Mutual Funds

MF

Nuveen Symphony Credit Opportunities Fund


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As of Date: 2/28/2017
NameCUSIP% of PortfolioSharesPriceMarket ValueCouponYieldStateAsset TypeSectorMoody RatingS & P RatingMaturity Date
CASH EQUIVALENT (STATE STREET REPO)85748R0093.5%22,081,037$100.00$22,081,037 N/ANACash and EquivalentsUS GuaranteedAaaAA+ 
SCIENTIFIC GAMES INTERNATIONAL INC80874YAQ32.5%17,000,000$94.00$15,980,000 N/ANACorporate BondsConsumer DiscretionaryCaa1CCC+05/15/2021
BMC SOFTWARE FINANCE INC 144A05578MAA02.5%15,740,000$101.50$15,976,1008.130.00NACorporate BondsInformation TechnologyCaa1CCC+07/15/2021
INTELSAT LUXEMBOURG SA458204AQ72%23,500,000$54.50$12,807,5008.130.00NACorporate BondsTelecommunication ServicesCaD06/01/2023
CLEAR CHANNEL COMMUNICATION184502BQ41.9%31,009,405$38.25$11,861,09714.000.00NACorporate BondsConsumer DiscretionaryCaCC02/01/2021
RITE AID CORP 144A767754CH51.6%9,625,000$105.97$10,199,1316.130.00NACorporate BondsConsumer StaplesB3B-04/01/2023
TIBCO SOFTWARE INC 2017 TERM LOAN B88632NAH31.5%9,310,000$101.40$9,440,3405.530.00NAVariable Rate Senior Loan InterestsInformation TechnologyB1B12/04/2020
ADVANCED MICRO DEVICES007903BC01.5%8,575,000$106.78$9,156,5577.000.00NACorporate BondsInformation TechnologyCaa1CCC+07/01/2024
DELL INC 2017 TL 1L930WFMII31.3%8,101,176$100.77$8,163,8313.530.00NAVariable Rate Senior Loan InterestsInformation TechnologyBaa3NR09/07/2023
CEVA GROUP PLC 144A125182AH81.3%8,950,000$89.00$7,965,5007.000.00NACorporate BondsIndustrialsCaa1B-03/01/2021
SANCHEZ ENERGY CORP79970YAD71.2%8,000,000$96.00$7,680,0006.130.00NACorporate BondsEnergyCaa1B-01/15/2023
JLL/DELTA DUTCH NEWCO BV 144A46590GAA11.2%7,000,000$106.06$7,424,375 N/ANACorporate BondsHealth CareCaa2B-02/01/2022
BOXER PARENT CO INC 144A103186AA01.1%7,070,000$100.38$7,096,5139.000.00NACorporate BondsInformation TechnologyCaa2CCC+10/15/2019
INFOR SOFTWARE PARENT LLC 144A45672WAA91.1%6,550,000$102.75$6,730,125 N/ANACorporate BondsInformation TechnologyCaa2CCC05/01/2021
IHEARTCOMMUNICATIONS INC 144A45174HAF41%8,000,000$81.75$6,540,00011.250.00NACorporate BondsConsumer DiscretionaryCaa1CCC03/01/2021
SPRINT CORP85207UAF21%5,550,000$111.25$6,174,3757.880.00NACorporate BondsTelecommunication ServicesB3B09/15/2023
DOLLAR TREE INC COMPANY256746AB41%5,725,000$105.75$6,054,1885.750.00NACorporate BondsConsumer DiscretionaryBa3BB03/01/2023
US FOODS INC. 2016 TL B 1L90351HAB41%5,970,000$101.20$6,041,4254.240.00NAVariable Rate Senior Loan InterestsConsumer StaplesB1BB06/15/2023
IASIS HEALTHCARE/CAP CORP45072PAD41%6,150,000$97.75$6,011,6258.389.51NACorporate BondsHealth CareCaa1CCC+05/15/2019
COMMUNICATIONS SALES & L 144A20341WAA30.9%5,600,000$105.00$5,880,0006.000.00NACorporate BondsReal EstateB1BB-04/15/2023
REYNOLDS GRP ISS/REYNOLD 144A761735AT60.9%5,627,000$103.63$5,830,9795.130.00NACorporate BondsConsumer StaplesB2B+07/15/2023
FTS INTERNATIONAL INC 144A30283WAC80.9%5,600,000$103.00$5,768,0008.350.00NACorporate BondsEnergyB3B06/15/2020
AFFINION GROUP INC 2ND LIEN TERM LOAN00828KAH80.8%5,170,407$97.95$5,064,4148.500.00NAVariable Rate Senior Loan InterestsIndustrialsCaa1CCC-10/31/2018
AVAYA INC TERM LOAN B305349UAP70.8%6,287,364$80.19$5,041,6805.540.00NAVariable Rate Senior Loan InterestsInformation TechnologyWRD10/26/2017
DIAMOND 1 FIN/DIAMOND 2 144A25272KAG80.8%4,625,000$108.03$4,996,4065.450.00NACorporate BondsConsumer DiscretionaryBaa3BBB-06/15/2023
NIELSEN FINANCE LLC/CO COMPANY GUAR65409QBB70.8%4,750,000$102.75$4,880,6255.000.00NACorporate BondsIndustrialsB1BB+04/15/2022
