Mutual Funds

MF

Nuveen NWQ Flexible Income Fund


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As of Date: 1/31/2018
NameCUSIP% of PortfolioSharesPriceMarket ValueCouponYieldStateAsset TypeSectorMoody RatingS & P RatingMaturity Date
VIACOM INC925524AX83%19,599,000$119.09$23,340,8686.88N/ANACorporate BondsConsumer DiscretionaryBaa3BBB-04/30/2036
CASH EQUIVALENT (STATE STREET REPO)85748R0092.2%16,991,514$100.00$16,991,514 N/ANACash and EquivalentsUS GuaranteedAaaAA+ 
WESTERN DIGITAL CORP958102AL91.9%12,700,000$116.93$14,849,47510.50N/ANACorporate BondsInformation TechnologyBaa3BB+04/01/2024
HP ENTERPRISE CO42824CAY51.9%13,975,000$105.80$14,786,129 N/ANA Information TechnologyBaa2BBB10/15/2045
DISH DBS CORP25470XAY11.8%13,900,000$102.75$14,282,2507.75N/ANACorporate BondsConsumer DiscretionaryBa3B+07/01/2026
LIBERTY INTERACTIVE LLC530715AG61.8%19,975,000$70.50$14,082,3754.00N/ANAConvertible BondsConsumer DiscretionaryB2BB11/15/2029
BANK OF AMERICA MERRILL LYNCH59026T7711.7%848,790$15.73$13,351,467 N/ANA FinancialsNRNR 
L BRANDS INC501797AL81.7%12,806,000$102.25$13,094,1356.88N/ANACorporate BondsConsumer DiscretionaryBa1BB+11/01/2035
CITIGROUP INC172967KM21.6%11,530,000$108.75$12,538,8756.25N/ANA$25 Par (or similar) Preferred SecuritiesFinancialsBa2BB+02/15/2166
CENTURYLINK INC156700AT31.4%12,875,000$87.55$11,272,063 N/ANA Telecommunication ServicesB2B+03/15/2042
JP MORGAN CHASE BANK NA (QRVO)48128D8751.4%160,775$68.44$11,003,441 N/ANA FinancialsNRNR 
FIRSTENERGY CORP3379321071.4%319,500$32.90$10,511,550 N/ANACommon StocksUtilitiesBaa3BBB- 
JP MORGAN CHASE48128D5031.3%600,368$17.01$10,212,260 N/ANA FinancialsNRNR 
WELLS FARGO & CO NEW L CONV9497468041.3%7,730$1,280.00$9,894,4007.50N/ANA$25 Par (or similar) Preferred SecuritiesFinancialsBaa2BBB12/31/2049
SEAGATE HDD CAYMAN 06/27 4.87581180WAR21.2%9,695,000$98.38$9,537,6734.88N/ANACorporate BondsInformation TechnologyBaa3BB+06/01/2027
EMERA INC290876AD31.2%8,370,000$113.00$9,458,1006.75N/ANA$25 Par (or similar) Preferred SecuritiesUtilitiesBa2BBB-06/15/2076
GENERAL MOTORS CO37045VAK61.2%7,765,000$121.20$9,411,2926.60N/ANACorporate BondsConsumer DiscretionaryBaa3BBB04/01/2036
GLAXOSMITHKLINE PLC ADR37733W1051.2%249,400$37.51$9,354,994 N/ANACommon StocksHealth CareA1A+ 
AT&T INC00206REN81.1%8,725,000$101.35$8,842,349 N/ANA Telecommunication ServicesBaa1BBB+08/14/2037
GMAC CAPITAL TRUST I3618602081.1%319,055$26.02$8,301,8115.79N/ANA$25 Par (or similar) Preferred SecuritiesFinancialsB2B02/15/2040
BANK OF AMERICA CORP 6.5%060505EL41%7,251,000$111.88$8,112,0566.50N/ANA$25 Par (or similar) Preferred SecuritiesFinancialsBa1BBB-04/23/2166
SIEMENS AG UNSPONS ADR8261975011%106,200$76.25$8,097,750 N/ANA IndustrialsNAA+ 
