Mutual Funds

MF

Nuveen Preferred Securities and Income Fund


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As of Date: 1/31/2018
NameCUSIP% of PortfolioSharesPriceMarket ValueCouponYieldStateAsset TypeSectorMoody RatingS & P RatingMaturity Date
GENERAL ELECTRIC CO369604BQ53.2%129,109,000$101.00$130,400,0905.004.64NA$25 Par (or similar) Preferred SecuritiesIndustrialsBaa1BBB+02/19/2166
LLOYDS BANKING GROUP PLC539439AG42.9%106,051,000$112.88$119,705,0667.500.00NACapital Preferred SecuritiesFinancialsNRBB-06/27/2166
UNICREDIT SPAACI084QS92.9%107,683,000$111.09$119,625,2608.000.00NA$25 Par (or similar) Preferred SecuritiesFinancialsNRNR06/03/2166
INTESA SANPAOLO SPA 144A46115HAU12.8%105,436,000$111.25$117,297,5507.700.00NA$25 Par (or similar) Preferred SecuritiesFinancialsBa3BB-03/17/2166
FINANCIAL SECURITY ASSURANCE HLDGS 144A31769PAB62.7%112,205,000$99.50$111,643,9756.408.18NACapital Preferred SecuritiesFinancialsBaa3BBB+12/15/2066
CREDIT AGRICOLE SA 144A225313AJ42.1%73,477,000$119.72$87,967,8408.130.00NA$25 Par (or similar) Preferred SecuritiesFinancialsBa1BB+03/23/2166
JPMORGAN CHASE & CO46625HJQ41.9%69,372,000$111.75$77,523,2106.754.50NA$25 Par (or similar) Preferred SecuritiesFinancialsBaa3BBB-08/01/2166
UBS GROUP AG REGSACI0BSPY01.7%62,355,000$113.00$70,461,1507.000.00NA FinancialsNRBB+02/19/2166
BARCLAYS PLC06738EAA31.6%63,725,000$104.13$66,356,2058.250.00NACapital Preferred SecuritiesFinancialsNRB+03/15/2166
CREDIT SUISSE GROUP AG 144A22546DAB21.6%57,948,000$113.75$65,915,8507.500.00NA$25 Par (or similar) Preferred SecuritiesFinancialsNRBB06/11/2166
JPMORGAN CHASE & CO46625HKK51.5%61,112,000$103.03$62,960,6385.300.00NA$25 Par (or similar) Preferred SecuritiesFinancialsBaa3BBB-11/01/2166
WELLS FARGO & COMPANY949746RN31.5%57,270,000$108.77$62,292,5795.884.47NA$25 Par (or similar) Preferred SecuritiesFinancialsBaa2BBB06/15/2166
GOLDMAN SACHS GROUP INC M38148BAB41.4%57,719,000$103.25$59,594,8685.380.00NA$25 Par (or similar) Preferred SecuritiesFinancialsBa1BB11/10/2166
BARCLAYS PLCACI0PG9W31.4%52,622,000$109.32$57,528,4757.880.00NA$25 Par (or similar) Preferred SecuritiesFinancialsBa2B+12/15/2165
EMERA INC290876AD31.4%49,620,000$113.00$56,070,6006.750.00NA$25 Par (or similar) Preferred SecuritiesUtilitiesBa2BBB-06/15/2076
SOCIETE GENERALE 144A83368JKG41.3%50,998,000$107.88$55,014,0937.380.00NA$25 Par (or similar) Preferred SecuritiesFinancialsBa2BB+03/13/2166
CITIGROUP INC172967JK81.3%51,692,000$103.50$53,501,2205.880.00NA$25 Par (or similar) Preferred SecuritiesFinancialsBa2BB+09/27/2166
COBANK ACB19075Q8051.2%477,714$106.25$50,757,1136.256.39NA$25 Par (or similar) Preferred SecuritiesFinancialsNRBBB+12/31/2049