RJS POWER HOLDINGS LLC 144A74966NAA40.8%5,000,000$97.25$4,862,5004.630.00NACorporate BondsUtilitiesB3B+07/15/2019
ARDAGH PKG FIN/HLDGS USA 144A03969AAH30.8%4,670,000$101.77$4,752,6594.630.00NACorporate BondsMaterialsBa3BB-05/15/2023
ARDAGH PKG FIN/HLDGS USA 144A03969AAL40.7%4,400,000$102.75$4,521,0006.000.00NACorporate BondsMaterialsB3CCC+02/15/2025
BWAY HOLDING CO 144A12429TAC80.7%4,000,000$108.50$4,340,000 N/ANACorporate BondsMaterialsCaa2CCC08/15/2021
AVAYA INC 144A053499AJ80.7%15,550,000$27.50$4,276,25010.500.00NACorporate BondsInformation TechnologyWRD03/01/2021
CDW LLC/CDW FINANCE12513GBA60.7%4,000,000$105.00$4,200,000 N/ANACorporate BondsInformation TechnologyBa3BB-12/01/2024
AVAYA INC 144A053499AG40.7%5,135,000$79.88$4,101,5817.000.00NACorporate BondsInformation TechnologyWRD04/01/2019
CENVEO CORP 144A15671BAK70.7%4,800,000$85.00$4,080,0006.000.00NACorporate BondsIndustrialsB3B-08/01/2019
TRI POINTE HOLDINGS INC962178AL30.7%4,000,000$102.00$4,080,000 N/ANACorporate BondsConsumer DiscretionaryB1BB-06/15/2019
CEQUEL COM HLDG I/CAP CP 144A15672WAE40.7%4,000,000$101.78$4,071,2805.130.00NACorporate BondsConsumer DiscretionaryCaa1B-12/15/2021
ISTAR FINANCIAL INC45031UBU40.7%4,000,000$101.75$4,070,0005.000.00NACorporate BondsReal EstateB2B+07/01/2019
PRIME SECURITY SERVICES BORROW 2016 TL03765VAH30.6%3,990,000$101.05$4,031,7714.250.00NAVariable Rate Senior Loan InterestsFinancialsBa3BB-05/02/2022
MGP ESCROW ISSUER/CO ISS 144A55303WAA50.6%3,775,000$105.75$3,992,0635.630.00NACorporate BondsConsumer DiscretionaryB1BB-05/01/2024
SPRINT NEXTEL CORP852061AR10.6%3,600,000$107.88$3,883,5007.000.00NACorporate BondsTelecommunication ServicesB3B08/15/2020
SURGICAL CARE AFFILIATES 144A86881LAA40.6%3,600,000$107.88$3,883,500 N/ANACorporate BondsHealth CareB3B-04/01/2023
SEQUA CORPORATION TERM LOAN B81732LAL20.6%4,013,643$96.65$3,879,0185.250.00NAVariable Rate Senior Loan InterestsIndustrialsCaa3CCC-05/19/2017
CALIFORNIA RESOURCE CRP 144A13057QAG20.6%4,545,000$85.00$3,863,2508.000.00NACorporate BondsEnergyCaa3CCC+12/15/2022
MSCI INC SR UNSECURED 144A55354GAD20.6%3,825,000$100.55$3,846,0384.750.00NACorporate BondsFinancialsBa2BB+08/01/2026
ALBERTSONS COS LLC/SAFEW 144A013093AA70.6%3,625,000$105.75$3,833,4386.630.00NACorporate BondsConsumer StaplesB3B+06/15/2024
DIAMONDBACK ENERGY INC 144A25278XAC30.6%3,760,000$100.25$3,769,4004.750.00NACorporate BondsEnergyB1BB-11/01/2024
COMMSCOPE TECH FINANCE LLC 144A20337YAA50.6%3,510,000$107.00$3,755,7006.000.00NACorporate BondsInformation TechnologyB1B+06/15/2025
T MOBILE USA INC87264AAL90.6%3,500,000$106.20$3,717,0006.630.00NACorporate BondsTelecommunication ServicesBa3BB04/01/2023
INTERVAL ACQUISITION COR COMPANY46113VAD00.6%3,550,000$103.25$3,665,3755.630.00NACorporate BondsConsumer DiscretionaryBa3BB-04/15/2023
NETFLIX INC64110LAJ50.6%3,400,000$106.75$3,629,5005.500.00NACorporate BondsConsumer DiscretionaryB1B+02/15/2022
IQOR US INC TERM LOAN B46264NAB90.6%3,617,042$97.17$3,514,5606.030.00NAVariable Rate Senior Loan InterestsIndustrialsB2B02/20/2021
TENET HEALTHCARE CORP88033GCG30.6%3,500,000$100.07$3,502,3805.000.00NACorporate BondsHealth CareCaa1CCC+03/01/2019
COBALT INTL ENERGY INC19075FAC00.5%3,613,000$94.00$3,396,22010.750.00NACorporate BondsEnergyNRNR12/01/2021
WESTERN DIGITAL CORP 144A958102AJ40.5%3,100,000$109.37$3,390,4707.380.00NACorporate BondsInformation TechnologyBa1BBB-04/01/2023
MEG ENERGY CORP SECURED 144A552704AD00.5%3,400,000$97.75$3,323,5006.500.00NACorporate BondsEnergyCaa1BB+01/15/2025
