Mutual Funds

MF

Nuveen Symphony Credit Opportunities Fund


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As of Date: 1/31/2018
NameCUSIP% of PortfolioSharesPriceMarket ValueCouponYieldStateAsset TypeSectorMoody RatingS & P RatingMaturity Date
BLACKROCK CASH SWEEP BLACKROCK T FUND981VUCII83.1%20,709,442$1.00$20,709,442 N/ANACash and EquivalentsMutual Fund  12/31/2050
BMC SOFTWARE FINANCE INC 144A05578MAA02.8%18,720,000$100.13$18,743,4008.13N/ANACorporate BondsInformation TechnologyCaa2CCC+07/15/2021
SCIENTIFIC GAMES INTERNATIONAL INC80874YAQ32.6%17,000,000$103.50$17,595,0006.63N/ANACorporate BondsConsumer DiscretionaryCaa1CCC+05/15/2021
CEVA GROUP PLC 144A125182AH81.3%8,950,000$99.00$8,860,5007.00N/ANACorporate BondsIndustrialsCaa1B-03/01/2021
TIBCO SOFTWARE INC TL B1 1L88632NAJ91.1%7,092,401$100.75$7,145,6304.50N/ANASenior LoansInformation TechnologyB1B12/04/2020
SANCHEZ ENERGY CORP79970YAD71.1%8,000,000$87.50$7,000,0006.13N/ANACorporate BondsEnergyCaa1B-01/15/2023
ADVANCED MICRO DEVICES007903BC01%6,575,000$105.00$6,903,7507.00N/ANACorporate BondsInformation TechnologyCaa1B-07/01/2024
INFOR SOFTWARE PARENT LLC 144A45672WAA91%6,550,000$102.00$6,681,0007.13N/ANACorporate BondsInformation TechnologyCaa2CCC05/01/2021
SPRINT NEXTEL CORP852061AR10.9%5,600,000$105.54$5,910,3637.00N/ANACorporate BondsTelecommunication ServicesB3B08/15/2020
SPRINT CORP85207UAF20.9%5,550,000$105.63$5,862,1887.88N/ANACorporate BondsTelecommunication ServicesB3B09/15/2023
REYNOLDS GRP ISS/REYNOLD 144A761735AT60.9%5,627,000$103.00$5,795,8105.13N/ANACorporate BondsConsumer StaplesB1B+07/15/2023
SEQUA MEZZANINE HLDGS LLC TL B 1L81733HAB20.8%5,528,648$101.63$5,618,4897.26N/ANASenior LoansIndustrialsB3B-10/26/2021
IHEARTCOMMUNICATIONS INC 144A45174HAF40.8%8,000,000$70.00$5,600,00011.25N/ANACorporate BondsConsumer DiscretionaryCaa1CC03/01/2021
AVAYA HOLDINGS CORP05351X1010.8%261,560$20.88$5,461,373 N/ANACommon StocksInformation Technology   
INTELSAT LUXEMBOURG SA458204AQ70.8%12,435,000$42.50$5,284,8758.13N/ANACorporate BondsTelecommunication ServicesCaCCC-06/01/2023
COMMSCOPE INC COMPANY 144A203372AM90.8%5,050,000$103.63$5,233,063 N/ANACorporate BondsInformation TechnologyBa3BB-06/15/2024
SYNIVERSE HLDGS INC TERM LOAN B87164GAH60.8%5,184,423$99.81$5,174,7294.69N/ANASenior LoansTelecommunication ServicesB3B04/23/2019
GLP CAPITAL LP / FIN II361841AH20.8%4,775,000$107.00$5,109,2505.38N/ANACorporate BondsReal EstateBa1BBB-04/15/2026
NIELSEN FINANCE LLC/CO COMPANY GUAR65409QBB70.8%4,975,000$101.63$5,055,8445.00N/ANACorporate BondsIndustrialsB1BB+04/15/2022
ARDAGH PKG FIN/HLDGS USA 144A03969AAH30.7%4,670,000$101.00$4,716,7004.63N/ANACorporate BondsMaterialsBa3BB05/15/2023
EVERGREEN SKILLS LUX TL 1LL3434LAC40.7%4,703,546$98.13$4,615,3556.52N/ANASenior LoansInformation TechnologyB3B-04/28/2021
ARDAGH PKG FIN/HLDGS USA 144A03969AAL40.7%4,400,000$103.25$4,543,0006.00N/ANACorporate BondsMaterialsB3B02/15/2025
WESTERN DIGITAL CORP 144A958102AJ40.7%4,100,000$108.88$4,463,8757.38N/ANACorporate BondsInformation TechnologyBaa2BBB-04/01/2023
DENBURY RESOURCES INC 144A247916AH20.7%4,346,000$102.50$4,454,6509.25N/ANACorporate BondsEnergyCaa1NR03/31/2022
CALIFORNIA RESOURCE CRP 144A13057QAG20.7%5,295,000$83.69$4,431,2538.00N/ANACorporate BondsEnergyCaa2CCC+12/15/2022
FREEDOM MTG CORP TL B 1L35640FAF50.7%4,281,546$101.34$4,339,0696.94N/ANASenior LoansFinancialsB1B+02/17/2022
CDW LLC/CDW FINANCE12513GBA60.7%4,000,000$107.94$4,317,5005.50N/ANACorporate BondsInformation TechnologyBa3BB-12/01/2024
COMSTOCK RESOURCES INC205768AP90.6%4,150,000$103.50$4,295,25010.00N/ANACorporate BondsEnergyB3CCC+03/15/2020
JACK OHIO FIN LLC/FIN 1 144A46647DAA10.6%4,000,000$105.25$4,210,0006.75N/ANACorporate BondsConsumer DiscretionaryB3B+11/15/2021
PEABODY SEC FIN CORP 144A70457LAA20.6%4,000,000$103.87$4,154,8406.00N/ANACorporate BondsEnergyBa3B+03/31/2022
INTELSAT LUXEMBOURG SA458204AP90.6%8,900,000$45.22$4,024,5807.75N/ANACorporate BondsTelecommunication ServicesCaCCC-06/01/2021