BANK OF AMERICA CORP DD060505EU41.2%44,205,000$112.00$49,509,6006.300.00NA$25 Par (or similar) Preferred SecuritiesFinancialsBa1BBB-09/10/2166
CAPITAL ONE FINANCIAL CO14040HBH71.2%46,623,000$103.25$48,138,2485.550.00NA$25 Par (or similar) Preferred SecuritiesFinancialsBaa3BB12/01/2165
FARM CREDIT BANK OF TEXAS 144A30767E4061.1%434,810$108.75$47,285,5886.756.80NACapital Preferred SecuritiesFinancialsBaa1NR07/23/2063
BNP PARIBAS 144A05565AAN31.1%39,053,000$114.88$44,862,1347.380.00NA$25 Par (or similar) Preferred SecuritiesFinancialsBa1BBB-02/19/2166
ROYAL BK SCOTLND GRP PLC780099CJ41.1%42,274,000$105.88$44,757,5987.505.00NA$25 Par (or similar) Preferred SecuritiesFinancialsBa3B09/30/2166
BANCO BILBAO VIZCAYA ARG05946KAF81.1%42,525,200$104.05$44,247,4716.130.00NA$25 Par (or similar) Preferred SecuritiesFinancialsBa2NR02/16/2166
GENERAL MOTORS FINL CO37045XCA21%41,396,000$103.25$42,741,3705.750.00NA$25 Par (or similar) Preferred SecuritiesConsumer DiscretionaryBa2BB+03/30/2166
BANK OF AMERICA CORP 6.5%060505EL41%38,143,000$111.88$42,672,4816.500.00NA$25 Par (or similar) Preferred SecuritiesFinancialsBa1BBB-04/23/2166
AGRIBANK FCB00850L2031%385,800$109.63$42,293,3256.886.86NA$25 Par (or similar) Preferred SecuritiesFinancialsBaa1BBB+11/05/2063
AERCAP GLOBAL AVIATION T00773HAA51%38,701,000$109.00$42,184,0906.500.00NA$25 Par (or similar) Preferred SecuritiesIndustrialsBa2BB06/15/2045
NY CMNTY BANCORP6494452021%1,506,768$27.99$42,174,4366.380.00NA$25 Par (or similar) Preferred SecuritiesFinancialsBa1BB-03/17/2067
QBE INSURANCE GRP LTD 144A74737EAA21%36,443,000$115.13$41,955,0047.500.00NA$25 Par (or similar) Preferred SecuritiesFinancialsBaa2NR11/24/2043
ROYAL BK SCOTLND GRP PLC780097BB61%37,161,000$111.63$41,480,9668.630.00NA$25 Par (or similar) Preferred SecuritiesFinancialsBa3B09/30/2166
PROVIDENT FINANCING TR I743863AA01%34,450,000$114.26$39,362,5707.416.60NACapital Preferred SecuritiesFinancialsBaa3BB+03/15/2038
SOCIETE GENERALE 144A83367TBF51%34,725,000$113.25$39,326,0637.880.00NA$25 Par (or similar) Preferred SecuritiesFinancialsBa2BB+06/18/2166
CREDIT AGRICOLE SA 144A225313AD71%34,613,000$113.57$39,308,3237.880.00NA$25 Par (or similar) Preferred SecuritiesFinancialsNRBB+03/23/2166
WELLS FARGO CO SER K949746PM70.9%38,052,500$100.94$38,410,1947.983.13NA$25 Par (or similar) Preferred SecuritiesFinancialsBaa2BBB09/15/2166
SOVEREIGN REAL ESTATE INV TR 144A84610XAA10.9%29,918$1,252.50$37,472,29512.007.27NACapital Preferred SecuritiesFinancialsBa1BB12/31/2049
CHS INC12542R5060.9%1,385,062$27.04$37,452,0767.100.00NA$25 Par (or similar) Preferred SecuritiesConsumer StaplesNRNR12/31/2049
MORGAN STANLEY61762V2000.9%1,314,913$28.45$37,409,2757.13-0.08NA$25 Par (or similar) Preferred SecuritiesFinancialsBa1BB+12/31/2049
