Unit Trusts

UIT

Nuveen Formula 10 Dow Portfolio, 4Q 2016



Portfolio Holdings

NameSymbolSectorWeight
McDonald's CorporationMCDConsumer Discretionary12.79 %
Exxon Mobil CorporationXOMEnergy12.74 %
Caterpillar Inc.CATIndustrials12.68 %
The Procter & Gamble CompanyPGConsumer Staples12.66 %
The Coca-Cola CompanyKOConsumer Staples12.65 %
International Business Machines CorporationIBMInformation Technology7.73 %
Cisco Systems, Inc.CSCOInformation Technology7.72 %
Verizon Communications Inc.VZTelecommunication Services7.71 %
Chevron CorporationCVXEnergy7.66 %
Pfizer Inc.PFEHealth Care5.66 %

Data used for the Portfolio Holdings and Portfolio Allocation Characteristics is from Bloomberg Finance L.P. Portfolio holdings are provided for informational purposes only and should not be deemed as a recommendation to buy or sell individual securities. Portfolio Holdings and Portfolio Allocation Characteristics are as of deposit day and are subject to change and may vary thereafter.

The style and capitalization characteristics are designed to help investors understand how they fit into an overall investment plan. Value, blend and growth are types of investment styles. Growth Investing generally seeks stocks that offer the potential for greater-than-average earnings growth, and may entail greater risk than value or blend investing. Value investing generally seeks stocks that may be sound investments but are temporarily out of favor in the marketplace, and may entail less risk than growth investing. A blend investment combines the two styles. Market capitalization is determined by the following criteria: Large Cap: Greater than $10 billion, Mid Cap: $2 billion-$10 billion, Small Cap: $250 million-$2 billion Micro Cap: Below $250 million.

This material is not intended to be a recommendation or investment advice, does not constitute a solicitation to buy or sell securities, and is not provided in a fiduciary capacity. The information provided does not take into account the specific objectives or circumstances of any particular investor, or suggest any specific course of action. Investment decisions should be made based on an investor’s objectives and circumstances and in consultation with his or her advisors.

Risk Considerations
Investing involves risk; principal loss is possible. This Trust is unmanaged and there is no guarantee that the Trust’s investment objectives will be achieved. The Trust holds a relatively small number of securities. You may encounter more price volatility than would occur in an investment diversified among a greater number of securities. Common stocks do not assure dividend payments. Dividends are paid only when declared by an issuer’s board of directors and the amount of any dividend may vary over time. A portfolio concentrated in a single market sector may present more risk than a portfolio broadly diversified over several sectors. This Trust is concentrated in the consumer products sector. Some of the general risks of companies in the consumer products sector include cyclicality of revenues and earnings, economic recession, currency fluctuations, changing consumer tastes, extensive competition, product liability litigation and increased government regulation. These and other risk considerations, such as various business, market, and investment risks are described in detail in the Trust’s prospectus.

Although this Trust’s life is approximately 15 months, the Trust’s strategy should be considered as part of a long-term investment strategy and investors should consider, in light of their particular financial situations, whether it may be appropriate to invest in successive Trust portfolios, if available, subject to the applicable sales charges. There may be tax consequences associated with an investment from one series to the next unless units are purchased in an IRA or other qualified tax-deferred account. Investors should consult their tax advisor.

NOT FDIC INSURED - NOT BANK GUARANTEED - MAY LOSE VALUE

The Dow Jones Industrial Average® (the “Index”) is a product of S&P Dow Jones Indices LLC or its affiliates (“SPDJI”) and has been licensed for use by the Sponsor. DJIA®, The Dow®, The Dow 30®, Dow Jones®, and Dow Jones Industrial Average® are registered trademarks of Dow Jones Trademark Holdings LLC (“Dow Jones”). The trademarks have been licensed to SPDJI and have been sublicensed for certain purposes by the Sponsor. The Trust is not sponsored, endorsed, sold or promoted by SPDJI, Standard & Poor’s Financial Services LLC, or their respective affiliates or third party licensors and none of such parties make any representation regarding the advisability of investing in the Trust.

Nuveen Securities, LLC serves as the Trust’s sponsor and Nuveen Fund Advisors, LLC serves as the Trust’s evaluator and supervisor. Nuveen Asset Management, LLC serves as the portfolio consultant responsible for recommending a portfolio of securities for the Trust. Nuveen Securities, LLC is a registered broker-dealer and Nuveen Fund Advisors, LLC and Nuveen Asset Management, LLC are registered investment advisers.


Trust Summary

Trust NameNuveen Formula 10 Dow Portfolio, 4Q 2016
Series Name4Q 2016
Trust SymbolIFD4Q16
Nasdaq SymbolNVIFFX
Trust StatusSecondary
Initial Offer Date12/15/2016
Termination Date03/14/2018
First Income Record Date02/10/2017
Distibution FrequencyMonthly
Tax StructureGrantor Trust
Liquidation Price1$11.0665
Cash CUSIP67075D100
Reinvest CUSIP67075D118
Fee Cash CUSIP67075D126
Fee Reinvest CUSIP67075D134

1. Represents the value per unit that a unitholder would receive if the unitholder redeemed or sold units. This price is equal to the net asset value per unit plus any remaining organization costs and creation & development fee. This price reflects any remaining non-contingent deferred sales charges payable in connection with a liquidation of units.

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