MGM GROWTH/MGM FIN55303XAC90.6%3,775,000$106.50$4,020,3755.63N/ANACorporate BondsFinancialsB1BB-05/01/2024
ISTAR FINANCIAL INC45031UBU40.6%4,000,000$100.44$4,017,5005.00N/ANACorporate BondsReal EstateB1BB-07/01/2019
CEQUEL COM HLDG I/CAP CP 144A15672WAE40.6%4,000,000$100.38$4,015,0005.13N/ANACorporate BondsConsumer DiscretionaryCaa1B12/15/2021
ANCESTRY COM OPS INC TL B 1L03280FAH40.6%3,969,696$100.94$4,006,9331.78N/ANASenior LoansInformation TechnologyB2B10/19/2023
GREENEDEN US HLDNGS II LLC TL B 1L39479UAG80.6%3,969,759$100.88$4,004,5155.44N/ANASenior LoansInformation TechnologyB2B12/01/2023
MSCI INC SR UNSECURED 144A55354GAD20.6%3,825,000$102.00$3,901,5004.75N/ANACorporate BondsFinancialsBa2BB+08/01/2026
ALTICE US FINANCE I CORP 144A02155FAA30.6%3,790,000$102.38$3,880,0135.38N/ANACorporate BondsConsumer DiscretionaryBa3BB07/15/2023
HOLLY ENERGY PARTNERS LP 144A435765AG70.6%3,710,000$104.50$3,876,9506.00N/ANACorporate BondsEnergyB2BB08/01/2024
FTS INTERNATIONAL INC 144A30283WAC80.6%3,813,000$101.50$3,870,1958.82N/ANACorporate BondsEnergyB1B+06/15/2020
DIAMONDBACK ENERGY INC25278XAE90.6%3,760,000$101.38$3,811,7004.75N/ANACorporate BondsEnergyB1BB11/01/2024
KAR AUCTION SERVICES 144A48238TAA70.6%3,750,000$101.38$3,801,563 N/ANACorporate BondsIndustrialsB3B06/01/2025
SOPHIA LP 2017 TL B83578BAJ20.6%3,765,007$100.71$3,791,5694.97N/ANASenior LoansInformation TechnologyB2B09/30/2022
LPL HOLDINGS INC 144A50212YAB00.6%3,700,000$102.03$3,775,1475.75N/ANACorporate BondsFinancialsB2B+09/15/2025
COTT HOLDINGS INC 144A221644AA50.6%3,700,000$101.88$3,769,3755.50N/ANACorporate BondsConsumer StaplesB1B04/01/2025
DELTA 2 (LUX) S.A.R.L. TERM LOAN B963PKPII50.6%3,724,848$100.58$3,746,2674.24N/ANASenior LoansConsumer DiscretionaryNRNR02/01/2024
COMMSCOPE TECH FINANCE LLC 144A20337YAA50.6%3,510,000$105.22$3,693,1876.00N/ANACorporate BondsInformation TechnologyBa3BB-06/15/2025
1011778 BC / NEW RED FIN 144A68245XAC30.6%3,750,000$98.25$3,684,3754.25N/ANACorporate BondsConsumer DiscretionaryBa3B+05/15/2024
INTELSAT JACKSON HLDG45824TAY10.6%4,000,000$91.97$3,678,8009.75N/ANACorporate BondsTelecommunication ServicesCaa2CCC+07/15/2025
INTERVAL ACQUISITION COR COMPANY46113VAD00.6%3,550,000$103.25$3,665,3755.63N/ANACorporate BondsConsumer DiscretionaryBa3BB-04/15/2023
FREEDOM MORTGAGE CORP 144A35640YAA50.6%3,500,000$104.50$3,657,5008.13N/ANACorporate BondsFinancialsB2B11/15/2024
IQOR US INC TERM LOAN B46264NAB90.5%3,580,038$100.25$3,588,9896.77N/ANASenior LoansIndustrialsB2B02/20/2021
BUILDERS FIRSTSOURCE INC 144A12008RAJ60.5%3,410,000$104.63$3,567,7135.63N/ANACorporate BondsIndustrialsB3B+09/01/2024
HUGHES SATELLITE SYSTEMS444454AD40.5%3,480,000$101.00$3,514,8005.25N/ANACorporate BondsInformation TechnologyBa2BBB-08/01/2026
COMPUWARE CORPORATION TERM LOAN B3933WUVII30.5%3,483,104$100.00$3,483,1045.25N/ANASenior LoansInformation Technology B12/15/2021
SEADRILL PARTNERS LLC TERM LOAN B81172UAB10.5%3,904,651$88.33$3,449,1154.78N/ANASenior LoansEnergyCaa2CCC+02/14/2021
DIAMOND 1 FIN/DIAMOND 2 144A25272KAG80.5%3,200,000$107.45$3,438,5305.45N/ANACorporate BondsConsumer DiscretionaryBaa3BBB-06/15/2023
MEREDITH CORPORATION TERM LOAN B963MUDII80.5%3,350,000$101.23$3,391,1884.74N/ANASenior LoansConsumer DiscretionaryBa2BB01/18/2025
NEPTUNE FINCO CORP 144A64072TAE50.5%3,000,000$112.81$3,384,37510.13N/ANACorporate BondsConsumer DiscretionaryB2B-01/15/2023
MEG ENERGY CORP SECURED 144A552704AD00.5%3,400,000$98.00$3,332,0006.50N/ANACorporate BondsEnergyCaa1BB+01/15/2025
CYRUSONE LP/CYRUSONE FIN23283PAG90.5%3,200,000$102.00$3,264,0005.00N/ANACorporate BondsReal EstateBa3BB+03/15/2024
CASCADES INC 144A146900AM70.5%3,150,000$102.00$3,213,0005.50N/ANACorporate BondsMaterialsBa3BB-07/15/2022
LADDER CAP FIN LLLP/CORP 144A505742AF30.5%3,150,000$102.00$3,213,0005.25N/ANACorporate BondsFinancialsBa3BB-03/15/2022
NATIONSTAR MORTGAGE LLC CAP CORP63860UAM20.5%3,150,000$100.13$3,153,9386.50N/ANACorporate BondsFinancialsB2B+08/01/2018
KFC HLD/PIZZA HUT/TACO 144A48250NAA30.5%3,100,000$101.25$3,138,7505.00N/ANACorporate BondsConsumer DiscretionaryB1BB06/01/2024