LAND O'LAKES INC 144A514666AK20.9%32,710,000$113.50$37,125,8508.000.00NA$25 Par (or similar) Preferred SecuritiesConsumer StaplesNRBB09/15/2166
CITIGROUP INC R172967KD20.9%33,772,000$105.74$35,710,5136.130.00NA$25 Par (or similar) Preferred SecuritiesFinancialsBa2NR05/15/2166
MORGAN STANLEY61762V6060.9%1,336,045$26.15$34,937,5775.850.00NA$25 Par (or similar) Preferred SecuritiesFinancialsBa1BB+01/31/2067
COMPEER FINANCIAL ACA20453Q2010.8%31,870$1,093.00$34,833,9106.750.00NA$25 Par (or similar) Preferred SecuritiesFinancialsNRBB12/31/2049
WELLS FARGO & COMPANY949746RG80.8%32,655,000$105.90$34,581,6455.900.00NA$25 Par (or similar) Preferred SecuritiesFinancialsBaa2BBB12/15/2165
RABOBANK NEDERLAND 144A749770AQ60.8%30,193,000$110.38$33,325,52411.004.63NACapital Preferred SecuritiesFinancialsBaa2BBB-12/31/2165
ASPEN INSURANCE HLDG LTDG053841540.8%1,221,542$26.12$31,906,6775.956.76NA$25 Par (or similar) Preferred SecuritiesFinancialsBa1BBB-12/31/2049
ING GROEP NV456837AF00.8%29,055,000$107.75$31,306,7636.500.00NACorporate BondsFinancialsBa1BB10/16/2166
KEMPER CORP4884012090.7%1,146,819$25.75$29,530,5897.380.00NA$25 Par (or similar) Preferred SecuritiesFinancialsBa1BB02/27/2054
REGIONS FINANCIAL CORP7591EP5060.7%1,036,786$27.49$28,501,2476.380.00NA$25 Par (or similar) Preferred SecuritiesFinancialsBa1BB+12/31/2049
METLIFE INC C59156RBP20.7%27,542,000$102.76$28,302,1595.250.00NA$25 Par (or similar) Preferred SecuritiesFinancialsBaa3BBB-12/15/2165
SUNTRUST BANKS INC G867914BN20.7%27,861,000$100.25$27,930,6535.050.00NA$25 Par (or similar) Preferred SecuritiesFinancialsBaa3BB+12/15/2165
HSBC HOLDINGS PLC404280AT60.7%25,960,000$107.18$27,822,6306.380.00NA FinancialsBaa3NR09/30/2166
METLIFE INC 144A59156RBS60.7%18,876,000$146.88$27,724,1259.250.00NA$25 Par (or similar) Preferred SecuritiesFinancialsBaa2BBB04/08/2038
LAND O'LAKES INC 144A514666AM80.7%24,070,000$111.25$26,777,8757.250.00NA$25 Par (or similar) Preferred SecuritiesConsumer StaplesNRBB06/15/2166
GMAC CAPITAL TRUST I3618602080.6%1,018,736$26.02$26,507,5115.799.60NA$25 Par (or similar) Preferred SecuritiesFinancialsB2B02/15/2040
STANDARD CHARTERED PLC 144A853254BA70.6%24,565,000$107.75$26,468,7887.500.00NA$25 Par (or similar) Preferred SecuritiesFinancialsBa1BB-04/02/2162
COBANK ACB19075QAC60.6%24,175,000$109.05$26,364,0226.250.00NA$25 Par (or similar) Preferred SecuritiesFinancialsNRBBB+10/01/2165
ING US INC45685EAG10.6%24,660,000$106.25$26,201,2505.655.82ALCapital Preferred SecuritiesFinancialsBaa3BB+05/15/2053
QBE INSURANCE GROUP LTDBSSWBWII70.6%22,947,000$112.55$25,826,8496.750.00NA$25 Par (or similar) Preferred SecuritiesFinancialsNRBBB-12/02/2044
CREDIT SUISSE GROUP AGACI0S3RH20.6%22,690,000$108.88$24,703,7387.130.00NACorporate BondsFinancialsBa2BB-07/29/2166
