Unit Trusts

UIT

Nuveen Prospect Energy and Power Income Portfolio, 4Q 2016



Distributions

Reinvest DateRecord DateDistribution DatePrincipal Distribution (per unit)Income Distribution (per unit)
01/04/201712/30/201601/09/2017$0.0056$0.0180
01/20/201701/10/201701/25/2017$0.0000$0.0828
02/22/201702/10/201702/25/2017$0.0000$0.0607
03/22/201703/10/201703/25/2017$0.0000$0.0495
04/20/201704/10/201704/25/2017$0.0000$0.0490
05/22/201705/10/201705/25/2017$0.0000$0.0558
N/A06/10/201706/25/2017$0.0000$0.0467
N/A07/10/201707/25/2017$0.0000$0.0463
N/A08/10/201708/25/2017$0.0000$0.0549
N/A09/10/201709/25/2017$0.0000$0.0467
N/A10/10/201710/25/2017$0.0000$0.0467
N/A11/10/201711/25/2017$0.0000$0.0544
N/A12/10/201712/25/2017$0.0000$0.0461
N/A01/10/201801/25/2018$0.0000$0.0465
N/A02/10/201802/25/2018$0.0000$0.0548

Income distributions will vary with changes in dividends or interest received on the underlying securities and with changes in the trust's fees and expenses. Principal distributions will be made only when the trust receives principal cash and will therefore vary. Both income and principal distributions may be affected by the sale of securities in the portfolio. See the prospectus for a more detailed description of the factors which could affect income and principal distributions.

This page contains historical pricing or historical distributions information for the unit investment trust listed above. It should not be used for federal or state tax purposes, please contact your financial advisor for tax information.

Risk Considerations
Investing involves risk; principal loss is possible. This Trust is unmanaged and there is no guarantee that the Trust’s investment objectives will be achieved.  Investing in the Trust units may involve a high degree of risk and volatility due to the speculative nature of certain alternative investment options, such as master limited partnerships, energy real estate investment trusts (REITs), utility companies and closed-end funds that invest in master limited partnerships, energy REITs and utility companies. As a result, an investment in the Trust may not be suitable for an investor with a low risk tolerance. There is no assurance that common stocks will make dividend payments. Dividends are paid only if declared by an issuer's board of directors and the amount of any dividend may vary over time.  A portfolio concentrated in a single market sector or country may present more risk than a portfolio broadly diversified over several sectors or countries. The Trust is concentrated in the energy sector. There are certain risks specific to the energy sector, including the potential adverse effect of state and federal regulation, increasing costs of natural resources, commodity price risk, supply and demand risk, depletion risk and exploration risk. This trust invests in Master Limited Partnerships (MLPs). Most MLPs operate in the energy, natural resources, or real estate sectors and are subject to the risks generally applicable to those sectors, including commodity price risk, supply and demand risk, depletion risk and exploration risk. MLPs are also subject to the risk that U.S. taxing authorities could challenge the tax treatment of MLPs for federal income tax purposes, which could have a negative impact on the after-tax income available for distribution by the MLPs. This Trust invests in energy REITS and real estate companies. The real estate industry is greatly affected by economic downturns or by changes in real estate values, rents, property taxes, interest rates, tax treatment, regulations, or the legal structure of the REIT. The Trust invests in shares of closed-end funds which may be leveraged. Shares of closed-end funds frequently trade at a discount to their net asset value in the secondary market and the net asset value of closed-end fund shares may decrease. The use of leverage may cause higher volatility and increase the potential for loss and there is no assurance that a fund’s leveraging strategy will be successful. The Trust’s investment in other funds will result in higher expenses than investing directly in those funds. Stocks of small and mid-cap companies are often more volatile than those of larger companies as a result of several factors such as limited trading volumes, products or financial resources, management inexperience and less publicly available information. Non-U.S.investments involve additional risks, including currency fluctuation, political and economic instability, lack of liquidity and differing legal and accounting standards. These and other risk considerations, such as various business, market, and investment risks are described in detail in the Trust’s prospectus. 

NOT FDIC INSURED - NOT BANK GUARANTEED - MAY LOSE VALUE

The Alerian MLP Index is a gauge of large- and mid-cap energy Master Limited Partnerships (MLPs). It is a float-adjusted, capitalization-weighted index, which includes 50 prominent companies and captures approximately 75% of available market capitalization. The S&P 500® Utilities Index comprises those companies included in the S&P 500® that are classified as members of the GICS® utilities sector. The S&P GSCI Crude Oil Index tracks performance in the crude oil market.
 
Nuveen Securities, LLC, a registered broker-dealer, serves as the Trust’s sponsor and Nuveen Fund Advisors, LLC serves as the Trust’s evaluator and supervisor. Prospect Capital Management L.P. serves as the portfolio consultant responsible for recommending a portfolio of securities for the Trust and is not affiliated with the Trust’s sponsor or its evaluator and supervisor.


Trust Summary

Trust NameNuveen Prospect Energy and Power Income Portfolio, 4Q 2016
Series Name4Q 2016
Trust SymbolPEP4Q16
Nasdaq SymbolNVPEBX
Trust StatusSecondary
Initial Offer Date11/21/2016
Termination Date11/19/2018
First Income Record Date12/30/2016
Distibution FrequencyMonthly
Tax StructureRIC
Liquidation Price1$9.1912
Cash CUSIP67080Y149
Reinvest CUSIP67080Y156
Fee Cash CUSIP67080Y164
Fee Reinvest CUSIP67080Y172

1. Represents the value per unit that a unitholder would receive if the unitholder redeemed or sold units. This price is equal to the net asset value per unit plus any remaining organization costs and creation & development fee. This price reflects any remaining non-contingent deferred sales charges payable in connection with a liquidation of units.

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