Mutual Funds

MF

Nuveen High Income Bond Fund


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As of Date: 1/31/2018
NameCUSIP% of PortfolioSharesPriceMarket ValueCouponYieldStateAsset TypeSectorMoody RatingS & P RatingMaturity Date
NUMERICABLE-SFR SA 144A67054KAA71.2%4,800,000$98.56$4,731,0007.38N/ANACorporate BondsConsumer DiscretionaryB1B+05/01/2026
SPRINT CAPITAL CORP852060AD41.1%4,150,000$103.38$4,290,0636.88N/ANACorporate BondsTelecommunication ServicesB3B11/15/2028
XPLORNET COMMUNICATIONS 144A98419FAL91.1%4,013,530$104.00$4,174,0719.63N/ANACorporate BondsInformation TechnologyCaa2CCC06/01/2022
ALCOA NEDERLAND HOLDING 144A013822AB71%3,450,000$110.85$3,824,3257.00N/ANA MaterialsBa2BB09/30/2026
GCI INC36155WAK20.9%3,425,000$106.50$3,647,6256.88N/ANACorporate BondsTelecommunication ServicesB3BB-04/15/2025
TENET HEALTHCARE CORP87243QAB20.9%3,375,000$104.81$3,537,4396.00N/ANACorporate BondsHealth CareBa3BB-10/01/2020
INTESA SANPAOLO SPA 144A46115HAU10.9%3,000,000$111.25$3,337,5007.70N/ANA$25 Par (or similar) Preferred SecuritiesFinancialsBa3BB-03/17/2166
UNICREDIT SPAACI084QS90.9%3,000,000$111.09$3,332,7068.00N/ANA$25 Par (or similar) Preferred SecuritiesFinancialsNRNR06/03/2166
SUNCOKE ENRGY PART LP/FI 144A86723CAF50.8%3,150,000$104.75$3,299,6257.50N/ANACorporate BondsMaterialsB2BB-06/15/2025
EP ENER/EVEREST ACQ FIN268787AH10.8%3,675,000$84.75$3,114,5639.38N/ANACorporate BondsEnergyCaa2NR05/01/2024
NAVIOS MARITIME HLDS/FIN 144A639365AH80.8%3,000,000$101.25$3,037,50011.25N/ANACorporate BondsIndustrialsCaa2B-08/15/2022
GENESIS ENERGY LP/FIN37185LAJ10.8%2,900,000$101.75$2,950,7506.50N/ANACorporate BondsEnergyB1BB-10/01/2025
SOUTHWESTERN ENERGY CO845467AM10.8%2,800,000$104.63$2,929,5007.50N/ANACorporate BondsEnergyB1BB-04/01/2026
ASCENT RESOURCES/ARU FIN 144A04364VAA10.7%2,625,000$110.13$2,890,78110.00N/ANACorporate BondsEnergyB3B-04/01/2022
DONNELLEY FINANCIAL SOL25787GAC40.7%2,720,000$105.75$2,876,4008.25N/ANACorporate BondsFinancialsB3B10/15/2024
LEVEL 3 FINANCING INC527298BM40.7%2,900,000$98.13$2,845,6255.25N/ANACorporate BondsTelecommunication ServicesBa3BB03/15/2026
TALEN ENERGY SUPPLY LLC87422VAA60.7%3,350,000$83.25$2,788,8756.50N/ANACorporate BondsUtilitiesB1B+06/01/2025
CRESCENT COMMUNITIES LLC 144A22572LAA30.7%2,612,000$106.00$2,768,7208.88N/ANACorporate BondsReal EstateCaa1B+10/15/2021
CBL & ASSOCIATES LP12505JAD50.7%3,000,000$92.16$2,764,6645.95N/ANA Real EstateBaa3BBB-12/15/2026
TASEKO MINES LTD 144A876511AC00.7%2,630,000$104.25$2,741,7758.75N/ANACorporate BondsMaterialsB3B-06/15/2022
AERCAP GLOBAL AVIATION T00773HAA50.7%2,500,000$109.00$2,725,0006.50N/ANA$25 Par (or similar) Preferred SecuritiesIndustrialsBa2BB06/15/2045
NRG ENERGY INC629377CA80.7%2,500,000$108.91$2,722,7507.25N/ANA UtilitiesB1BB-05/15/2026
PARK AEROSPACE HOLDINGS 144A70014LAB60.7%2,750,000$98.94$2,720,7815.50N/ANACorporate BondsIndustrialsBa3BB02/15/2024