PNC FINANCIAL693475AK10.6%22,562,000$109.13$24,620,7836.756.09NA$25 Par (or similar) Preferred SecuritiesFinancialsBaa2BBB-02/01/2166
CITIZENS FINANCIAL GROUP174610AH80.6%23,675,000$102.72$24,318,9605.500.00NA$25 Par (or similar) Preferred SecuritiesFinancialsNRBB+10/06/2166
ROYAL BANK OF SCOTLAND GRP PLC780097AH40.6%17,862,000$131.50$23,488,5307.657.25NA$25 Par (or similar) Preferred SecuritiesFinancialsBa2B+09/30/2166
AUST & NZ BANKING GROUP 144A05254HAA20.6%20,257,000$112.63$22,814,4466.750.00NA$25 Par (or similar) Preferred SecuritiesFinancialsBaa2BB+12/15/2165
M&T BANK CORPORATION F55261FAH70.5%21,156,000$104.98$22,208,5115.130.00NA$25 Par (or similar) Preferred SecuritiesFinancialsBaa2BBB-05/01/2166
REINSURANCE GRP OF AMER7593518020.5%803,196$26.90$21,605,9725.750.00NA$25 Par (or similar) Preferred SecuritiesFinancialsBaa2BBB06/15/2056
FARM CREDIT BANK TEXAS 144A30767E3070.5%18,350$1,175.00$21,561,25010.008.54NACapital Preferred SecuritiesFinancialsBaa1NR12/31/2049
STANDARD CHARTERED PLC853254BH20.5%19,484,000$110.00$21,432,4007.750.00NA$25 Par (or similar) Preferred SecuritiesFinancialsBa1BB-04/02/2166
BNP PARIBAS 144A05565AAQ60.5%19,148,000$109.13$20,895,2557.630.00NACorporate BondsFinancialsBa1BBB-09/30/2166
BANK OF AMERICA CORP060505DT80.5%20,139,000$102.00$20,541,7808.135.74NA$25 Par (or similar) Preferred SecuritiesFinancialsBa1BBB-11/15/2166
NUSTAR LOGISTICS67059T2040.5%808,295$25.37$20,506,4448.467.48NA$25 Par (or similar) Preferred SecuritiesEnergyBa2B+01/15/2043
PNC FINANCIAL SERVICES S693475AQ80.5%19,400,000$104.85$20,340,9005.000.00NA$25 Par (or similar) Preferred SecuritiesFinancialsBaa2BBB-05/01/2166
ROYAL BK SCOTLND GRP PLC780099CK10.5%17,700,000$114.44$20,255,5268.000.00NA$25 Par (or similar) Preferred SecuritiesFinancialsBa3B09/30/2166
BHP BILLITON FIN USA LTD 144A055451AW80.5%18,798,000$107.38$20,184,3536.250.00NA$25 Par (or similar) Preferred SecuritiesMaterialsBaa2BBB+10/19/2075
DISCOVER FINANCIAL SVS C254709AN80.5%19,380,000$101.56$19,682,8135.500.00NA$25 Par (or similar) Preferred SecuritiesFinancialsBa3BB-04/30/2166
UBS GROUP AG REGSACI0BSQJ20.5%18,490,000$105.33$19,474,9627.130.00NA FinancialsNRBB02/19/2166
MORGAN STANLEY61763E2070.5%677,709$28.06$19,016,5156.880.00NA$25 Par (or similar) Preferred SecuritiesFinancialsBa1BB+12/31/2049
KEYCORP493267AK40.5%18,340,000$101.75$18,660,9505.000.00NA$25 Par (or similar) Preferred SecuritiesFinancialsBaa3BB+12/15/2165
ASPEN INSURANCE HLDG LTDG053841620.4%741,540$24.69$18,308,6235.630.00NA$25 Par (or similar) Preferred SecuritiesFinancialsBa1BBB-12/31/2049
HUNTINGTON BANCSHARES4461507080.4%680,670$26.72$18,187,5026.250.00NA$25 Par (or similar) Preferred SecuritiesFinancialsBaa3BB03/21/2066