LAUREATE EDUCATION INC 2018 TERM LOAN B963PAGII60.5%3,095,000$100.95$3,124,3415.27N/ANASenior LoansConsumer DiscretionaryB2NR04/26/2024
GREAT LAKES DREDGE DOCK CORP390607AE90.5%3,000,000$104.00$3,120,0008.00N/ANACorporate BondsIndustrialsCaa1B-05/15/2022
AFFINION GROUP INC 1L TL00826BAD90.5%2,977,500$103.69$3,087,2959.44N/ANASenior LoansConsumer StaplesB2CCC+03/31/2022
ADVANCED MICRO DEVICES007903AX50.5%2,756,000$111.00$3,059,1607.50N/ANACorporate BondsInformation TechnologyCaa1B-08/15/2022
XEROX BUSINESS SERVICES USD TL B 1L98411KAB80.5%2,977,443$101.21$3,013,4111.46N/ANASenior LoansInformation TechnologyWRNR11/22/2023
TEEKAY OFFSHORE PARTNERS87901BAA00.5%3,020,000$99.75$3,012,450 N/ANACorporate BondsEnergyNRNR07/30/2019
KRONOS INC TL B 1L50105JAM90.5%2,977,500$101.11$3,010,6544.91N/ANASenior LoansInformation TechnologyB2B11/01/2023
CALFRAC HOLDINGS LP 144A12958RAC10.5%3,000,000$99.00$2,970,0007.50N/ANACorporate BondsEnergyCaa1CCC-12/01/2020
CENTURYLINK INC156700AS50.4%3,000,000$97.50$2,925,0005.80N/ANACorporate BondsTelecommunication ServicesB2B+03/15/2022
ALTA MESA HLDGS/FINANC S CO021332AF80.4%2,650,000$110.00$2,915,0007.88N/ANACorporate BondsEnergyCaa1B-12/15/2024
FIELDWOOD ENERGY LLC TL 2L USD31659HAJ00.4%4,323,077$65.58$2,835,2048.60N/ANASenior LoansEnergyCaa3D09/30/2020
WELLCARE HEALTH PLANS94946TAC00.4%2,700,000$104.42$2,819,3405.25N/ANACorporate BondsHealth CareBa2BB04/01/2025
PERFORMANCE FOOD GROUP I 144A71376LAB60.4%2,695,000$103.25$2,782,5885.50N/ANACorporate BondsConsumer StaplesB2BB-06/01/2024
PQ CORP COMPANY GUAR 144A693522AH70.4%2,700,000$103.00$2,781,0005.75N/ANACorporate BondsMaterialsCaa1B12/15/2025
TRINSEO OP / TRINSEO FIN 144A89668QAE80.4%2,700,000$102.47$2,766,6905.38N/ANACorporate BondsMaterialsB3BB-09/01/2025
MOSS CREEK RESOURCES HLD 144A61965RAA30.4%2,650,000$104.13$2,759,3137.50N/ANACorporate BondsEnergyB3B+01/15/2026
BOOZ ALLEN HAMILTON INC 144A099500AA80.4%2,750,000$100.25$2,756,8755.13N/ANACorporate BondsInformation TechnologyB1B+05/01/2025
CHENIERE ENERGY PARTNERS 144A16411QAA90.4%2,700,000$101.88$2,750,6255.25N/ANACorporate BondsEnergyBa2BB10/01/2025
COVANTA HOLDING CORP22282EAG70.4%2,700,000$101.75$2,747,2505.88N/ANACorporate BondsIndustrialsB1B07/01/2025
HOWARD HUGHES CORP 144A44267DAB30.4%2,700,000$101.00$2,727,0005.38N/ANACorporate BondsReal EstateBa3B+03/15/2025
ELDORADO RESORTS INC28470RAF90.4%2,600,000$104.38$2,713,7506.00N/ANACorporate BondsConsumer DiscretionaryB3B04/01/2025
CENGAGE LEARNING ACQ. INC. 2016 TL B 1L15134NAE60.4%2,758,213$97.41$2,686,8455.73N/ANASenior LoansConsumer DiscretionaryB2B+05/27/2023
FERRELLGAS FINANCE CORP315292AM40.4%2,760,000$97.00$2,677,2006.50N/ANACorporate BondsUtilitiesB3B-05/01/2021
OLYMPUS MERGER SUB INC 144A68163PAA20.4%2,700,000$98.50$2,659,5008.50N/ANACorporate BondsInformation TechnologyB3CCC+10/15/2025
SILVERSEA CRUISE HOLDING 144A82845LAA80.4%2,450,000$107.80$2,641,1007.25N/ANACorporate BondsConsumer DiscretionaryB2BB-02/01/2025
SUGAR HSP GMNG PROP/FIN 144A865033AC80.4%2,750,000$96.03$2,640,825 N/ANACorporate BondsConsumer DiscretionaryB3B-05/15/2025
FIRST DATA CORPORATION 144A319963BP80.4%2,500,000$105.31$2,632,8257.00N/ANACorporate BondsInformation TechnologyB3B12/01/2023
PATTERN ENERGY GROUP INC 144A70338PAC40.4%2,500,000$105.25$2,631,2505.88N/ANACorporate BondsUtilitiesBa3BB-02/01/2024
INTELSAT JACKSON HLDG CO45824TAP00.4%3,330,000$78.50$2,614,0505.50N/ANACorporate BondsTelecommunication ServicesCaa2CCC+08/01/2023
POST HOLDINGS INC CO 144A737446AL80.4%2,500,000$103.00$2,575,000 N/ANACorporate BondsConsumer StaplesB3B03/01/2025
ALPHA 3 BV 144A02079UAA30.4%2,500,000$102.38$2,559,375 N/ANACorporate BondsIndustrialsCaa1CCC+02/01/2025
EP ENER/EVEREST ACQ FIN268787AH10.4%3,000,000$84.75$2,542,5009.38N/ANACorporate BondsEnergyCaa2NR05/01/2024
CLEAR CHANNEL COMMUNICATIONS184502BG60.4%3,500,000$72.50$2,537,5009.00N/ANACorporate BondsConsumer DiscretionaryCaa1CC03/01/2021
BRISTOW GROUP INC110394AE30.4%3,000,000$84.50$2,535,0006.25N/ANACorporate BondsEnergyCaa2B-10/15/2022