CASCADES INC 144A146900AM70.5%3,150,000$101.50$3,197,2505.500.00NACorporate BondsMaterialsBa3BB-07/15/2022
NATIONSTAR MORTGAGE LLC CAP CORP63860UAM20.5%3,150,000$101.50$3,197,2506.500.00NACorporate BondsFinancialsB2B+08/01/2018
KFC HLD/PIZZA HUT/TACO 144A48250NAA30.5%3,100,000$102.66$3,182,4605.000.00NACorporate BondsConsumer DiscretionaryB1BB06/01/2024
ADVANCED MICRO DEVICES007903AX50.5%2,756,000$112.00$3,086,7207.500.00NACorporate BondsInformation TechnologyCaa1CCC+08/15/2022
WEX INC TERM LOAN B96208UAK70.5%2,985,000$101.57$3,031,9064.500.00NAVariable Rate Senior Loan InterestsInformation TechnologyBa3BB-06/24/2023
T MOBILE USA INC87264AAG00.5%2,900,000$104.00$3,016,0006.730.00NACorporate BondsTelecommunication ServicesBa3BB04/28/2022
BLACKBOARD INC TL B4 1L09227CAQ40.5%2,984,905$100.73$3,006,5456.000.00NAVariable Rate Senior Loan InterestsInformation TechnologyB1B+09/29/2026
MIDCONTINENT COMM & FIN 144A59565XAA80.5%2,875,000$103.90$2,987,125 N/ANACorporate BondsConsumer DiscretionaryB3B+08/01/2021
NEUSTAR INC64126XAC60.5%2,900,000$103.00$2,987,000 N/ANACorporate BondsInformation TechnologyB2B01/15/2023
ADIENT GLOBAL HOLDINGS 144A00687YAA30.5%3,000,000$99.25$2,977,5004.880.00NACorporate BondsConsumer DiscretionaryBa3BB08/15/2026
SEADRILL PARTNERS LLC TERM LOAN B81172UAB10.5%3,945,325$75.44$2,976,2544.030.00NAVariable Rate Senior Loan InterestsEnergyCaa2CCC+02/14/2021
GLP CAPITAL LP / FIN II361841AH20.5%2,775,000$104.63$2,903,3445.380.00NACorporate BondsReal EstateBa1BB+04/15/2026
WEST CORP 144A952355AN50.5%3,000,000$96.05$2,881,500 N/ANACorporate BondsIndustrialsB3B+07/15/2022
CLEAR CHANNEL COMMUNICATIONS184502BG60.5%3,500,000$81.00$2,835,0009.000.00NACorporate BondsConsumer DiscretionaryCaa1CCC03/01/2021
COMMUNICATIONS SALES & LEASING TL B 1L930WGLII40.5%2,802,450$100.41$2,813,9964.030.00NAVariable Rate Senior Loan InterestsReal EstateB1BB10/24/2022
ALTA MESA HLDGS/FINANC S 144A021332AE10.5%2,650,000$105.75$2,802,3757.880.00NACorporate BondsEnergyCaa1B-12/15/2024
PERFORMANCE FOOD GROUP I 144A71376LAB60.4%2,695,000$103.75$2,796,0635.500.00NACorporate BondsConsumer StaplesB2BB-06/01/2024
OASIS PETROLEUM INC674215AG30.4%2,685,000$102.00$2,738,7006.880.00NACorporate BondsEnergyB3B+03/15/2022
TEEKAY OFFSHORE PARTNERS87901BAA00.4%3,020,000$90.00$2,718,0006.000.00NACorporate BondsEnergyNRNR07/30/2019
ALBERTSONS COS LLC/SAFEW 144A013093AC30.4%2,700,000$100.19$2,705,0635.750.00NACorporate BondsConsumer StaplesB3B+03/15/2025
FIRST DATA CORPORATION 144A319963BP80.4%2,500,000$107.50$2,687,5007.000.00NACorporate BondsInformation TechnologyB3B12/01/2023
WHITING PETROLEUM CORP966387AG70.4%2,660,000$100.88$2,683,2755.000.00NACorporate BondsEnergyCaa1BB-03/15/2019
COMMSCOPE INC COMPANY 144A203372AM90.4%2,550,000$104.75$2,671,125 N/ANACorporate BondsInformation TechnologyB1B+06/15/2024
CENGAGE LEARNING ACQ. INC. 2016 TL B 1L15134NAE60.4%2,811,197$94.71$2,662,5105.300.00NAVariable Rate Senior Loan InterestsConsumer DiscretionaryB2B+05/27/2023
AFFINION GROUP INC00828DAN10.4%3,000,000$88.50$2,655,000 N/ANACorporate BondsIndustrialsCaa3CCC-12/15/2018
REGAL ENTERTAINMENT GROUP758766AH20.4%2,500,000$104.63$2,615,6255.750.00NACorporate BondsConsumer DiscretionaryB3B03/15/2022
PATTERN ENERGY GROUP INC 144A70338PAC40.4%2,500,000$102.63$2,565,6255.880.00NACorporate BondsUtilitiesBa3BB-02/01/2024
SILVERSEA CRUISE HOLDING 144A82845LAA80.4%2,450,000$104.25$2,554,1257.250.00NACorporate BondsConsumer DiscretionaryB2BB-02/01/2025
POST HOLDINGS INC CO 144A737446AL80.4%2,500,000$102.00$2,550,000 N/ANACorporate BondsConsumer StaplesB3B03/01/2025