LAND O'LAKES INC 144A514666AK21%7,000,000$113.50$7,945,0008.00N/ANA$25 Par (or similar) Preferred SecuritiesConsumer StaplesNRBB09/15/2166
US CELLULAR CORP9116845041%314,038$25.09$7,879,2137.25N/ANA$25 Par (or similar) Preferred SecuritiesTelecommunication ServicesBa1BB12/01/2063
FIRST DATA CORPORATION 144A319963BP81%7,405,000$105.31$7,798,4287.00N/ANACorporate BondsInformation TechnologyB3B12/01/2023
GREAT PLAINS ENERGY INC3911641001%249,100$31.12$7,751,992 N/ANACommon StocksUtilitiesNABBB 
NAVIENT CORP78442FEJ31%7,170,000$108.10$7,750,4128.00N/ANACorporate BondsFinancialsBa3B+03/25/2020
MGM GROWTH PROPERTIES LLC55303A1051%274,900$28.06$7,713,694 N/ANACommon StocksReal Estate   
RITE AID CORP 144A767754CH51%8,210,000$93.25$7,655,8256.13N/ANACorporate BondsConsumer StaplesB3B-04/01/2023
KINDRED HEALTHCARE INC494580AE31%7,070,000$106.69$7,542,8068.00N/ANACorporate BondsHealth CareB3B-01/15/2020
ASTRAZENECA GROUP PLC0463531081%214,800$35.06$7,530,888 N/ANACommon StocksHealth CareNAAA- 
NORDSTROM INC655664AR11%7,775,000$96.62$7,512,233 N/ANA Consumer DiscretionaryBaa1BBB+01/15/2044
SELECT INCOME REIT81618TAC41%7,575,000$99.05$7,503,122 N/ANA Real EstateBaa3BBB-02/01/2025
SEALED AIR CORP 144A81211KAK61%6,502,000$115.25$7,493,5556.88N/ANACorporate BondsMaterialsBa3BB+07/15/2033
TECH DATA CORP878237AH91%7,150,000$104.33$7,459,254 N/ANA Information TechnologyBaa3BBB-02/15/2027
AUTOMATION TOOLING SYSTE 144A001940AA31%7,131,000$104.50$7,451,895 N/ANA IndustrialsB2B+06/15/2023
AK STEEL CORP001546AU41%7,250,000$102.25$7,413,1257.00N/ANACorporate BondsMaterialsB3B-03/15/2027
ANHEUSER-BUSCH INBEV FIN035242AN61%6,585,000$112.53$7,410,151 N/ANA Consumer StaplesA3A-02/01/2046
CHS INC12542R7041%280,552$26.36$7,395,3516.75N/ANA$25 Par (or similar) Preferred SecuritiesConsumer StaplesNRNR12/31/2064
LADENBURG THALMANN FINL SVCS50575Q2010.9%286,928$25.35$7,273,6258.00N/ANA$25 Par (or similar) Preferred SecuritiesFinancialsNRNR12/31/2049
IMPERIAL BRANDS PLC-SPON ADR45262P1020.9%172,700$41.97$7,248,219 N/ANACommon StocksConsumer StaplesNANA 
ENVIVA PARTNERS LP/FIN29413XAB30.9%6,735,000$106.88$7,198,0318.50N/ANACorporate BondsEnergyB2B+11/01/2021
JPMORGAN CHASE & CO46625HJQ40.9%6,400,000$111.75$7,152,0006.75N/ANA$25 Par (or similar) Preferred SecuritiesFinancialsBaa3BBB-08/01/2166
COOPER-STANDARD AUTOMOTIVE 144A216762AF10.9%6,954,000$102.50$7,127,850 N/ANA IndustrialsB2B+11/15/2026
MCDONALD'S CORP58013MFA70.9%6,100,000$115.01$7,015,733 N/ANA Consumer DiscretionaryBaa1BBB+12/09/2045
AMERICAN AXLE & MFG INC02406PAR10.9%6,675,000$104.50$6,975,375 N/ANA Consumer DiscretionaryB2B04/01/2025
AMERICAN AXLE & MFG INC 144A02406PAP50.9%6,675,000$104.50$6,975,3756.25N/ANACorporate BondsConsumer DiscretionaryB2B04/01/2025
