Unit Trusts


Argus Modern Innovators, Series 4

Portfolio Holdings

BlackRock, Inc.BLKFinancials2.92 %
Corning IncorporatedGLWInformation Technology2.89 %
Alphabet Inc.GOOGInformation Technology2.88 %
Ecolab Inc.ECLMaterials2.88 %
Illinois Tool Works Inc.ITWIndustrials2.88 %
Schlumberger LimitedSLBEnergy2.88 %
The Hain Celestial Group, Inc. HAINConsumer Staples2.88 %
Monster Beverage Corporation MNSTConsumer Staples2.88 %
Cerner Corporation CERNHealth Care2.87 %
Pfizer Inc.PFEHealth Care2.87 %
Apple Inc.AAPLInformation Technology2.87 %
Helmerich & Payne, Inc.HPEnergy2.87 %
Mastercard IncorporatedMAInformation Technology2.87 %
Whole Foods Market, Inc.WFMConsumer Staples2.86 %
NIKE, Inc.NKEConsumer Discretionary2.86 %
The Estee Lauder Companies Inc.ELConsumer Staples2.86 %
Intel CorporationINTCInformation Technology2.86 %
Verizon Communications Inc.VZTelecommunication Services2.86 %
E.I. du Pont de Nemours and CompanyDDMaterials2.86 %
Amgen Inc.AMGNHealth Care2.86 %
The Procter & Gamble CompanyPGConsumer Staples2.85 %
Honeywell International Inc.HONIndustrials2.85 %
Under Armour, Inc. UAConsumer Discretionary2.85 %
Paychex, Inc.PAYXInformation Technology2.85 %
QUALCOMM IncorporatedQCOMInformation Technology2.85 %
Merck & Co., Inc.MRKHealth Care2.84 %
The Boeing CompanyBAIndustrials2.84 %
Johnson & JohnsonJNJHealth Care2.84 %
Wells Fargo & CompanyWFCFinancials2.84 %
3M CompanyMMMIndustrials2.83 %
CenterPoint Energy, Inc.CNPUtilities2.83 %
Lockheed Martin CorporationLMTIndustrials2.83 %
Actavis plc ACTHealth Care2.82 %
Seagate Technology Public Limited CompanySTXInformation Technology2.81 %
Amazon.com, Inc. AMZNConsumer Discretionary2.81 %

Data used for the Portfolio Holdings and Portfolio Allocation Characteristics is from Bloomberg Finance L.P. Portfolio holdings are provided for informational purposes only and should not be deemed as a recommendation to buy or sell individual securities. Portfolio Holdings and Portfolio Allocation Characteristics are as of deposit day and are subject to change and may vary thereafter.

The style and capitalization characteristics are designed to help investors understand how they fit into an overall investment plan. Value, blend and growth are types of investment styles. Growth Investing generally seeks stocks that offer the potential for greater-than-average earnings growth, and may entail greater risk than value or blend investing. Value investing generally seeks stocks that may be sound investments but are temporarily out of favor in the marketplace, and may entail less risk than growth investing. A blend investment combines the two styles. Market capitalization is determined by the following criteria: Large Cap: Greater than $10 billion, Mid Cap: $2 billion-$10 billion, Small Cap: $250 million-$2 billion Micro Cap: Below $250 million.

This material is not intended to be a recommendation or investment advice, does not constitute a solicitation to buy or sell securities, and is not provided in a fiduciary capacity. The information provided does not take into account the specific objectives or circumstances of any particular investor, or suggest any specific course of action. Investment decisions should be made based on an investor’s objectives and circumstances and in consultation with his or her advisors.

Risk Considerations
There is no assurance that a unit investment trust will achieve its investment objective. An investment in this unit investment trust is subject to market risk, which is the possibility that the market values of securities owned by the trust will decline and that the value of trust units may therefore be less than what you paid for them. This trust is unmanaged. You can lose money investing in this trust. This trust terminates approximately 2 years from the initial date of deposit.

Common stocks do not assure dividend payments. Dividends are paid only when declared by an issuer’s board of directors and the amount of any dividend may vary over time.

Stocks of small and mid-cap companies are often more volatile than those of larger companies as a result of several factors such as limited trading volumes, products or financial resources, management inexperience and less publicly available information.

Investing in foreign securities involves certain risks not typically associated with investing solely in the United States. This may magnify volatility due to changes in foreign exchange rates, the political and economic uncertainties in foreign countries, U.S. or foreign tax treatment, and the potential lack of liquidity, government supervision and regulation.


Incapital Unit Trust, Series 76, is a unit investment trust that consists of the Argus Modern Innovators, Series 4. Nuveen Securities, LLC serves as the Trust’s sponsor and Nuveen Fund Advisors, LLC serves as the Trust’s evaluator and supervisor.

Argus Investors Counsel provides the Trust with portfolio consulting services. Argus Investors Counsel is not affiliated with Nuveen, LLC. The Trust is distributed by Nuveen Securities, LLC, a subsidiary of Nuveen, LLC. All marketing materials have been prepared by Nuveen.

Trust Summary

Trust NameArgus Modern Innovators, Series 4
Series NameSeries 4
Trust SymbolAMI0004
Nasdaq SymbolINAMCX
Trust StatusTerminated
Initial Offer Date04/20/2015
Termination Date04/19/2017
First Income Record Date06/10/2015
Distibution FrequencySemi-annually
Tax StructureRIC
Liquidation Price1$10.3546
Cash CUSIP45330R106
Reinvest CUSIP45330R114
Fee Cash CUSIP45330R122
Fee Reinvest CUSIP45330R130

1. Represents the value per unit that a unitholder would receive if the unitholder redeemed or sold units. This price is equal to the net asset value per unit plus any remaining organization costs and creation & development fee. This price reflects any remaining non-contingent deferred sales charges payable in connection with a liquidation of units.

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