HALCON RESOURCES CORP 144A40537QAL40.4%2,145,000$117.50$2,520,37512.000.00NACorporate BondsEnergyCaa1B+02/15/2022
HUGHES SATELLITE SYSTEMS 144A444454AC60.4%2,480,000$101.63$2,520,3005.250.00NACorporate BondsInformation TechnologyBa2BBB-08/01/2026
MURPHY OIL CORP SR UNSECURED626717AH50.4%2,350,000$107.05$2,515,6756.880.00NACorporate BondsEnergyB1BBB-08/15/2024
AMERIGAS PART/FIN CORP030981AL80.4%2,500,000$100.50$2,512,500 N/ANACorporate BondsUtilitiesBa3NR05/20/2027
ALPHA 3 BV 144A02079UAA30.4%2,500,000$100.05$2,501,250 N/ANACorporate BondsIndustrialsCaa1CCC+02/01/2025
CCO HLDGS LLC/CAP CORP 144A1248EPBF90.4%2,375,000$103.75$2,464,0635.130.00NACorporate BondsConsumer DiscretionaryB1BB+05/01/2023
TRONOX FINANCE LLC897050AB60.4%2,400,000$101.75$2,442,0006.380.00NACorporate BondsMaterialsCaa1B-08/15/2020
PENN NATIONAL GAMING INC 144A707569AS80.4%2,400,000$100.63$2,415,0005.630.00NACorporate BondsConsumer DiscretionaryB2B+01/15/2027
HEALTHSOUTH CORP421924BK60.4%2,365,000$102.00$2,412,3005.750.00NACorporate BondsHealth CareB1B+11/01/2024
FIRST DATA CORPORATION 144A32008DAA40.4%2,350,000$102.12$2,399,8915.000.00NACorporate BondsInformation TechnologyBa3BB01/15/2024
HCA INC404119BT50.4%2,250,000$105.75$2,379,3755.250.00NACorporate BondsHealth CareBa1BBB-06/15/2026
NORBORD INC 144A65548PAE60.4%2,250,000$105.75$2,379,3756.250.00NACorporate BondsIndustrialsBa2BB-04/15/2023
IHS MARKIT LTD 144A44962LAA50.4%2,250,000$105.13$2,365,3135.000.00NACorporate BondsIndustrialsBa1BB+11/01/2022
VIRGIN MEDIA SECD FIN 144A92769XAL90.4%2,300,000$101.13$2,325,8755.250.00NA Consumer DiscretionaryBa3BB-01/15/2026
SHEA HOMES LP/FNDG CP 144A82088KAC20.4%2,250,000$101.75$2,289,3755.880.00NACorporate BondsConsumer DiscretionaryB2BB-04/01/2023
AMERICAN AIRLINES GROUP 144A02376RAB80.4%2,250,000$101.63$2,286,5634.634.05NACorporate BondsIndustrialsB1BB-03/01/2020
DENBURY RESOURCES INC247916AD10.4%2,770,000$82.50$2,285,2505.500.00NACorporate BondsEnergyCaa3CCC+05/01/2022
DISH DBS CORP25470XAY10.4%1,925,000$117.50$2,261,8757.750.00NACorporate BondsConsumer DiscretionaryBa3B+07/01/2026
UPCB FINANCE IV LTD 144A90320MAA30.4%2,200,000$102.25$2,249,5005.380.00NACorporate BondsConsumer DiscretionaryBa3BB01/15/2025
LIN TELEVISION CORP532776AZ40.4%2,125,000$103.75$2,204,6885.880.00NACorporate BondsConsumer DiscretionaryB3B+11/15/2022
SYNIVERSE FOREIGN HLDGS CO GUAR 144A87166MAA60.4%2,259,000$96.75$2,185,5839.130.00NACorporate BondsTelecommunication ServicesCaa3B01/15/2022
KB HOME48666KAT60.3%1,950,000$109.50$2,135,2507.000.00NACorporate BondsConsumer DiscretionaryB2B12/15/2021
DIEBOLD INCORPORATED USD TERM LOAN B25365EAK10.3%2,093,438$101.94$2,133,973 N/ANAVariable Rate Senior Loan InterestsInformation TechnologyBa2BB-03/18/2023
COBALT INTL ENERGY INC19075FAF30.3%4,225,000$50.50$2,133,6257.750.00NACorporate BondsEnergyNRNR12/01/2023
AHERN RENTALS INC 144A008674AH60.3%2,250,000$93.00$2,092,5007.380.00NACorporate BondsConsumer DiscretionaryB3B-05/15/2023
FIRST DATA CORP 144A319963BN30.3%2,000,000$104.00$2,080,000 N/ANACorporate BondsInformation TechnologyBa3BB08/15/2023
LEVEL 3 ESCROW II INC527298BD40.3%2,000,000$103.68$2,073,5005.380.00NACorporate BondsTelecommunication ServicesB1BB-08/15/2022
COMSTOCK RESOURCES INC205768AP90.3%2,000,000$103.50$2,070,000 N/ANACorporate BondsEnergyB3CCC+03/15/2020
FIELDWOOD ENERGY LLC TL 2L USD31659HAJ00.3%2,323,078$88.75$2,061,7318.380.00NAVariable Rate Senior Loan InterestsEnergyCaa1B-09/30/2020
HGIM CORP TERM LOAN B40419BAJ50.3%2,477,630$83.00$2,056,4335.500.00NAVariable Rate Senior Loan InterestsEnergyCaa2CCC+06/14/2020