TRI POINTE HOLDINGS INC962178AL30.4%2,500,000$101.38$2,534,3754.38N/ANACorporate BondsConsumer DiscretionaryBa3BB-06/15/2019
MURPHY OIL CORP SR UNSECURED626717AH50.4%2,350,000$106.82$2,510,1766.88N/ANACorporate BondsEnergyBa3BBB-08/15/2024
PENN NATIONAL GAMING INC 144A707569AS80.4%2,400,000$103.69$2,488,5605.63N/ANACorporate BondsConsumer DiscretionaryB2B+01/15/2027
DISH DBS CORP25470XAJ40.4%2,500,000$99.50$2,487,5005.88N/ANACorporate BondsConsumer DiscretionaryBa3B+07/15/2022
NORBORD INC 144A65548PAE60.4%2,250,000$108.50$2,441,2506.25N/ANACorporate BondsIndustrialsBa1BB+04/15/2023
CCO HLDGS LLC/CAP CORP 144A1248EPBF90.4%2,375,000$101.94$2,421,0165.13N/ANACorporate BondsConsumer DiscretionaryB1BB05/01/2023
ASP AMC MERGER SUB 144A00215JAA70.4%2,525,000$95.63$2,414,531 N/ANACorporate BondsFinancialsCaa1CCC+05/15/2025
HEALTHSOUTH CORP421924BK60.4%2,365,000$102.00$2,412,3005.75N/ANACorporate BondsHealth CareB1B+11/01/2024
FIRST DATA CORPORATION 144A32008DAA40.4%2,350,000$102.63$2,411,6885.00N/ANACorporate BondsInformation TechnologyBa3BB01/15/2024
B&G FOODS INC05508RAE60.4%2,400,000$100.13$2,403,0005.25N/ANACorporate BondsConsumer StaplesB2B+04/01/2025
IHS MARKIT LTD 144A44962LAA50.4%2,250,000$105.75$2,379,375 N/ANACorporate BondsIndustrialsBa1BB+11/01/2022
BLACKBOARD INC TL B4 1L09227CAQ40.4%2,405,231$98.33$2,365,1496.69N/ANASenior LoansInformation TechnologyB1B09/29/2026
HCA INC404119BT50.4%2,250,000$104.58$2,353,0505.25N/ANACorporate BondsHealth CareBa1BBB-06/15/2026
SYNIVERSE FOREIGN HLDGS CO GUAR 144A87166MAA60.4%2,259,000$103.63$2,340,8899.13N/ANACorporate BondsTelecommunication ServicesCaa2B01/15/2022
VIRGIN MEDIA SECD FIN 144A92769XAL90.4%2,300,000$101.75$2,340,2505.25N/ANA Consumer DiscretionaryBa3BB-01/15/2026
NETFLIX INC 144A64110LAP10.4%2,350,000$99.25$2,332,375 N/ANACorporate BondsConsumer DiscretionaryB1B+04/15/2028
SHEA HOMES LP/FNDG CP 144A82088KAC20.4%2,250,000$103.00$2,317,5005.88N/ANACorporate BondsConsumer DiscretionaryB1BB-04/01/2023
COBALT INTL ENERGY INC19075FAD80.3%2,083,000$109.88$2,288,69610.75N/ANACorporate BondsEnergyNRNR12/01/2021
AMERICAN AIRLINES GROUP 144A02376RAB80.3%2,250,000$101.25$2,278,1254.63N/ANACorporate BondsIndustrialsB1BB-03/01/2020
UPCB FINANCE IV LTD 144A90320MAA30.3%2,200,000$101.75$2,238,5005.38N/ANACorporate BondsConsumer DiscretionaryBa3BB01/15/2025
LIN TELEVISION CORP532776AZ40.3%2,125,000$103.06$2,190,0255.88N/ANACorporate BondsConsumer DiscretionaryB3B+11/15/2022
AHERN RENTALS INC 144A008674AH60.3%2,250,000$96.50$2,171,2507.38N/ANACorporate BondsConsumer DiscretionaryB3B-05/15/2023
CARESTREAM HLTH INC TERM LOAN 1L14173VAE30.3%2,147,972$100.47$2,157,9615.45N/ANASenior LoansHealth CareB1B06/05/2019
CUMULUS MEDIA HOLDINGS INC TERM LOAN B23108KAG30.3%2,493,954$86.42$2,155,3264.94N/ANASenior LoansConsumer DiscretionaryWRNR12/23/2020
HCA INC404121AE50.3%2,000,000$107.63$2,152,5005.88N/ANACorporate BondsHealth CareBa1BBB-03/15/2022
MGM RESORTS INTL552953BY60.3%2,000,000$107.50$2,150,0006.75N/ANACorporate BondsConsumer DiscretionaryBa3BB-10/01/2020
KB HOME48666KAT60.3%1,950,000$110.00$2,145,0007.00N/ANACorporate BondsConsumer DiscretionaryB1BB-12/15/2021
DELPHI JERSEY HOLDINGS 144A24718PAA50.3%2,140,000$99.75$2,134,6505.00N/ANACorporate BondsConsumer DiscretionaryB1BB10/01/2025
NAVIENT CORP63938CAD00.3%2,000,000$106.25$2,125,0006.63N/ANACorporate BondsFinancialsBa3B+07/26/2021
QUEBECOR MEDIA INC74819RAP10.3%2,000,000$105.75$2,115,0005.75N/ANACorporate BondsConsumer DiscretionaryB1B+01/15/2023
SEALED AIR CORP 144A81211KAW00.3%2,000,000$105.75$2,115,000 N/ANACorporate BondsMaterialsBa3BB+12/01/2024
WHITING PETROLEUM CORP966387AH50.3%2,000,000$103.50$2,070,0005.75N/ANACorporate BondsEnergyB3BB-03/15/2021
FIRST DATA CORP 144A319963BN30.3%2,000,000$103.13$2,062,500 N/ANACorporate BondsInformation TechnologyBa3BB08/15/2023
FLEX ACQUISITION CO INC 144A33936YAA30.3%2,000,000$102.63$2,052,5006.88N/ANACorporate BondsConsumer DiscretionaryCaa1CCC+01/15/2025