LLOYDS BANK PLC 144A539473AE80.4%13,350,000$133.47$17,818,07112.000.00NA$25 Par (or similar) Preferred SecuritiesFinancialsNRBB+06/16/2166
AMERICAN EXPRESS CO025816BJ70.4%17,190,000$102.38$17,598,2635.200.00NA$25 Par (or similar) Preferred SecuritiesFinancialsBaa2BB+05/15/2166
CITIGROUP INC1729673580.4%615,317$28.24$17,376,5527.136.93NA$25 Par (or similar) Preferred SecuritiesFinancialsBa2BB+12/31/2049
MORGAN STANLEY617474AA90.4%16,657,000$103.38$17,219,1745.554.10NA$25 Par (or similar) Preferred SecuritiesFinancialsBa1BB+07/15/2166
BANCO BILBAO VIZCAYA ARG SAACI05WH190.4%16,600,000$101.38$16,829,8779.000.00NA FinancialsNRNR08/09/2166
BANK OF AMERICA CORP FIX-FLOAT060505DR20.4%16,549,000$101.34$16,771,2538.005.20NACapital Preferred SecuritiesFinancialsBa1BBB-07/30/2166
WACHOVIA CAPITAL TRUST III92978AAA00.4%16,635,000$100.48$16,714,0165.577.99NACapital Preferred SecuritiesFinancialsBaa2BBB12/31/2049
ELECTRICITE DE FRANCE SA 144A268317AF10.4%16,255,000$102.75$16,702,0135.255.35NA$25 Par (or similar) Preferred SecuritiesUtilitiesBaa3BB07/29/2166
REINSURANCE GRP OF AMERICA7593517030.4%597,500$27.84$16,634,4006.206.31NA$25 Par (or similar) Preferred SecuritiesFinancialsBaa2BBB09/15/2042
HSBC HOLDINGS PLC404280BC20.4%15,465,000$107.38$16,605,5446.880.00NACorporate BondsFinancialsBaa3NR12/01/2165
DAIRY FARMERS OF AMERICA 144A23385HAA70.4%14,500,000$110.25$15,986,2507.130.00NA$25 Par (or similar) Preferred SecuritiesConsumer StaplesBaa3BB+12/01/2165
MACQUARIE BANK LONDON 144A55608XAC10.4%15,370,000$103.75$15,946,3756.130.00NA$25 Par (or similar) Preferred SecuritiesFinancialsBa1BB09/08/2166
NORDEA BANK AB 144A65557CAN30.4%14,630,000$107.31$15,698,7226.130.00NA$25 Par (or similar) Preferred SecuritiesFinancialsBa1BBB03/23/2166
COMMERZBANK AG 144A20259BAA90.4%13,035,000$119.24$15,543,5548.130.00NACapital Preferred SecuritiesFinancialsBa1BBB-09/19/2023
PARTNERRE LTDG686031440.4%563,048$27.54$15,506,3427.250.00NA$25 Par (or similar) Preferred SecuritiesFinancialsBaa2NR11/16/2066
HSBC CAPITAL FUNDING LP 144A40427LAB00.4%9,048,000$162.00$14,657,76010.186.21NA$25 Par (or similar) Preferred SecuritiesFinancialsBaa2BBB-12/31/2165
CHS INC12542R3080.4%506,287$28.77$14,565,8777.880.00NA$25 Par (or similar) Preferred SecuritiesConsumer StaplesNRNR12/31/2049
FIFTH THIRD BANCORP3167736050.4%511,006$28.28$14,451,2506.630.00NA$25 Par (or similar) Preferred SecuritiesFinancialsBaa3BB+12/31/2049
MAIDEN HOLDING LTDG5753U1200.4%631,151$22.62$14,276,6368.258.19NA$25 Par (or similar) Preferred SecuritiesFinancialsNRNR12/31/2049
BNP PARIBAS 144A05565AAB90.3%12,300,000$115.63$14,221,8757.206.84NA$25 Par (or similar) Preferred SecuritiesFinancialsBa1BBB-12/25/2165
COBANK ACB19075Q8620.3%132,336$107.00$14,159,9526.200.00NA$25 Par (or similar) Preferred SecuritiesFinancialsNRBBB+01/01/2065