ARCH MERGER SUB INC 144A03939PAA20.7%2,800,000$96.63$2,705,5008.50N/ANACorporate BondsIndustrialsB3B-09/15/2025
COMMUNICATIONS SALES & L 144A20341WAE50.7%3,000,000$88.75$2,662,5007.13N/ANACorporate BondsReal EstateCaa1CCC+12/15/2024
CURO FINANCIAL TECHNOLOG 144A23131JAA00.7%2,350,000$111.00$2,608,50012.00N/ANACorporate BondsInformation TechnologyCaa1B-03/01/2022
PARKER DRILLING CO701081AX90.7%3,029,000$86.00$2,604,9406.75N/ANA EnergyCaa2B-07/15/2022
BOMBARDIER INC 144A097751BM20.7%2,500,000$103.88$2,596,8757.50N/ANACorporate BondsIndustrialsCaa1B-03/15/2025
HC2 HOLDINGS INC 144A404139AA50.7%2,500,000$102.63$2,565,62511.00N/ANACorporate BondsIndustrialsCaa1B-12/01/2019
SHELF DRILL HOLD LTD 144A822538AE40.7%2,500,000$101.38$2,534,3758.25N/ANACorporate BondsEnergyB2B-02/15/2025
HUNT COS INC 144A445587AC20.6%2,500,000$99.99$2,499,7506.25N/ANACorporate BondsFinancialsB2BB-02/15/2026
FXI HOLDINGS INC 144A36120RAA70.6%2,500,000$99.75$2,493,7507.88N/ANACorporate BondsIndustrialsB2B11/01/2024
DISH DBS CORP25470XAJ40.6%2,500,000$99.50$2,487,5005.88N/ANACorporate BondsConsumer DiscretionaryBa3B+07/15/2022
ENSCO PLC29358QAH20.6%2,500,000$99.44$2,485,9387.75N/ANACorporate BondsEnergyB3BB-02/01/2026
RR DONNELLEY & SONS CO74978DAA20.6%2,375,000$104.25$2,475,9387.88N/ANACorporate BondsIndustrialsB2B03/15/2021
CHESAPEAKE ENERGY CORP 144A165167CV70.6%2,500,000$99.00$2,475,0008.00N/ANACorporate BondsEnergyCaa1CCC06/15/2027
EXELA INTERMED/EXELA FIN 144A30162RAA90.6%2,500,000$98.75$2,468,75010.00N/ANACorporate BondsFinancialsB3B07/15/2023
INCEPTION MRGR/RACKSPACE 144A45332JAA00.6%2,300,000$106.38$2,446,6258.63N/ANACorporate BondsInformation TechnologyB3B11/15/2024
CNG HOLDINGS INC 144A12612DAG10.6%2,470,000$98.25$2,426,7759.38N/ANACorporate BondsFinancialsCaa3CCC05/15/2020
ALTICE SA 144A02154VAA90.6%2,500,000$96.00$2,400,0007.75N/ANACorporate BondsConsumer DiscretionaryB3B05/15/2022
HEXION 2 US FIN CORP 144A42829LAE40.6%2,750,000$85.50$2,351,25013.75N/ANA FinancialsCaa3CCC02/01/2022
VISTAJET MALTA FINANCE PLC 144A92840KAA40.6%2,425,000$96.88$2,349,2197.75N/ANACorporate BondsIndustrialsNRCCC+06/01/2020
W & T OFFSHORE INC92922PAC00.6%2,398,000$96.25$2,308,0758.50N/ANACorporate BondsEnergyCaCC06/15/2019
NEW HOME CO INC/THE645370AB30.6%2,200,000$104.50$2,299,0007.25N/ANACorporate BondsConsumer DiscretionaryB3B-04/01/2022
ALBERTSONS COS LLC/SAFEW013093AB50.6%2,400,000$95.00$2,280,0006.63N/ANA Consumer StaplesB3B06/15/2024
TECK RESOURCES LIMITED 144A878742BC80.6%2,000,000$112.88$2,257,5008.50N/ANA MaterialsBa1BB+06/01/2024
CSC HOLDINGS LLC 144A126307AS60.6%2,250,000$99.75$2,244,3755.38N/ANACorporate BondsConsumer DiscretionaryBa2BB-02/01/2028
LAND O'LAKES INC 144A514666AM80.6%2,000,000$111.25$2,225,0007.25N/ANA$25 Par (or similar) Preferred SecuritiesConsumer StaplesNRBB06/15/2166
1011778 BC / NEW RED FIN 144A68245XAC30.6%2,250,000$98.25$2,210,6254.25N/ANACorporate BondsConsumer DiscretionaryBa3B+05/15/2024