BOXER PARENT CO INC 144A103186AA00.3%2,043,000$100.25$2,048,1089.00N/ANACorporate BondsInformation TechnologyCaa2CCC+10/15/2019
CCO HLDGS LLC/CAP CORP 144A1248EPBG70.3%2,000,000$101.50$2,030,000 N/ANACorporate BondsConsumer DiscretionaryB1BB05/01/2025
LEVEL 3 ESCROW II INC527298BD40.3%2,000,000$101.50$2,030,0005.38N/ANACorporate BondsTelecommunication ServicesBa3BB08/15/2022
ALTICE FINANCING SA 144A02154CAD50.3%2,000,000$101.29$2,025,800 N/ANACorporate BondsTelecommunication ServicesB1BB-02/15/2023
CSC HOLDINGS LLC COMPANY 144A126307AQ00.3%2,000,000$101.25$2,025,0005.50N/ANACorporate BondsConsumer DiscretionaryBa2BB-04/15/2027
ACRISURE LLC 2017 TERM LOAN B963HPTII00.3%1,985,025$101.88$2,022,2446.01N/ANASenior LoansFinancialsB2NR11/22/2023
FTS INTERNATIONAL INC30283WAB00.3%2,000,000$101.00$2,020,0006.25N/ANACorporate BondsEnergyCaa2CCC+05/01/2022
BOYD GAMING CORP103304BM20.3%1,865,000$107.25$2,000,2136.38N/ANACorporate BondsConsumer DiscretionaryB3B04/01/2026
VALVOLINE INC COMPANY GUAR 07/24 5.592047WAC50.3%1,900,000$105.25$1,999,7505.50N/ANACorporate BondsMaterialsBa3BB+07/15/2024
ENVISION HEALTHCARE CORP 144A29414DAA80.3%2,000,000$99.25$1,985,0005.13N/ANACorporate BondsHealth CareB3B07/01/2022
DUKE FINANCE LLC 2017 INCREMENTAL TERM26443JAH10.3%1,970,112$100.56$1,981,2045.56N/ANASenior LoansMaterialsNRNR02/21/2024
DISH DBS CORP25470XAY10.3%1,925,000$102.75$1,977,9387.75N/ANACorporate BondsConsumer DiscretionaryBa3B+07/01/2026
PDC ENERGY INC69327RAG60.3%1,890,000$104.00$1,965,6006.13N/ANACorporate BondsEnergyB1BB-09/15/2024
CALLON PETROLEUM CO13123XAT90.3%1,890,000$103.75$1,960,8756.13N/ANACorporate BondsEnergyB3B+10/01/2024
STARWOOD PROPERTY TRUST85571BAG00.3%1,875,000$104.19$1,953,5065.00N/ANACorporate BondsFinancialsBa3BB-12/15/2021
NEXSTAR ESCROW CORP 144A65341XAA60.3%1,890,000$103.31$1,952,5975.63N/ANACorporate BondsConsumer DiscretionaryB3B+08/01/2024
OASIS PETROLEUM INC674215AD00.3%1,890,000$102.13$1,930,1636.50N/ANACorporate BondsEnergyB3BB-11/01/2021
GRAPHIC PACKAGING INTL38869PAM60.3%1,890,000$101.50$1,918,3504.13N/ANACorporate BondsMaterialsBa2BB+08/15/2024
LINN ENERGY INC53601P3040.3%48,525$39.50$1,916,738 N/ANACommon StocksEnergy   
QTS LP/FINANCE 144A74759BAD50.3%1,900,000$100.75$1,914,250 N/ANACorporate BondsReal EstateB1BB11/15/2025
PINN FOODS FIN LLC/CORP COM GUAR72347QAL70.3%1,800,000$105.88$1,905,8585.88N/ANACorporate BondsConsumer StaplesB2BB-01/15/2024
GRAY TELEVISION INC 144A389375AK20.3%1,890,000$100.50$1,899,4505.13N/ANACorporate BondsConsumer DiscretionaryB2B+10/15/2024
LAMAR MEDIA CORP513075BL40.3%1,800,000$105.50$1,899,0005.75N/ANACorporate BondsReal EstateBa1BB-02/01/2026
GETTY IMAGES INC TL B 1L37427UAF70.3%1,984,334$95.13$1,887,6085.24N/ANASenior LoansConsumer DiscretionaryB3CCC10/18/2019
SEALED AIR CORP 144A81211KAX80.3%1,750,000$107.75$1,885,6255.50N/ANACorporate BondsMaterialsBa3BB+09/15/2025
NAVISTAR INTL CORP 144A63934EAT50.3%1,800,000$104.53$1,881,5406.63N/ANACorporate BondsIndustrialsCaa1CCC+11/01/2025
CLEAR CHANNEL COMMUNICATION184502BQ40.3%31,319,499$6.00$1,879,17014.00N/ANACorporate BondsConsumer DiscretionaryCaD02/01/2021
CATALENT PHARMA SOLUTIONS INC 144A14879EAD00.3%1,875,000$100.00$1,875,0004.88N/ANACorporate BondsHealth CareB3B+01/15/2026
TREEHOUSE FOODS INC 144A89469AAC80.3%1,800,000$103.75$1,867,5006.00N/ANACorporate BondsConsumer StaplesBa2BB02/15/2024
QEP RESOURCES INC SR UNSECURED74733VAD20.3%1,820,000$102.23$1,860,6415.63N/ANACorporate BondsEnergyBa3BB+03/01/2026
SIRIUS XM RADIO INC 144A82967NAU20.3%1,800,000$102.50$1,845,0005.38N/ANACorporate BondsConsumer DiscretionaryBa3BB04/15/2025
PILGRIM'S PRIDE CORP 144A72147KAC20.3%1,820,000$101.00$1,838,2005.75N/ANACorporate BondsConsumer StaplesB1B+03/15/2025
ENTEGRIS INC COMPANY GUAR 144A29362UAB00.3%1,820,000$100.38$1,826,8254.63N/ANACorporate BondsInformation TechnologyBa3BB-02/10/2026
BLACKBOARD INC SECURED 144A091935AD80.3%2,000,000$91.25$1,825,0009.75N/ANACorporate BondsInformation TechnologyCaa1CCC10/15/2021
ACRISURE LLC/FIN INC SR UNSECURED 144A00489LAA10.3%1,820,000$99.50$1,810,9007.00N/ANACorporate BondsFinancialsCaa2CCC+11/15/2025