BANCO SANTANDER SA REG SBMJ6X7II80.3%13,200,000$102.21$13,491,1926.380.00NA FinancialsBa1NR08/19/2166
SUNTRUST BANKS INC867914BJ10.3%12,625,000$103.75$13,098,4385.630.00NA$25 Par (or similar) Preferred SecuritiesFinancialsBaa3BB+06/15/2166
COUNTRYWIDE CAPITAL V GTD TRUST2223882090.3%508,667$25.58$13,011,7027.007.01NA$25 Par (or similar) Preferred SecuritiesFinancialsBaa3BBB-11/01/2066
AMERICAN EXPRESS CO025816BL20.3%12,687,000$101.50$12,877,3054.900.00NA$25 Par (or similar) Preferred SecuritiesFinancialsBaa2BB+09/15/2166
CHS INC12542R7040.3%470,500$26.36$12,402,3806.750.00NA$25 Par (or similar) Preferred SecuritiesConsumer StaplesNRNR12/31/2064
BNP PARIBAS 144A05565ACA90.3%11,500,000$107.75$12,391,2506.750.00NA FinancialsBa1BBB-03/14/2166
LAND O LAKES CAPITAL TRUST I 144A514665AA60.3%10,614,000$113.50$12,046,8907.450.00NA$25 Par (or similar) Preferred SecuritiesConsumer StaplesBa1BB03/15/2028
AXIS CAPITAL HLDGS LTD05461T3050.3%483,905$24.21$11,715,3405.500.00NA$25 Par (or similar) Preferred SecuritiesFinancialsBaa3BBB01/15/2067
TRANSCANADA TRUST89356BAB40.3%10,166,000$108.90$11,070,7745.880.00NA$25 Par (or similar) Preferred SecuritiesEnergyBaa2BBB08/15/2076
FARMER MAC3131488840.3%405,287$27.15$11,003,5426.880.00NA$25 Par (or similar) Preferred SecuritiesFinancialsNRNR12/31/2049
FARMER MAC3131488760.3%400,000$26.75$10,700,0006.000.00NA$25 Par (or similar) Preferred SecuritiesFinancialsNRNR12/31/2049
MAIDEN HOLDINGS NA LTD56029Q4080.3%470,218$22.01$10,349,4987.750.00NA$25 Par (or similar) Preferred SecuritiesFinancialsNRNR12/01/2043
HSBC HOLDINGS PLC404280BL20.3%9,750,000$104.63$10,200,9386.000.00NA$25 Par (or similar) Preferred SecuritiesFinancialsBaa3NR11/22/2165
BANK OF NY MELLON CORP064058AD20.3%9,955,000$102.28$10,181,4764.953.95NA$25 Par (or similar) Preferred SecuritiesFinancialsBaa1BBB12/20/2165
PRUDENTIAL FINANCIAL INC744320AL60.2%8,900,000$109.50$9,745,5005.886.10NA$25 Par (or similar) Preferred SecuritiesFinancialsBaa2BBB+09/15/2042
STANLEY BLACK & DECKER INC854502AF80.2%8,968,000$103.00$9,237,0405.750.00NA$25 Par (or similar) Preferred SecuritiesIndustrialsBaa2BBB+12/15/2053
NUSTAR ENERGY LP67058H3000.2%390,000$23.63$9,215,7007.630.00NA$25 Par (or similar) Preferred SecuritiesEnergyBa3B04/28/2067
STANDARD CHARTERED PLC 144A853254AT70.2%8,828,000$103.01$9,094,1296.500.00NA$25 Par (or similar) Preferred SecuritiesFinancialsBa1BB-10/02/2166
GOLDMAN SACHS GROUP INC38148BAC20.2%8,505,000$104.13$8,855,8315.300.00NA$25 Par (or similar) Preferred SecuritiesFinancialsBa1BB11/10/2166
SECURITY BENEFIT LIFE INSURANCE 144A814120AC50.2%7,267,000$121.23$8,809,8367.456.98NACorporate BondsFinancialsWRBBB10/01/2033