DANA FINANCING LUX SARL 144A235822AA10.9%6,175,000$108.13$6,676,7196.50N/ANACorporate BondsIndustrialsB1BB06/01/2026
NEXTERA ENERGY INC CONV65339F8460.8%90,700$70.96$6,436,0726.37N/ANAConvertible Preferred SecuritiesUtilitiesNRBBB09/11/2065
LIBERTY MUTUAL GROUP 144A53079EAN40.8%4,965,000$126.50$6,280,7257.80N/ANACapital Preferred SecuritiesFinancialsBaa3BB+03/15/2037
A SCHULMAN INC808194AB00.8%5,823,000$105.50$6,143,2656.88N/ANACorporate BondsMaterialsB3B06/01/2023
DONNELLEY FINANCIAL SOL25787GAC40.8%5,750,000$105.75$6,080,6258.25N/ANACorporate BondsFinancialsB3B10/15/2024
AMERICAN INTERNATIONAL GROUP INC0268747840.8%94,800$63.92$6,059,616 N/ANACommon StocksFinancialsBaa1A- 
BANK OF NT BUTTERFIELD & SONG0772R2080.8%147,288$40.19$5,919,505 N/ANACommon StocksFinancials   
APARTMENT INVT & MGMT CO03748R1010.7%138,200$41.84$5,782,288 N/ANACommon StocksReal EstateNABB+ 
IRON MOUNTAIN INC46284PAP90.7%5,525,000$100.38$5,545,719 N/ANA Real EstateB2B08/15/2024
TEREX CORP 144A880779AZ60.7%5,370,000$103.13$5,537,8135.63N/ANACorporate BondsIndustrialsB2BB02/01/2025
DEAN FOODS CO 144A242370AD60.7%5,525,000$99.00$5,469,750 N/ANA Consumer StaplesB2BB-03/15/2023
CIT GROUP INC1255818010.7%107,800$50.69$5,464,382 N/ANACommon StocksFinancialsNAB+ 
RR DONNELLEY & SONS CO257867BA80.7%5,532,000$98.38$5,442,1056.50N/ANACorporate BondsIndustrialsB2B11/15/2023
VIASAT INC 144A92552VAK60.7%5,450,000$99.38$5,415,9385.63N/ANACorporate BondsInformation TechnologyB3BB-09/15/2025
KENNEDY-WILSON INC489399AG00.7%5,275,000$102.50$5,406,8755.88N/ANACorporate BondsReal EstateB2BB04/01/2024
ITRON INC 144A465740AA60.7%5,365,000$100.50$5,391,8255.00N/ANACorporate BondsIndustrialsB2BB-01/15/2026
NEXSTAR ESCROW CORP 144A65341XAA60.7%5,200,000$103.31$5,372,2245.63N/ANACorporate BondsConsumer DiscretionaryB3B+08/01/2024
VEREIT INC92339V2090.7%206,287$25.24$5,206,6846.70N/ANA$25 Par (or similar) Preferred SecuritiesReal EstateNRNR12/31/2049
DISH NETWORK CORP25470MAB50.7%4,875,000$106.19$5,176,558 N/ANA Consumer DiscretionaryBa3B-08/15/2026
ZION BANCORPORATION989701BF30.7%4,619,000$112.00$5,173,2807.20N/ANA$25 Par (or similar) Preferred SecuritiesFinancialsNRBB-03/15/2166
ALTICE FINANCING SA 144A02154CAE30.7%4,961,000$103.81$5,150,1637.50N/ANACorporate BondsTelecommunication ServicesB1BB-05/15/2026
TEMPUR SEALY INTL INC88023UAG60.7%5,064,000$100.50$5,089,320 N/ANA Consumer DiscretionaryB1BB06/15/2026
UNITI GROUP/CSL CAPITAL20341WAD70.6%5,300,000$94.75$5,021,7508.25N/ANACorporate BondsReal EstateCaa1CCC+10/15/2023
LIBERTY MEDIA CORP CONV530715AL50.6%7,175,000$69.63$4,995,594 N/ANA Consumer DiscretionaryB2BB02/15/2030
