Unit Trusts


Nuveen Argus Modern Innovators Portfolio, 3Q 2016

Portfolio Holdings

3M CompanyMMMIndustrials3.39 %
Amgen Inc.AMGNHealth Care3.39 %
Costco Wholesale CorporationCOSTConsumer Staples3.38 %
Cisco Systems, Inc.CSCOInformation Technology3.38 %
Hologic, Inc.HOLXHealth Care3.38 %
Facebook, Inc. FBInformation Technology3.38 %
The Hain Celestial Group, Inc. HAINConsumer Staples3.37 %
Wells Fargo & CompanyWFCFinancials3.37 %
Under Armour, Inc. UAConsumer Discretionary3.37 %
Merck & Co., Inc.MRKHealth Care3.37 %
American Electric Power Company, Inc.AEPUtilities3.36 %
Verizon Communications Inc.VZTelecommunication Services3.36 %
Intel CorporationINTCInformation Technology3.36 %
Paychex, Inc.PAYXInformation Technology3.36 %
The Charles Schwab CorporationSCHWFinancials3.36 %
Chevron CorporationCVXEnergy3.35 %
NVIDIA CorporationNVDAInformation Technology3.35 %
Lockheed Martin CorporationLMTIndustrials3.35 %
Illinois Tool Works Inc.ITWIndustrials3.35 %
The Dow Chemical CompanyDOWMaterials3.35 %
Honeywell International Inc.HONIndustrials3.35 %
Starbucks CorporationSBUXConsumer Discretionary3.34 %
Visa Inc.VInformation Technology3.34 %
CVS Health CorporationCVSConsumer Staples3.34 %
BlackRock, Inc.BLKFinancials3.33 %
Exxon Mobil CorporationXOMEnergy3.33 %
Johnson & JohnsonJNJHealth Care3.33 %
Regeneron Pharmaceuticals, Inc. REGNHealth Care3.25 %
Amazon.com, Inc. AMZNConsumer Discretionary3.19 %
The Priceline Group, Inc.PCLNConsumer Discretionary2.87 %

Data used for the Portfolio Holdings and Portfolio Allocation Characteristics is from Bloomberg Finance L.P. Portfolio holdings are provided for informational purposes only and should not be deemed as a recommendation to buy or sell individual securities. Portfolio Holdings and Portfolio Allocation Characteristics are as of deposit day and are subject to change and may vary thereafter.

The style and capitalization characteristics are designed to help investors understand how they fit into an overall investment plan. Value, blend and growth are types of investment styles. Growth Investing generally seeks stocks that offer the potential for greater-than-average earnings growth, and may entail greater risk than value or blend investing. Value investing generally seeks stocks that may be sound investments but are temporarily out of favor in the marketplace, and may entail less risk than growth investing. A blend investment combines the two styles. Market capitalization is determined by the following criteria: Large Cap: Greater than $10 billion, Mid Cap: $2 billion-$10 billion, Small Cap: $250 million-$2 billion Micro Cap: Below $250 million.

This material is not intended to be a recommendation or investment advice, does not constitute a solicitation to buy or sell securities, and is not provided in a fiduciary capacity. The information provided does not take into account the specific objectives or circumstances of any particular investor, or suggest any specific course of action. Investment decisions should be made based on an investor’s objectives and circumstances and in consultation with his or her advisors.

Risk Considerations
Investing involves risk; principal loss is possible. This Trust is unmanaged and there is no guarantee that the Trust’s investment objectives will be achieved. There is no assurance that common stocks will make dividend payments. Dividends are paid only if declared by an issuer's board of directors and the amount of any dividend may vary over time. Stocks of mid-cap companies are often more volatile than those of larger companies as a result of several factors such as limited trading volumes, products or financial resources, management inexperience and less publicly available information. These and other risk considerations, such as various business, market, and investment risks are described in detail in the Trust’s prospectus. 

Nuveen Securities, LLC, a registered broker-dealer, serves as the Trust’s sponsor and Nuveen Fund Advisors, LLC serves as the Trust’s evaluator and supervisor. Argus Investors’ Counsel, Inc. serves as the portfolio consultant responsible for recommending a portfolio of securities for the Trust and is not affiliated with the Trust’s sponsor or its evaluator and supervisor.


Trust Summary

Trust NameNuveen Argus Modern Innovators Portfolio, 3Q 2016
Series Name3Q 2016
Trust SymbolAMI3Q16
Nasdaq SymbolNVAMAX
Trust StatusSecondary
Initial Offer Date07/20/2016
Termination Date07/19/2018
First Income Record Date12/10/2016
Distibution FrequencySemi-annually
Tax StructureRIC
Liquidation Price1$12.2073
Cash CUSIP67078K101
Reinvest CUSIP67078K119
Fee Cash CUSIP67078K127
Fee Reinvest CUSIP67078K135

1. Represents the value per unit that a unitholder would receive if the unitholder redeemed or sold units. This price is equal to the net asset value per unit plus any remaining organization costs and creation & development fee. This price reflects any remaining non-contingent deferred sales charges payable in connection with a liquidation of units.

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