CITIGROUP INC172967JZ50.2%8,050,000$104.38$8,402,1885.950.00NA$25 Par (or similar) Preferred SecuritiesFinancialsBa2BB+02/15/2166
AXA SA054536AA50.2%5,750,000$142.27$8,180,5258.606.56NACapital Preferred SecuritiesFinancialsA3BBB+12/15/2030
STATE STREET CORP8574778550.2%303,157$26.30$7,973,0295.350.00NA$25 Par (or similar) Preferred SecuritiesFinancialsBaa1BBB06/15/2066
CITIGROUP INC172967GD70.2%7,463,000$105.13$7,845,4795.956.30NA$25 Par (or similar) Preferred SecuritiesFinancialsBa2BB+07/30/2166
PRUDENTIAL FINANCIAL INC744320AM40.2%7,179,000$108.77$7,808,5985.630.00NA$25 Par (or similar) Preferred SecuritiesFinancialsBaa2BBB+06/15/2043
DAIRY FARMERS AMER INC 144A23385H4060.2%66,700$114.45$7,634,0287.880.00NA$25 Par (or similar) Preferred SecuritiesConsumer StaplesBaa3BB+12/01/2065
BARCLAYS BANK PLC 144A06739FFU00.2%6,149,000$120.67$7,419,98010.185.01NACapital Preferred SecuritiesFinancialsBaa3BBB-06/12/2021
BANK OF AMERICA CORP060505EH30.2%6,875,000$107.89$7,417,4386.254.85NA$25 Par (or similar) Preferred SecuritiesFinancialsBa1BBB-03/05/2166
ING GROEP NV REGSACI0QYRD50.2%6,771,000$108.38$7,338,4376.880.00NA$25 Par (or similar) Preferred SecuritiesFinancialsBa1NR04/16/2166
M&T BANK CORPORATION55261FAG90.2%6,211,000$112.88$7,010,6666.450.00NA$25 Par (or similar) Preferred SecuritiesFinancialsBaa2BBB-08/15/2166
NUSTAR ENERGY LP67058H2010.2%277,700$25.22$7,003,5948.500.00NA$25 Par (or similar) Preferred SecuritiesEnergyBa3B11/25/2066
DEPOSITORY TRUST & CLEAR C249670AA80.2%6,700,000$103.00$6,901,0004.880.00NA$25 Par (or similar) Preferred SecuritiesFinancialsA2A12/15/2165
BANCO MERCANTIL DE NORTE 144A05962GAJ80.2%6,185,000$110.83$6,854,5267.630.00NA$25 Par (or similar) Preferred SecuritiesFinancialsBa2BB07/06/2167
ENTERPRISE PRODUCTS OPER29379VBN20.2%6,805,000$99.75$6,787,9885.250.00NA$25 Par (or similar) Preferred SecuritiesEnergyBaa2BBB-08/16/2077
NORTHERN TRUST CORP6658598720.2%230,910$26.26$6,063,6975.850.00NA$25 Par (or similar) Preferred SecuritiesFinancialsBaa1BBB+12/31/2049
SWEDBANK AB REGSACI0BSCB40.1%5,800,000$102.51$5,945,4645.500.00NA FinancialsBaa3BBB09/17/2166
STATE STREET CORP857477AQ60.1%5,607,000$104.25$5,845,2985.250.00NA$25 Par (or similar) Preferred SecuritiesFinancialsBaa1BBB09/15/2166
GOLDMAN SACHS GROUP38145G3080.1%221,300$26.05$5,764,8655.506.20NA$25 Par (or similar) Preferred SecuritiesFinancialsBa1BB12/31/2049
AMERICAN FINANCIAL GROUP0259327080.1%220,922$25.46$5,624,6746.000.00NA FinancialsBaa2BBB-11/15/2055
HARTFORD FINL SVCS GRP INC4165185040.1%187,876$29.04$5,455,9197.886.62NA$25 Par (or similar) Preferred SecuritiesFinancialsBaa3BBB-04/15/2042
DAIRY FARMERS AMER INC 144A23385H2080.1%53,000$102.92$5,454,5227.880.00NA$25 Par (or similar) Preferred SecuritiesConsumer StaplesBaa3BB+12/31/2049