CONDUENT FIN / XEROX BUS 144A206786AA30.6%4,100,000$116.78$4,787,98010.50N/ANACorporate BondsInformation TechnologyB2B+12/15/2024
AMERICAN AXLE & MFG INC02406PAU40.6%4,550,000$104.75$4,766,125 N/ANA Consumer DiscretionaryB2B04/01/2027
AMERICAN AXLE & MFG INC 144A02406PAS90.6%4,550,000$104.75$4,766,125 N/ANA Consumer DiscretionaryB2B04/01/2027
CNA FINANCIAL CORP1261171000.6%83,100$54.16$4,500,696 N/ANACommon StocksFinancialsNABBB- 
GCI INC36155WAK20.6%4,120,000$106.50$4,387,8006.88N/ANACorporate BondsTelecommunication ServicesB3BB-04/15/2025
CVR PARTNERS/CVR NITROGE 144A12663QAA30.6%4,065,000$106.88$4,344,4699.25N/ANACorporate BondsMaterialsB2B+06/15/2023
SYNCHRONY FINANCIAL87165B1030.6%107,200$39.68$4,253,696 N/ANACommon StocksFinancialsNRNR 
AMAZON.COM INC023135BN50.5%3,725,000$112.50$4,190,747 N/ANA Consumer DiscretionaryBaa1AA-12/03/2025
GFL ENVIRONMENTAL INC 144A36168QAA20.5%3,918,000$105.38$4,128,5939.88N/ANACorporate BondsIndustrialsB3B-02/01/2021
TRINSEO OP / TRINSEO FIN 144A89668QAE80.5%3,998,000$102.47$4,096,7515.38N/ANACorporate BondsMaterialsB3BB-09/01/2025
GENERAL MOTORS FINL CO37045XCA20.5%3,895,000$103.25$4,021,5885.75N/ANA$25 Par (or similar) Preferred SecuritiesConsumer DiscretionaryBa2BB+03/30/2166
NATIONAL STORAGE AFFILIAT6378702050.5%160,775$24.91$4,004,9056.00N/ANA$25 Par (or similar) Preferred SecuritiesReal EstateNRNR12/31/2067
GILEAD SCIENCES INC3755581030.5%47,700$83.80$3,997,260 N/ANACommon StocksHealth CareNAA- 
DELTA AIR LINES INC2473617020.5%70,300$56.77$3,990,931 N/ANACommon StocksIndustrialsNAB 
KINGFISHER PLC SPONS ADR4957244030.5%389,500$10.05$3,914,475 N/ANA Consumer DiscretionaryNRNR 
LLOYDS BANK PLC 144A539473AE80.5%2,900,000$133.47$3,870,59212.00N/ANA$25 Par (or similar) Preferred SecuritiesFinancialsNRBB+06/16/2166
OLIN CORP680665AK20.5%3,850,000$100.13$3,854,813 N/ANA MaterialsBa1BB02/01/2030
CAPITAL ONE FINANCIAL CO14040HBH70.5%3,710,000$103.25$3,830,5755.55N/ANA$25 Par (or similar) Preferred SecuritiesFinancialsBaa3BB12/01/2165
CIT GROUP INC A125581GU60.5%3,750,000$102.00$3,825,0005.80N/ANA$25 Par (or similar) Preferred SecuritiesFinancialsB1B+12/15/2165
AMAG PHARMACEUTICALS INC 144A00163UAB20.5%4,025,000$95.00$3,823,7507.88N/ANACorporate BondsHealth CareBa3B+09/01/2023
XPO CNW INC12612WAB00.5%3,535,000$107.75$3,808,9636.70N/ANACorporate BondsIndustrialsWRB05/01/2034
ARES CAPITAL CORP04010L1030.5%237,784$15.95$3,792,655 N/ANACommon StocksFinancialsBa1BBB 
ENTERPRISE PRODUCTS PARTNERS LP2937921070.5%137,000$27.62$3,783,940 N/ANACommon StocksEnergyNABBB 
LAND O'LAKES INC 144A514666AM80.5%3,400,000$111.25$3,782,5007.25N/ANA$25 Par (or similar) Preferred SecuritiesConsumer StaplesNRBB06/15/2166
DOWDUPONT INC26078J1000.5%49,700$75.58$3,756,326 N/ANACommon StocksMaterials   