ENVISION HEALTHCARE CORP 144A29414DAA80.3%2,000,000$102.38$2,047,500 N/ANACorporate BondsHealth CareB3B07/01/2022
KB HOME48666KAU30.3%2,000,000$102.38$2,047,5004.750.00NACorporate BondsConsumer DiscretionaryB2B05/15/2019
BOYD GAMING CORP103304BM20.3%1,865,000$108.13$2,016,5316.380.00NACorporate BondsConsumer DiscretionaryB3B04/01/2026
FIDELITY & GUARANTY LIFE 144A315786AA10.3%2,000,000$100.75$2,015,000 N/ANACorporate BondsFinancialsBa2BB-04/01/2021
VALVOLINE FINCO TWO LLC CO 144A920479AA00.3%1,900,000$105.50$2,004,5005.500.00NACorporate BondsMaterialsBa3BB07/15/2024
HOLLY ENERGY PARTNERS LP 144A435765AG70.3%1,900,000$105.00$1,995,0006.000.00NACorporate BondsEnergyB1BB08/01/2024
WHITING PETROLEUM CORP966387AH50.3%2,000,000$99.50$1,990,0005.750.00NACorporate BondsEnergyCaa1BB-03/15/2021
CENGAGE LEARNING HOLDINGS II COMMON STO15136X1020.3%180,828$11.00$1,989,108 N/ANACommon StocksConsumer DiscretionaryNRNR 
NORTEL NETWORKS LTD-DEFAULTED656569AK60.3%2,000,000$99.25$1,985,000 N/ANACorporate BondsInformation TechnologyWRNR07/15/2011
CALLON PETROLEUM CO 144A13123XAR30.3%1,890,000$104.25$1,970,3256.130.00NACorporate BondsEnergyB3B+10/01/2024
EP ENER/EVEREST ACQ FIN29977HAB60.3%2,000,000$97.75$1,955,0009.380.00NACorporate BondsEnergyCaa2CCC+05/01/2020
PDC ENERGY INC 144A69327RAE10.3%1,890,000$103.25$1,951,4256.130.00NACorporate BondsEnergyB2B+09/15/2024
STARWOOD PROPERTY TRUST85571BAE50.3%1,875,000$103.88$1,947,6565.000.00NACorporate BondsReal EstateBa3BB-12/15/2021
LAMAR MEDIA CORP513075BL40.3%1,800,000$107.50$1,935,0005.750.00NACorporate BondsConsumer DiscretionaryBa1BB-02/01/2026
NEXSTAR ESCROW CORP 144A65341XAA60.3%1,890,000$102.25$1,932,5255.630.00NACorporate BondsConsumer DiscretionaryB3B+08/01/2024
CUMULUS MEDIA HOLDINGS INC TERM LOAN B23108KAG30.3%2,611,758$73.63$1,922,9074.250.00NAVariable Rate Senior Loan InterestsConsumer DiscretionaryB3CCC12/23/2020
PINN FOODS FIN LLC/CORP COM GUAR72347QAL70.3%1,800,000$105.75$1,903,5005.880.00NACorporate BondsConsumer StaplesB2BB-01/15/2024
CENTENE CORP15135BAF80.3%1,800,000$105.25$1,894,500 N/ANACorporate BondsHealth CareBa2BB02/15/2021
TREEHOUSE FOODS INC 144A89469AAC80.3%1,800,000$105.25$1,894,5006.000.00NACorporate BondsConsumer StaplesBa3BB02/15/2024
CABLE ONE INC 144A12685JAA30.3%1,800,000$104.50$1,881,0005.750.00NACorporate BondsConsumer DiscretionaryB2BB06/15/2022
GRAPHIC PACKAGING INTL38869PAM60.3%1,890,000$99.25$1,875,8254.130.00NACorporate BondsMaterialsBa2BB+08/15/2024
SEALED AIR CORP 144A81211KAX80.3%1,750,000$106.75$1,868,1255.500.00NACorporate BondsMaterialsBa3BB09/15/2025
GRAY TELEVISION INC 144A389375AK20.3%1,890,000$98.75$1,866,3755.130.00NACorporate BondsConsumer DiscretionaryB2B+10/15/2024
ALTICE US FINANCE I CORP 144A02155FAA30.3%1,790,000$104.25$1,866,0755.380.00NACorporate BondsConsumer DiscretionaryBa3BB-07/15/2023
PENSKE AUTOMOTIVE GROUP70959WAG80.3%1,860,000$99.32$1,847,3525.500.00NACorporate BondsConsumer DiscretionaryB1B+05/15/2026
SIRIUS XM RADIO INC 144A82967NAU20.3%1,800,000$102.28$1,841,0765.380.00NACorporate BondsConsumer DiscretionaryBa3BB04/15/2025
CLEAVER BROOKS INC 144A185401AD80.3%1,750,000$104.38$1,826,5638.750.00NACorporate BondsIndustrialsB2B12/15/2019
LEVEL 3 FINANCING INC527298AY90.3%1,750,000$103.63$1,813,438 N/ANACorporate BondsTelecommunication ServicesB1BB-01/15/2021
SS&C TECH HOLDINGS INC78467JAC40.3%1,700,000$105.75$1,797,7505.880.00NACorporate BondsInformation TechnologyB2B+07/15/2023
