Unit Trusts

UIT

Nuveen Prospect Rising Rates Beneficiaries Portfolio, 3Q 2016



Distributions

Reinvest DateRecord DateDistribution DatePrincipal Distribution (per unit)Income Distribution (per unit)
09/21/201609/10/201609/25/2016$0.0000$0.0118
12/21/201612/10/201612/25/2016$0.0000$0.0285
03/22/201703/10/201703/25/2017$0.0000$0.0306
N/A06/10/201706/25/2017$0.0000$0.0532
N/A09/10/201709/25/2017$0.0000$0.0279
N/A12/10/201712/25/2017$0.0000$0.0291
N/A12/29/201701/09/2018$0.5162$0.0411

Income distributions will vary with changes in dividends or interest received on the underlying securities and with changes in the trust's fees and expenses. Principal distributions will be made only when the trust receives principal cash and will therefore vary. Both income and principal distributions may be affected by the sale of securities in the portfolio. See the prospectus for a more detailed description of the factors which could affect income and principal distributions.

This page contains historical pricing or historical distributions information for the unit investment trust listed above. It should not be used for federal or state tax purposes, please contact your financial advisor for tax information.

Risk Considerations
Investing involves risk; principal loss is possible. This Trust is unmanaged and there is no guarantee that the Trust’s investment objectives will be achieved or that interest rates, in general, will rise during the life of the Trust. In the event interest rates do not rise, it may have an adverse impact on the value of certain securities in the Trust and on the value of the Trust units. In addition, some of the securities in the Trust may be adversely impacted by a rise in interest rates. There is no assurance that common stocks will make dividend payments. Dividends are paid only if declared by an issuer's board of directors and the amount of any dividend may vary over time. A portfolio concentrated in a single market sector may present more risk than a portfolio broadly diversified over several sectors. This Trust is concentrated in the consumer products sector. Some of the general risks of companies in the consumer products sector include cyclicality of revenues and earnings, economic recession, currency fluctuations, changing consumer tastes, extensive competition, product liability litigation and increased government regulation. This Trust is also concentrated in the financial sector. Performance of companies in the financial sector may be adversely impacted by many factors, including, among others, government regulations, economic conditions, changes in interest rates and decreased liquidity in credit markets. Stocks of mid-cap companies are often more volatile than those of larger companies as a result of several factors such as limited trading volumes, products or financial resources, management inexperience and less publicly available information. Non-U.S. investments involve additional risks, including currency fluctuation, political and economic instability, lack of liquidity and differing legal and accounting standards. These and other risk considerations, such as various business, market, and investment risks are described in detail in the Trust’s prospectus.

The S&P 500® Financials Index comprises companies included in the S&P 500®that are classified as members of the financials sector as per the Global Industry Classification Standard (GICS®). The S&P 500® Index is a gauge of large-cap U.S. equities and includes 500 of the top companies in leading industries of the U.S. economy.

Nuveen Securities, LLC, a registered broker-dealer, serves as the Trust’s sponsor and Nuveen Fund Advisors, LLC serves as the Trust’s evaluator and supervisor. Prospect Capital Management L.P. serves as the portfolio consultant responsible for recommending a portfolio of securities for the Trust and is not affiliated with the Trust’s sponsor or its evaluator and supervisor.

NOT FDIC INSURED - NOT BANK GUARANTEED - MAY LOSE VALUE


Trust Summary

Trust NameNuveen Prospect Rising Rates Beneficiaries Portfolio, 3Q 2016
Series Name3Q 2016
Trust SymbolPRB3Q16
Nasdaq SymbolNVPRBX
Trust StatusSecondary
Initial Offer Date07/20/2016
Termination Date07/19/2018
First Income Record Date09/10/2016
Distibution FrequencyQuarterly
Tax StructureRIC
Liquidation Price1$12.2085
Cash CUSIP67078J104
Reinvest CUSIP67078J112
Fee Cash CUSIP67078J120
Fee Reinvest CUSIP67078J138

1. Represents the value per unit that a unitholder would receive if the unitholder redeemed or sold units. This price is equal to the net asset value per unit plus any remaining organization costs and creation & development fee. This price reflects any remaining non-contingent deferred sales charges payable in connection with a liquidation of units.

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