ORACLE CORP68389X1050.5%72,700$51.59$3,750,593 N/ANACommon StocksInformation TechnologyNAA+ 
BANK OF AMERICA CORP DD060505EU40.5%3,325,000$112.00$3,724,0006.30N/ANA$25 Par (or similar) Preferred SecuritiesFinancialsBa1BBB-09/10/2166
ALLY FINANCIAL INC02005NBF60.5%3,475,000$107.00$3,718,250 N/ANA FinancialsNRBB-11/20/2025
CHS INC12542R5060.5%135,352$27.04$3,659,9187.10N/ANA$25 Par (or similar) Preferred SecuritiesConsumer StaplesNRNR12/31/2049
GREYSTAR REAL ESTATE PAR 144A39807UAB20.5%3,550,000$102.75$3,647,625 N/ANA Real EstateB2BB-12/01/2025
VEOLIA ENVIRONNEMENT ADR92334N1030.5%144,600$25.18$3,641,028 N/ANA UtilitiesBaa1BBB+ 
ARCELORMITTAL03938LAP90.5%2,800,000$129.00$3,612,0007.50N/ANACorporate BondsMaterialsBa1BBB-10/15/2039
RAYMOND JAMES FINANCIAL754730AF60.5%3,190,000$112.36$3,584,336 N/ANA FinancialsBaa1BBB+07/15/2046
UNIVAR INC 144A91336RAA20.5%3,425,000$104.50$3,579,125 N/ANA MaterialsB3B+07/15/2023
TPG RE FINANCE TRUST INC87266M1070.5%186,300$18.82$3,506,166 N/ANACommon StocksFinancialsNRNR 
FORD MOTOR CO345370CA60.5%2,750,000$127.10$3,495,2607.45N/ANACorporate BondsConsumer DiscretionaryBaa2BBB07/16/2031
LIFE STORAGE INC53223X1070.4%41,400$83.10$3,440,340 N/ANACommon StocksReal Estate   
SOUTHERN COPPER CORPORATION84265VAJ40.4%2,800,000$122.47$3,429,151 N/ANA MaterialsBaa2BBB04/23/2045
MORGAN STANLEY61762V2000.4%119,269$28.45$3,393,2037.13N/ANA$25 Par (or similar) Preferred SecuritiesFinancialsBa1BB+12/31/2049
PNC FINANCIAL693475AK10.4%3,100,000$109.13$3,382,8756.75N/ANA$25 Par (or similar) Preferred SecuritiesFinancialsBaa2BBB-02/01/2166
TRIUMPH GROUP INC896818AH40.4%3,400,000$98.25$3,340,5004.88N/ANACorporate BondsIndustrialsB3B-04/01/2021
TRANSCANADA TRUST89356BAB40.4%3,025,000$108.90$3,294,2255.88N/ANA$25 Par (or similar) Preferred SecuritiesEnergyBaa2BBB08/15/2076
BANK OF AMERICA CORP SER L CONV0605056820.4%2,610$1,262.00$3,293,8207.25N/ANA$25 Par (or similar) Preferred SecuritiesFinancialsBa1BBB-12/31/2049
CITIGROUP INC1729673580.4%115,254$28.24$3,254,7737.13N/ANA$25 Par (or similar) Preferred SecuritiesFinancialsBa2BB+12/31/2049
NATL GEN HLDG6362208730.4%131,689$24.71$3,253,3777.63N/ANA$25 Par (or similar) Preferred SecuritiesFinancialsNRNR09/15/2055
VERSUM MATERIALS INC 144A92532WAA10.4%2,850,000$106.00$3,021,0005.50N/ANACorporate BondsInformation TechnologyBa3BB09/30/2024
DIGITAL REALTY TRUST INC2538688480.4%108,165$26.50$2,866,3736.63N/ANA$25 Par (or similar) Preferred SecuritiesReal EstateNRBB+12/31/2049
WELLS FARGO & COMPANY949746RN30.4%2,600,000$108.77$2,828,0205.88N/ANA$25 Par (or similar) Preferred SecuritiesFinancialsBaa2BBB06/15/2166
GOLDMAN SACHS GROUP INC38148BAC20.4%2,600,000$104.13$2,707,2505.30N/ANA$25 Par (or similar) Preferred SecuritiesFinancialsBa1BB11/10/2166