AECOM 144A00774CAA50.3%1,750,000$101.62$1,778,2635.130.00NACorporate BondsIndustrialsBa3BB03/15/2027
ON SEMICONDUCTOR CORP TL B 1L68218EAD60.3%1,745,625$101.18$1,766,2344.250.00NAVariable Rate Senior Loan InterestsInformation TechnologyBa1BB03/31/2023
TERVITA ESCROW CORP 144A88158UAA60.3%1,650,000$104.50$1,724,2507.630.00NACorporate BondsIndustrialsB2B-12/01/2021
RITCHIE BROS AUCTIONEERS 144A767744AA30.3%1,650,000$102.88$1,697,4385.380.00NACorporate BondsIndustrialsB2BB-01/15/2025
ADVANCEPIERRE FOOD HOLDI CO 144A00782LAA50.3%1,650,000$101.75$1,678,8755.500.00NACorporate BondsConsumer StaplesB3B-12/15/2024
TPC GROUP INC 144A89236YAA20.3%1,770,000$94.00$1,663,8008.750.00NACorporate BondsMaterialsB3CCC+12/15/2020
NES RENTALS HOLDINGS 144A640820AB20.3%1,650,000$100.75$1,662,3757.880.00NACorporate BondsIndustrialsCaa1B-05/01/2018
CARESTREAM HLTH INC TERM LOAN 2L14173VAH60.3%1,945,286$85.00$1,653,4939.550.00NAVariable Rate Senior Loan InterestsHealth CareCaa1B-12/05/2019
RITE AID CORP767754CD40.3%1,600,000$103.25$1,652,0009.250.00NACorporate BondsConsumer StaplesB3B-03/15/2020
SYMANTEC CORP 144A871503AU20.3%1,600,000$102.64$1,642,211 N/ANACorporate BondsInformation TechnologyBaa3BB+04/15/2025
DISH DBS CORP25470XAJ40.3%1,500,000$107.19$1,607,8135.880.00NACorporate BondsConsumer DiscretionaryBa3B+07/15/2022
SPECTRUM BRANDS INC COMPANY84762LAU90.3%1,500,000$106.46$1,596,900 N/ANACorporate BondsConsumer StaplesB2BB-07/15/2025
CCO HLDGS LLC/CAP CORP 144A1248EPBR30.3%1,500,000$106.13$1,591,8755.500.00NACorporate BondsConsumer DiscretionaryB1BB+05/01/2026
PARSLEY ENERGY LLC/FINAN 144A701885AB10.3%1,500,000$105.25$1,578,7506.250.00NACorporate BondsEnergyB2B+06/01/2024
TEMPUR SEALY INTL INC88023UAG60.3%1,600,000$97.88$1,566,0005.500.00NACorporate BondsConsumer DiscretionaryB1BB06/15/2026
PARK AEROSPACE HOLDINGS 144A70014LAA80.3%1,500,000$104.25$1,563,7505.250.00NACorporate BondsIndustrialsB1BB-08/15/2022
AVAYA DIP - TL 1L05349UAV40.3%1,512,365$103.28$1,561,8959.000.00NAVariable Rate Senior Loan InterestsInformation TechnologyWRNR01/23/2018
COMMSCOPE INC COMPANY 144A203372AL10.3%1,500,000$103.00$1,545,000 N/ANACorporate BondsInformation TechnologyB1B+06/15/2021
INTELSAT JACKSON HLDGS S A45824TAC90.3%1,670,000$92.50$1,544,7507.250.00NACorporate BondsTelecommunication ServicesCaa2CC10/15/2020
DISH DBS CORP25470XAL90.3%1,500,000$102.72$1,540,7855.000.00NACorporate BondsConsumer DiscretionaryBa3B+03/15/2023
HCA INC COMPANY GUAR 02/26 5.875404119BS70.2%1,425,000$107.15$1,526,8885.880.00NACorporate BondsHealth CareB1B+02/15/2026
HILL ROM HOLDINGS INC 144A431475AB80.2%1,500,000$100.50$1,507,500 N/ANACorporate BondsHealth CareB1BB02/15/2025
PETCO ANIMAL SUPPLIES INC 2017 TL B1 1L71579UAF20.2%1,555,281$96.56$1,501,8184.260.00NAVariable Rate Senior Loan InterestsConsumer DiscretionaryB1NR01/26/2023
TEREX CORP 144A880779AZ60.2%1,450,000$102.63$1,488,0635.630.00NACorporate BondsIndustrialsB2BB02/01/2025
LEVEL 3 FINANCING INC527298BF90.2%1,455,000$102.00$1,484,1005.130.00NACorporate BondsTelecommunication ServicesB1BB-05/01/2023
ZAYO GROUP LLC/ZAYO CAP 144A989194AP00.2%1,400,000$105.73$1,480,2205.750.00NACorporate BondsTelecommunication ServicesB3B01/15/2027
LINN ENERGY LLC/FIN CORP536022AJ50.2%3,000,000$49.25$1,477,500 N/ANACorporate BondsEnergyWRNR11/01/2019
BMC STOCK HOLDINGS INC 144A055604AA00.2%1,425,000$103.50$1,474,8755.500.00NACorporate BondsIndustrialsB3BB-10/01/2024
BUILDERS FIRSTSOURCE INC 144A12008RAJ60.2%1,410,000$102.88$1,450,5385.630.00NACorporate BondsIndustrialsB3B+09/01/2024