J2 CLOUD LLC/GLOBAL INC 144A466253AA90.3%1,700,000$105.75$1,797,7506.00N/ANACorporate BondsInformation TechnologyBa3BB07/15/2025
MURPHY OIL CORP 5.75626717AJ10.3%1,750,000$102.50$1,793,750 N/ANACorporate BondsEnergyBa3BBB-08/15/2025
CROWN AMER/CAP CORP VI 144A228187AA80.3%1,775,000$100.75$1,788,3134.75N/ANACorporate BondsMaterialsBa3B+02/01/2026
LEVEL 3 FINANCING INC527298AY90.3%1,750,000$101.50$1,776,2506.13N/ANACorporate BondsTelecommunication ServicesBa3BB01/15/2021
LITHIA MOTORS INC 144A536797AC70.3%1,700,000$103.00$1,751,0005.25N/ANACorporate BondsConsumer DiscretionaryBa2BB08/01/2025
VENATOR FIN SARL 144A9226APAA30.3%1,700,000$103.00$1,751,0005.75N/ANACorporate BondsFinancialsB2BB-07/15/2025
MOLINA HEALTHCARE INC 144A60855RAH30.3%1,750,000$99.88$1,747,813 N/ANACorporate BondsHealth CareB2BB06/15/2025
ASSUREDPARTNERS INC 144A04624VAA70.3%1,700,000$102.50$1,742,5007.00N/ANACorporate BondsFinancialsCaa2CCC+08/15/2025
EW SCRIPPS CO 144A811054AG00.3%1,750,000$98.75$1,728,125 N/ANACorporate BondsConsumer DiscretionaryB1BB-05/15/2025
STATION CASINOS LLC 144A857691AF60.3%1,700,000$100.88$1,714,8755.00N/ANACorporate BondsConsumer DiscretionaryB3B-10/01/2025
RITCHIE BROS AUCTIONEERS 144A767744AA30.3%1,650,000$102.75$1,695,3755.38N/ANACorporate BondsIndustrialsB2BB-01/15/2025
DAE FUNDING LLC 144A23371DAA20.3%1,700,000$99.50$1,691,5004.50N/ANACorporate BondsIndustrialsBa3BB08/01/2022
ASHTEAD CAPITAL INC 144A045054AD50.3%1,700,000$99.00$1,683,0004.13N/ANACorporate BondsIndustrialsBa2BBB-08/15/2025
SBA COMMUNICATIONS CORP SR UNSECURED78410GAA20.3%1,700,000$98.50$1,674,5004.00N/ANACorporate BondsReal EstateB2B+10/01/2022
VERITAS BERMUDA LTD REPRICED TL B1 1LG9341JAG50.3%1,650,250$100.73$1,662,2896.14N/ANASenior LoansIndustrialsB2B+01/27/2023
VIDEOTRON LTD 144A92660FAK00.3%1,600,000$103.75$1,660,0005.13N/ANACorporate BondsConsumer DiscretionaryBa2BB04/15/2027
TERVITA ESCROW CORP 144A88158UAA60.3%1,650,000$100.13$1,652,0637.63N/ANACorporate BondsIndustrialsB2B12/01/2021
SYMANTEC CORP 144A871503AU20.2%1,600,000$101.98$1,631,726 N/ANACorporate BondsInformation TechnologyBaa3BB+04/15/2025
PARSLEY ENERGY LLC/FINAN 144A701885AB10.2%1,500,000$105.50$1,582,5006.25N/ANACorporate BondsEnergyB2BB-06/01/2024
CCO HLDGS LLC/CAP CORP 144A1248EPBR30.2%1,500,000$102.00$1,530,0005.50N/ANACorporate BondsConsumer DiscretionaryB1BB05/01/2026
HILL ROM HOLDINGS INC 144A431475AB80.2%1,500,000$101.50$1,522,500 N/ANACorporate BondsHealth CareB1BB02/15/2025
COGENT COMM FINANCE INC CO 144A19240BAA30.2%1,500,000$101.25$1,518,7505.63N/ANACorporate BondsTelecommunication ServicesCaa1B-04/15/2021
CARESTREAM HLTH INC TERM LOAN 2L14173VAH60.2%1,506,040$99.31$1,495,6879.95N/ANASenior LoansHealth CareCaa1B-12/05/2019
TEREX CORP 144A880779AZ60.2%1,450,000$103.13$1,495,3135.63N/ANACorporate BondsIndustrialsB2BB02/01/2025
MHGE PARENT LLC/FINANCE 144A55303MAA70.2%1,500,000$99.63$1,494,3758.50N/ANACorporate BondsTelecommunication ServicesCaa1CCC+08/01/2019
HCA INC COMPANY GUAR 02/26 5.875404119BS70.2%1,425,000$104.63$1,490,9065.88N/ANACorporate BondsHealth CareB1B+02/15/2026
BMC STOCK HOLDINGS INC 144A055604AA00.2%1,425,000$103.50$1,474,8755.50N/ANACorporate BondsIndustrialsB2BB-10/01/2024
LEVEL 3 FINANCING INC527298BF90.2%1,455,000$100.25$1,458,6385.13N/ANACorporate BondsTelecommunication ServicesBa3BB05/01/2023
INTELSAT JACKSON HLDGS S A45824TAC90.2%1,635,000$87.63$1,432,6697.25N/ANACorporate BondsTelecommunication ServicesCaa2CCC+10/15/2020
ZAYO GROUP LLC/ZAYO CAP 144A989194AP00.2%1,400,000$101.63$1,422,8205.75N/ANACorporate BondsTelecommunication ServicesB3B01/15/2027
DISH DBS CORP25470XAL90.2%1,500,000$93.79$1,406,7755.00N/ANACorporate BondsConsumer DiscretionaryBa3B+03/15/2023
ENERSYS 144A29275YAB80.2%1,325,000$104.13$1,379,656 N/ANACorporate BondsIndustrialsBa2BB+04/30/2023
HUDBAY MINERALS INC 144A443628AF90.2%1,250,000$106.75$1,334,3757.25N/ANACorporate BondsMaterialsB3B+01/15/2023