WELLS FARGO REIT94988N2070.1%210,254$25.75$5,414,0416.380.00NA$25 Par (or similar) Preferred SecuritiesFinancialsNRBBB+12/31/2049
CITIGROUP CAPITAL III17305HAA60.1%3,955,000$132.56$5,242,6937.636.65NA FinancialsBa1BB+12/01/2036
TORCHMARK CORP8910274010.1%201,165$26.02$5,234,3136.130.00NA$25 Par (or similar) Preferred SecuritiesFinancialsBaa2BBB+06/15/2056
SOCIETE GENERALEACI06PTZ50.1%5,000,000$104.08$5,204,0808.250.00NA$25 Par (or similar) Preferred SecuritiesFinancialsBa2BB+11/29/2165
HUNTINGTON BANCS4461505000.1%280,000$18.50$5,180,0004.420.00NA FinancialsBaa3NR09/28/2066
BANK OF AMERICA CORP060505EN00.1%4,730,000$107.88$5,102,4886.100.00NA$25 Par (or similar) Preferred SecuritiesFinancialsBa1BBB-09/17/2166
LA MONDIALE REGSB7W05CII90.1%4,743,000$105.08$4,983,8977.630.00NA$25 Par (or similar) Preferred SecuritiesFinancialsNRBBB10/23/2166
VIACOM INC92553PBD30.1%4,780,000$101.57$4,854,8935.880.00NA$25 Par (or similar) Preferred SecuritiesConsumer DiscretionaryBa1BB02/28/2057
FAIRFAX FINANCIAL HLDGS303901AE20.1%3,777,000$123.28$4,656,1257.750.00NA FinancialsBaa3BBB-07/15/2037
VERIZON COMM INC92343V3020.1%161,495$25.85$4,174,6465.900.00NA Telecommunication ServicesBaa1BBB+02/15/2054
PRINCIPAL FINANCIAL GROUP INC74251VAL60.1%3,945,000$102.00$4,023,9004.700.00NA$25 Par (or similar) Preferred SecuritiesFinancialsBaa2BBB-05/15/2055
PRUDENTIAL FINANCIAL INC744320AN20.1%3,390,000$106.00$3,593,4005.205.85NA FinancialsBaa2BBB+03/15/2044
DELPHI FINANCIAL GROUP INC2471313030.1%131,141$23.25$3,049,0281.870.00NA$25 Par (or similar) Preferred SecuritiesFinancialsWRBB+05/15/2037
DRESDNER FUNDING TRUST I 144A26156FAA10.1%2,000,000$134.25$2,685,0008.150.00NA$25 Par (or similar) Preferred SecuritiesFinancialsBa2BB06/30/2031
ZIONS BANCORP9897018590.1%91,584$26.85$2,459,0300.000.00NA$25 Par (or similar) Preferred SecuritiesFinancialsNRBB-12/31/2049
PNC FINANCIAL6934758570.1%77,023$27.67$2,131,2266.136.06NA$25 Par (or similar) Preferred SecuritiesFinancialsBaa2BBB-12/31/2049
AMERICAN INTL GROUP INC026874BS50.1%1,500,000$136.00$2,040,0008.186.30NA$25 Par (or similar) Preferred SecuritiesFinancialsBaa2BBB-05/15/2058
US BANCORP9029738330.1%70,000$27.72$1,940,4006.506.09NA$25 Par (or similar) Preferred SecuritiesFinancialsA3BBB12/31/2049
SCE TRUST V78409W2010%52,325$25.21$1,319,1130.000.00NA$25 Par (or similar) Preferred SecuritiesUtilitiesBaa1BBB-03/08/2066
US BANCORP902973AY20%790,000$103.75$819,6255.133.78NA$25 Par (or similar) Preferred SecuritiesFinancialsA3BBB01/15/2166
CHS INC12542R8030%12,881$27.46$353,7127.500.00NA$25 Par (or similar) Preferred SecuritiesConsumer StaplesNRNR12/31/2049
CITI IRS USD PAY .4735 07/21 LCH99S0NXZD90%-80,000,000$99.90$77,565 N/ANA FinancialsAaaAA+07/13/2021
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