GYMBOREE CORP TERM LOAN 1L40377UAC80.2%2,571,716$56.03$1,440,9665.000.00NAVariable Rate Senior Loan InterestsConsumer DiscretionaryCaa3CC02/23/2018
CALFRAC HOLDINGS LP 144A12958RAC10.2%1,500,000$92.25$1,383,7507.500.00NACorporate BondsEnergyCaCCC-12/01/2020
CLAIRES STORES INC 144A179584AM90.2%3,000,000$46.00$1,380,0009.000.00NACorporate BondsConsumer DiscretionaryCaa3CCC-03/15/2019
INTELSAT JACKSON HLDG CO45824TAP00.2%1,660,000$82.88$1,375,7255.500.00NACorporate BondsTelecommunication ServicesCaa2CC08/01/2023
REXEL SA 144A761679AC30.2%1,320,000$103.00$1,359,600 N/ANACorporate BondsIndustrialsBa3BB-06/15/2020
ENERSYS 144A29275YAB80.2%1,325,000$101.75$1,348,188 N/ANACorporate BondsIndustrialsBa2BB+04/30/2023
NABORS INDUSTRIES INC 144A629568BC90.2%1,300,000$103.19$1,341,4385.500.00NACorporate BondsEnergyBa2BBB-01/15/2023
HUDBAY MINERALS INC 144A443628AF90.2%1,250,000$106.75$1,334,3757.250.00NACorporate BondsMaterialsB3B01/15/2023
ISTAR FINANCIAL INC45031UBT70.2%1,250,000$100.75$1,259,375 N/ANACorporate BondsReal EstateB2B+07/01/2018
RITE AID CORP767754CG70.2%1,200,000$104.25$1,251,000 N/ANACorporate BondsConsumer StaplesB3B-06/15/2021
FIELDWOOD ENERGY LLC TL 1L31659HAG60.2%1,262,562$96.25$1,215,2168.050.00NAVariable Rate Senior Loan InterestsEnergyB2B-08/31/2020
TEX OPERATIONS CO LLC TL B-EXIT 1L87239PAD60.2%1,160,357$100.47$1,165,7975.000.00NAVariable Rate Senior Loan InterestsEnergyBa2BB+08/04/2023
NGL ENRGY PART LP/FIN CO62913TAE20.2%1,000,000$100.25$1,002,5005.135.01NACorporate BondsUtilitiesB2BB-07/15/2019
HORNBECK OFFSHORE SERV440543AN60.2%1,424,000$70.06$997,6901.500.00NAConvertible BondsEnergyNRCCC09/01/2019
SM ENERGY CO78454LAN00.2%950,000$101.75$966,6256.750.00NACorporate BondsEnergyB3B+09/15/2026
T MOBILE USA INC87264AAE50.2%900,000$106.75$960,7506.840.00NACorporate BondsTelecommunication ServicesBa3BB04/28/2023
LOUISIANA PACIFIC CORP COMPANY GUAR546347AK10.2%950,000$100.75$957,1254.880.00NACorporate BondsMaterialsBa3BB09/15/2024
HILTON DOMESTIC OPER CO INC 144A432833AA90.2%940,000$98.90$929,6604.250.00NACorporate BondsConsumer StaplesBa3BB+09/01/2024
HD SUPPLY INC 144A40415RAR60.1%860,000$105.75$909,4505.750.00NACorporate BondsIndustrialsB3B04/15/2024
AMN HEAL THCARE INC 144A00175PAA10.1%850,000$101.75$864,8755.130.00NACorporate BondsHealth CareBa3B+10/01/2024
VERSUM MATERIALS INC 144A92532WAA10.1%825,000$104.63$863,1565.500.00NACorporate BondsMaterialsBa3BB09/30/2024
PRESTIGE BRANDS INC 144A74112BAK10.1%800,000$106.00$848,0006.380.00NACorporate BondsHealth CareCaa1B-03/01/2024
WILTON BRANDS LLC TERM LOAN B97249EAD80.1%860,347$98.15$844,4307.500.00NAVariable Rate Senior Loan InterestsConsumer StaplesCaa2CCC+08/07/2019
CEVA GROUP PLC TERM LOAN 1L54601GAV60.1%963,396$87.58$843,7746.500.00NAVariable Rate Senior Loan InterestsIndustrialsCaa1B-03/14/2021
CLEAR CHANNEL COMMUNICATIONS184502BN10.1%1,000,000$82.88$828,75011.250.00NACorporate BondsConsumer DiscretionaryCaa1CCC03/01/2021
ADVANTAGE SALES & MARKETING INC TL 2L00769EAV20.1%813,953$98.48$801,6177.500.00NAVariable Rate Senior Loan InterestsConsumer DiscretionaryCaa1CCC+07/11/2022
VIRGIN MEDIA FINANCE PLC 144A92769VAF60.1%750,000$105.13$788,438 N/ANACorporate BondsConsumer DiscretionaryB2B10/15/2024
FIELDWOOD ENERGY LLC 2ND LIEN TL31659HAF80.1%1,015,156$76.50$776,5948.380.00NAVariable Rate Senior Loan InterestsEnergyCaa3CCC-09/30/2020
PARSLEY ENERGY LLC/FINAN 144A701885AF20.1%750,000$101.00$757,500 N/ANACorporate BondsEnergyB2B+08/15/2025
CHINOS INTERMEDIATE HLDGS A PIK 144A16961UAA40.1%1,744,323$42.75$745,698 N/ANACorporate BondsConsumer DiscretionaryCaC05/01/2019