HUNTINGTON BANCSHARES4461507080.3%97,727$26.72$2,611,2656.25N/ANA$25 Par (or similar) Preferred SecuritiesFinancialsBaa3BB03/21/2066
AMKOR TECHNOLOGY INC031652BE90.3%2,025,000$101.00$2,045,250 N/ANA Information TechnologyB1BB06/01/2021
MAIDEN HOLDINGS NA LTD56029Q4080.3%90,855$22.01$1,999,7197.75N/ANA$25 Par (or similar) Preferred SecuritiesFinancialsNRNR12/01/2043
FRONTIER COMMUNICATIONS35906AAZ10.3%2,475,000$78.25$1,936,68811.00N/ANACorporate BondsTelecommunication ServicesB3B09/15/2025
CHARLES SCHWAB CORP8085134020.2%68,800$26.23$1,804,6246.00N/ANA$25 Par (or similar) Preferred SecuritiesFinancialsBaa2BBB12/01/2065
KEMPER CORP4884012090.2%68,708$25.75$1,769,2317.38N/ANA$25 Par (or similar) Preferred SecuritiesFinancialsBa1BB02/27/2054
CYPRESS SEMICONDUCTOR CORP2328061090.2%98,300$17.29$1,699,607 N/ANACommon StocksInformation TechnologyWRNR 
ARGO GROUP US INC0401302050.2%63,718$25.32$1,613,3406.50N/ANA$25 Par (or similar) Preferred SecuritiesFinancialsNRBBB-09/15/2042
CHS INC12542R3080.2%41,119$28.77$1,182,9947.88N/ANA$25 Par (or similar) Preferred SecuritiesConsumer StaplesNRNR12/31/2049
DIGITAL REALTY TRUST INC2538688710.1%41,178$26.34$1,084,6297.38N/ANA$25 Par (or similar) Preferred SecuritiesReal EstateBaa3BB+12/31/2049
FNB CORP30255P1030.1%35,731$29.78$1,064,0697.25N/ANA$25 Par (or similar) Preferred SecuritiesFinancialsBa2NR12/31/2049
MORGAN STANLEY61761J4060.1%39,050$27.07$1,057,084 N/ANA FinancialsBa1BB+07/15/2065
HSBC HOLDINGS PLC4042808020.1%38,450$26.62$1,023,5398.00N/ANA$25 Par (or similar) Preferred SecuritiesFinancialsBaa2BBB-12/31/2049
CITIGROUP INC172967HZ70.1%925,000$103.63$958,5315.80N/ANA$25 Par (or similar) Preferred SecuritiesFinancialsBa2BB+05/15/2166
COLONY NORTHSTAR INC19625W6090.1%33,493$26.15$875,8428.75N/ANA$25 Par (or similar) Preferred SecuritiesReal EstateNRNR02/06/2067
QWEST CORP912920AC90.1%871,000$97.39$848,277 N/ANA Telecommunication ServicesBa2BBB-09/15/2033
COBANK ACB19075QAC60.1%775,000$109.05$845,1756.25N/ANA$25 Par (or similar) Preferred SecuritiesFinancialsNRBBB+10/01/2165
L BRANDS INC532716AK30.1%800,000$98.75$790,000 N/ANA Consumer DiscretionaryBa2BB-03/01/2033
HERCULES CAPITAL INC4270968620.1%31,021$25.35$786,3826.25N/ANA$25 Par (or similar) Preferred SecuritiesFinancialsNRBBB-07/30/2024
RR DONNELLEY & SONS CO257867BB60.1%675,000$95.50$644,625 N/ANA IndustrialsB2B04/01/2024
CAPITAL ONE FINANCIAL CO14040H7090.1%17,950$26.50$475,6756.70N/ANA$25 Par (or similar) Preferred SecuritiesFinancialsBaa3BB10/31/2064
SYNCHRONY FINANCIAL MAR18 36 CALLADI0Z5QR60%-1,072$4.00-$314,143 N/ANA FinancialsNRNR 
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