CENGAGE LEARNING HOLDINGS II COMMON STO15136X1020.2%180,828$7.38$1,333,607 N/ANACommon StocksConsumer DiscretionaryNRNR 
SEVEN GENERATIONS ENERGY 144A81783QAC90.2%1,320,000$101.00$1,333,2005.38N/ANACorporate BondsEnergyBa3B+09/30/2025
SHELF DRILL HOLD LTD 144A822538AE40.2%1,300,000$101.38$1,317,8758.25N/ANACorporate BondsEnergyB2B-02/15/2025
NABORS INDUSTRIES INC62957HAC90.2%1,300,000$100.00$1,300,0005.50N/ANACorporate BondsEnergyBa3BB01/15/2023
PLATFORM SPECIALTY PROD 144A72766QAD70.2%1,250,000$101.63$1,270,3135.88N/ANACorporate BondsMaterialsCaa1B+12/01/2025
SEQUA CORP 2L TL81733HAC00.2%1,224,522$102.21$1,251,56610.77N/ANASenior LoansIndustrialsCaa2CCC04/26/2022
FIELDWOOD ENERGY LLC TL 1L31659HAG60.2%1,262,562$96.42$1,217,3258.45N/ANASenior LoansEnergyB3D08/31/2020
HGIM CORP TERM LOAN B40419BAJ50.2%2,464,825$46.63$1,149,2256.10N/ANASenior LoansEnergyCaa3CCC-06/14/2020
CLOUD CRANE LLC SECURED 144A18911YAA30.2%1,000,000$113.00$1,130,000 N/ANACorporate BondsIndustrialsB3B08/01/2024
DENBURY RESOURCES INC 144A247916AJ80.2%989,000$112.02$1,107,8293.50N/ANACorporate BondsEnergyNRNR03/31/2024
SS&C TECH HOLDINGS INC78467JAC40.2%1,050,000$104.88$1,101,1885.88N/ANACorporate BondsInformation TechnologyB2B+07/15/2023
BEAZER HOMES USA07556QBP90.2%1,000,000$109.25$1,092,5008.75N/ANACorporate BondsConsumer DiscretionaryB3NR03/15/2022
POLARIS INTERMEDIATE 144A73107GAA10.2%1,000,000$104.13$1,041,2508.50N/ANACorporate BondsIndustrialsCaa2B-12/01/2022
NGL ENRGY PART LP/FIN CO62913TAE20.2%1,000,000$101.50$1,015,0005.13N/ANACorporate BondsEnergyB2B+07/15/2019
SM ENERGY CO78454LAN00.2%950,000$104.25$990,3756.75N/ANACorporate BondsEnergyB2B+09/15/2026
LOUISIANA PACIFIC CORP COMPANY GUAR546347AK10.2%950,000$102.88$977,3134.88N/ANACorporate BondsMaterialsBa2BB+09/15/2024
HILTON DOMESTIC OPERATIN COMPANY GUAR 0432833AB70.1%940,000$99.54$935,6574.25N/ANACorporate BondsConsumer StaplesBa3BB+09/01/2024
NUANCE COMMUNICATIONS INC 12/26 5.62567020YAQ30.1%900,000$103.34$930,0605.63N/ANACorporate BondsInformation TechnologyBa3BB-12/15/2026
CEVA GROUP PLC TERM LOAN 1L54601GAV60.1%953,489$97.50$929,6527.01N/ANASenior LoansIndustrialsCaa1B-03/14/2021
HD SUPPLY INC 144A40415RAR60.1%860,000$107.00$920,2005.75N/ANACorporate BondsIndustrialsB2B+04/15/2024
PROVIDENT FDG/PFG FIN 144A74387UAJ00.1%850,000$104.25$886,1256.38N/ANACorporate BondsFinancialsB1B+06/15/2025
VERSUM MATERIALS INC 144A92532WAA10.1%825,000$106.00$874,5005.50N/ANACorporate BondsInformation TechnologyBa3BB09/30/2024
KFC HLD/PIZZA HUT/TACO48250NAC90.1%875,000$99.25$868,438 N/ANACorporate BondsConsumer DiscretionaryB1BB06/01/2027
AMN HEAL THCARE INC 144A00175PAA10.1%850,000$102.03$867,2555.13N/ANACorporate BondsHealth CareBa2BB-10/01/2024
SUMMIT MATERIALS LLC/FIN 144A86614RAL10.1%850,000$101.88$865,9385.13N/ANACorporate BondsIndustrialsB3BB-06/01/2025
MASONITE INTERNATIONAL CORP 144A575385AA70.1%820,000$104.00$852,8005.63N/ANACorporate BondsIndustrialsBa3BB03/15/2023
VIASAT INC 144A92552VAK60.1%850,000$99.38$844,6885.63N/ANACorporate BondsInformation TechnologyB3BB-09/15/2025
NORTHWEST ACQ/DOMINION 144A66727WAA00.1%820,000$103.00$844,6007.13N/ANACorporate BondsMaterialsBa3BB-11/01/2022
STEEL DYNAMICS INC WI858119BH20.1%850,000$98.97$841,2454.13N/ANACorporate BondsMaterialsBa1BB+09/15/2025
HOLOGIC INC SR UNSECURED 144A436440AK70.1%820,000$100.00$820,0004.38N/ANACorporate BondsHealth CareBa3BB-10/15/2025
AMERICAN WOODMARK CORP 144A030506AA70.1%800,000$100.00$800,0004.88N/ANACorporate BondsIndustrialsBa3BB03/15/2026
SYNIVERSE HLDGS INC TL B 1L87164GAE30.1%781,999$99.81$780,5374.69N/ANASenior LoansTelecommunication ServicesB3B04/23/2019
VIRGIN MEDIA FINANCE PLC 144A92769VAF60.1%750,000$102.25$766,875 N/ANACorporate BondsConsumer DiscretionaryB2B10/15/2024
PARSLEY ENERGY LLC/FINAN 144A701885AF20.1%750,000$101.00$757,500 N/ANACorporate BondsEnergyB2BB-08/15/2025
CLEAR CHANNEL COMMUNICATIONS184502BN10.1%1,000,000$73.13$731,250 N/ANACorporate BondsConsumer DiscretionaryCaa1CC03/01/2021
H&E EQUIPMENT SERVICES CO GUAR 144A404030AF50.1%700,000$103.75$726,2505.63N/ANACorporate BondsIndustrialsB2BB-09/01/2025