STERIGENICS-NORDION HLDGS LLC 1L TL B85915JAB90.1%742,974$100.19$744,3584.280.00NAVariable Rate Senior Loan InterestsHealth CareB1B04/27/2022
SYNIVERSE HLDGS INC TL B 1L87164GAE30.1%782,949$91.07$713,0544.000.00NAVariable Rate Senior Loan InterestsTelecommunication ServicesB3B04/23/2019
CATALINA MARKETING CORP TERM LOAN 2L16282FAE10.1%1,000,000$69.83$698,3337.750.00NAVariable Rate Senior Loan InterestsConsumer DiscretionaryCaa1CCC-04/03/2022
REX ENERGY CORP761565AG50.1%1,140,000$60.00$684,0001.000.00NACorporate BondsEnergyNRNR10/01/2020
GYMBOREE CORP403777AB10.1%2,225,000$30.00$667,500 N/ANACorporate BondsConsumer DiscretionaryCaD12/01/2018
CEVA GROUP PLC DUTCH BV TERM LOAN 1L54601GAX20.1%698,462$87.58$611,7366.500.00NAVariable Rate Senior Loan InterestsIndustrialsCaa1B-03/19/2021
CCO HLDGS LLC/CAP CORP 144A1248EPBM40.1%570,000$107.00$609,9005.750.00NACorporate BondsConsumer DiscretionaryB1BB+02/15/2026
CEVA GROUP PLC SYNTHETIC LOC TERM LN 1L54601GBA10.1%681,064$87.58$596,4986.500.00NAVariable Rate Senior Loan InterestsIndustrialsCaa1B-03/19/2021
PARTY CITY HOLDINGS INC702150AC70.1%500,000$102.50$512,500 N/ANACorporate BondsConsumer DiscretionaryB3B-08/15/2023
AVAYA INC TL B7 1L05349UAT90.1%624,336$79.85$498,5586.250.00NAVariable Rate Senior Loan InterestsInformation TechnologyWRD05/29/2020
CLEAR CHANNEL WORLDWIDE HLDGS18451QAG30.1%500,000$98.25$491,250 N/ANACorporate BondsConsumer DiscretionaryCaa1B-03/15/2020
SYNIVERSE HLDGS INC TERM LOAN B87164GAH60.1%434,951$91.07$396,1224.000.00NAVariable Rate Senior Loan InterestsTelecommunication ServicesB3B04/23/2019
SYNIVERSE HOLDINGS INC87163FAA40.1%391,000$92.00$359,7209.130.00NACorporate BondsTelecommunication ServicesCaa3CCC+01/15/2019
SEQUA CORP 144A817320AT10.1%605,000$54.00$326,7007.000.00NACorporate BondsIndustrialsCCC12/15/2017
EDUCATION MANAGEMENT LLC TERM LOAN A976AFYII00.1%838,796$38.65$324,1951.010.00NAVariable Rate Senior Loan InterestsConsumer DiscretionaryNRNR01/05/2020
TEX OPERATIONS CO LLC TL C-EXIT 1L87239PAC80%264,643$100.47$265,8845.000.00NAVariable Rate Senior Loan InterestsEnergyBa2BB+08/04/2023
EDUCATION MANAGEMENT LLC TERM LOAN B976AFZII70%1,594,701$11.92$190,0331.010.00NAVariable Rate Senior Loan InterestsConsumer DiscretionaryNRNR01/05/2020
COBALT INTERNATIONAL ENERGY19075F1060%216,771$0.71$153,907 N/ANACommon StocksEnergyNANA 
LAUREATE EDUCATION INC TERM LOAN B51861JAW90%109,239$100.75$110,0585.000.00NAVariable Rate Senior Loan InterestsIndustrialsB3B-06/16/2018
CEVA GROUP PLC CANADIAN TERM LOAN 1L54601GAW40%120,425$87.58$105,4726.500.00NAVariable Rate Senior Loan InterestsIndustrialsCaa1B-03/19/2021
OCEAN RIG ASA TERM LOAN B1Y2112GAB40%107,476$82.63$88,8026.000.00NAVariable Rate Senior Loan InterestsEnergyCaa2CCC-03/02/2021
COMSTOCK RESOURCES INC2057683020%5,500$9.37$51,535 N/ANACommon StocksEnergyWRB+ 
ENERGY & EXPLORATION PARTNERS 2L PIK TL930EFQII40%35,091$55.00$19,3001.000.00NAVariable Rate Senior Loan InterestsEnergy  05/13/2022
ENERGY & EXPLORATION PARTNER29270R1020%17$350.00$5,950 N/ANACommon StocksEnergy   
EDUCATIONAL MANAGEMENT COMMON STOCK28140M8710%10,050,485 $1,005 N/ANACommon StocksConsumer DiscretionaryNRNR 
EDUCATION MGMT CORP NEW PREFERRED STOCK28140M3010%11,184$0.01$1127.500.00NA$25 Par (or similar) Preferred SecuritiesConsumer DiscretionaryNRNR01/01/2065
LIGHTSTREAM RESOURCES 144A71645AAA70%1,000,000 $15 N/ANACorporate BondsEnergyWRNR02/01/2020
TRIBUNE CO CLASS C1 LITIGATION INTEREST921HNP9000%9,292 $0 N/ANA Consumer Discretionary   
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