
Termination Date10/03/2017
First Income Record Date12/10/2015
Distibution FrequencyMonthly
Tax StructureRIC
Liquidation Price1$10.4760
Cash CUSIP45330G100
Reinvest CUSIP45330G118
Fee Cash CUSIP45330G126
Fee Reinvest CUSIP45330G134

1. Represents the value per unit that a unitholder would receive if the unitholder redeemed or sold units. This price is equal to the net asset value per unit plus any remaining organization costs and creation & development fee. This price reflects any remaining non-contingent deferred sales charges payable in connection with a liquidation of units.

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