CCO HLDGS LLC 03/23 41248EPBZ50.1%725,000$98.22$712,088 N/ANACorporate BondsConsumer DiscretionaryB1BB03/01/2023
CLAIRES STORES INC 144A179584AM90.1%1,000,000$70.75$707,5009.00N/ANACorporate BondsConsumer DiscretionaryCaa3CC03/15/2019
CEVA GROUP PLC DUTCH BV TERM LOAN 1L54601GAX20.1%691,279$97.50$673,9987.14N/ANASenior LoansIndustrialsCaa1B-03/19/2021
CEVA GROUP PLC SYNTHETIC LOC TERM LN 1L54601GBA10.1%681,063$97.50$664,0377.14N/ANASenior LoansIndustrialsCaa1B-03/19/2021
CCO HLDGS LLC/CAP CORP 144A1248EPBM40.1%570,000$103.50$589,9505.75N/ANACorporate BondsConsumer DiscretionaryB1BB02/15/2026
GYMBOREE HLDG CORP COMMON STOCK4037774020.1%32,604$17.00$554,268 N/ANACommon StocksConsumer Discretionary   
DELTA 2 LUX SARL 1ST LIEN TERM LOAN BL2465BAJ50.1%513,427$100.58$516,3805.47N/ANASenior LoansConsumer DiscretionaryWRNR07/30/2021
PARTY CITY HOLDINGS INC702150AC70.1%500,000$102.63$513,125 N/ANACorporate BondsConsumer DiscretionaryB2B-08/15/2023
SCIENTIFIC GAMES INTERNATIONAL 144A80874YAW00.1%500,000$100.25$501,2505.00N/ANACorporate BondsConsumer DiscretionaryBa3B+10/15/2025
CLEAR CHANNEL WORLDWIDE HLDGS18451QAG30.1%500,000$98.50$492,500 N/ANACorporate BondsConsumer DiscretionaryCaa1B-03/15/2020
CATALINA MARKETING CORP TERM LOAN 2L16282FAE10.1%1,000,000$41.83$418,2508.41N/ANASenior LoansConsumer DiscretionaryCaa1CCC-04/03/2022
TTM TECHNOLOGIES INC 144A87305RAH20%280,000$102.75$287,7005.63N/ANACorporate BondsInformation TechnologyB2BB10/01/2025
REX ENERGY CORP761565AG50%700,000$37.00$259,0008.00N/ANACorporate BondsEnergyNRNR10/01/2020
SYNIVERSE HOLDINGS INC87163FAA40%200,000$99.88$199,7509.13N/ANACorporate BondsTelecommunication ServicesCaa2CCC+01/15/2019
EDUCATION MANAGEMENT LLC TERM LOAN A976AFYII00%708,276$27.50$194,7761.70N/ANASenior LoansConsumer DiscretionaryNRNR01/05/2020
GYMBOREE HLDG CORP COMMON STOCK4037773030%11,975$14.19$169,971 N/ANACommon StocksConsumer Discretionary   
FIELDWOOD ENERGY LLC 2ND LIEN TL31659HAF80%921,655$16.50$152,0738.82N/ANASenior LoansEnergyCaD09/30/2020
CEVA GROUP PLC CANADIAN TERM LOAN 1L54601GAW40%119,186$97.50$116,2077.14N/ANASenior LoansIndustrialsCaa1B-03/19/2021
NORTEL NETWORKS LTD656ESCAK60%2,000,000$4.88$97,500 N/ANACorporate BondsInformation Technology  07/15/2011
LIGHTSTREAM RESOURCES 144A71645AAA70%1,000,000$8.75$87,500 N/ANACorporate BondsEnergyWRNR02/01/2020
OCEAN RIG UDW INCG669641180%2,418$26.92$65,093 N/ANACommon StocksEnergy   
COMSTOCK RESOURCES INC2057683020%5,500$9.74$53,570 N/ANACommon StocksEnergyWRB+ 
AVAYA HLDGS CORP CALL EXP 15DEC2205351X1190%45,063$1.07$48,366 N/ANAWarrantsInformation Technology   
CITI CDS UNITI GRP BP 2/22 ICE99S0YJ2M40%-2,000,000$92.65$46,440 N/ANACredit Default SWAPFinancialsCaa1B-12/20/2022
EDUCATIONAL MANAGEMENT COMMON STOCK28140M8710%10,050,485 $40,202 N/ANACommon StocksConsumer DiscretionaryNRNR 
EDUCATION MANAGEMENT LLC TERM LOAN B976AFZII70%1,594,701$1.56$24,9251.70N/ANASenior LoansConsumer DiscretionaryNRNR01/05/2020
OCEAN RIG UDW INC. TERM LOANY2112NAB90%13,857$101.50$14,0658.00N/ANASenior LoansEnergyCaa1B09/20/2024
ENERGY & EXPLORATION PARTNERS 2L PIK TL930EFQII40%36,851$1.50$5531.49N/ANASenior LoansEnergy  05/13/2022
TRIBUNE CO CLASS C1 LITIGATION INTEREST921HNP9000%9,292$0.05$465 N/ANACommon StocksConsumer Discretionary   
EDUCATION MGMT CORP NEW PREFERRED STOCK28140M3010%11,184 $17.50N/ANA$25 Par (or similar) Preferred SecuritiesConsumer DiscretionaryNRNR01/01/2065
CLEAR CHANNEL COMMUNICATIONS INC184ESC9Q60%30,702,382 $012.00N/ANACorporate BondsConsumer Discretionary  08/01/2021
AVAYA INC 144A053ESCAJ80%11,050,000 $010.50N/ANACorporate BondsInformation TechnologyNANA03/01/2021
AVETA INC. 144A053ESCAG40%3,435,000 $07.00N/ANACorporate BondsInformation TechnologyNANA04/01/2019
CITI CDS HCA BP 2/22 ICE99S0YZ1P20%-4,000,000$117.19-$21,320 N/ANACredit Default SWAPFinancialsB1B+12/20/2022
CITI CDS CTL BP 2/22 ICE99S0ZATD30%-2,650,000$86.90-$26,443 N/ANACredit Default SWAPFinancialsB2B+12/20/2022
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