DAIRY FARMERS OF AMERICA 144A23385HAA70.6%2,000,000$110.25$2,205,0007.13N/ANA$25 Par (or similar) Preferred SecuritiesConsumer StaplesBaa3BB+12/01/2165
TRANSOCEAN INC893830BE80.6%2,000,000$109.75$2,195,0009.00N/ANACorporate BondsEnergyB1B+07/15/2023
HUDBAY MINERALS INC 144A443628AF90.6%2,045,000$106.75$2,183,0387.25N/ANACorporate BondsMaterialsB3B+01/15/2023
ADT CORP00101JAK20.6%2,000,000$108.69$2,173,7506.25N/ANACorporate BondsIndustrialsBa3BB-10/15/2021
MCGRAW-HILL GLOBAL ED 144A580638AC80.6%2,200,000$98.25$2,161,5007.88N/ANACorporate BondsConsumer DiscretionaryCaa1CCC+05/15/2024
UPC HOLDING BV 144A90320LAG20.6%2,250,000$95.94$2,158,6055.50N/ANACorporate BondsConsumer DiscretionaryB2B01/15/2028
NAVISTAR INTL CORP 144A63934EAT50.6%2,050,000$104.53$2,142,8656.63N/ANACorporate BondsIndustrialsCaa1CCC+11/01/2025
GOEASY LTD 144A380355AB30.5%2,000,000$106.75$2,135,0007.88N/ANACorporate BondsConsumer DiscretionaryBa3BB-11/01/2022
KINDRED HEALTHCARE INC494580AE30.5%2,000,000$106.69$2,133,7508.00N/ANACorporate BondsHealth CareB3B-01/15/2020
MIDCONTINENT COMM & FIN 144A59565XAB60.5%2,000,000$106.00$2,120,0006.88N/ANA Consumer DiscretionaryB3B08/15/2023
FIRST QUANTUM MINERALS L 144A335934AK10.5%2,000,000$105.88$2,117,5007.25N/ANA MaterialsB3B-04/01/2023
CONSOLIDATED COMMUNICATION20903XAE30.5%2,350,000$89.75$2,109,1256.50N/ANACorporate BondsTelecommunication ServicesB3B-10/01/2022
MATTAMY GROUP CORP 144A57701RAH50.5%2,000,000$105.38$2,107,5006.50N/ANACorporate BondsReal EstateB1BB10/01/2025
UNITED STATES STEEL CORP912909AM00.5%2,000,000$105.00$2,100,0006.88N/ANACorporate BondsMaterialsB2B08/15/2025
IAMGOLD CORP 144A450913AE80.5%2,000,000$104.25$2,085,0007.00N/ANACorporate BondsMaterialsB2B+04/15/2025
ENOVA INTERNATIONAL INC 144A29357KAD50.5%2,000,000$104.00$2,080,0008.50N/ANACorporate BondsFinancialsCaa1B-09/01/2024
JEFFERIES FIN LLC / JFIN47232MAD40.5%2,000,000$103.88$2,077,5007.25N/ANACorporate BondsFinancialsB1B08/15/2024
TRONOX FINANCE LLC 144A30049XAA50.5%2,000,000$103.75$2,075,0007.50N/ANACorporate BondsMaterialsB3B-03/15/2022
NORTHWEST ACQ/DOMINION 144A66727WAA00.5%2,000,000$103.00$2,060,0007.13N/ANACorporate BondsMaterialsBa3BB-11/01/2022
NOVA CHEMICALS CORP 144A66977WAN90.5%2,000,000$102.79$2,055,8005.25N/ANA MaterialsBa2BB+08/01/2023
VIRGIN AUSTRALIA HOLDING 144A92765YAG20.5%2,000,000$102.75$2,055,0007.88N/ANACorporate BondsIndustrialsB3B-10/15/2021
MEREDITH CORP 144A589433AA90.5%2,000,000$102.38$2,047,5006.88N/ANACorporate BondsConsumer DiscretionaryB3B02/01/2026
L BRANDS INC501797AL80.5%2,000,000$102.25$2,045,0006.88N/ANACorporate BondsConsumer DiscretionaryBa1BB+11/01/2035
BUCKEYE PARTNERS LP118230AS00.5%2,000,000$102.13$2,042,6706.38N/ANA$25 Par (or similar) Preferred SecuritiesEnergyBa1BB01/22/2078
SUNOCO LP/FINANCE CORP 144A86765LAH00.5%2,000,000$101.85$2,037,0404.88N/ANACorporate BondsEnergyB1BB-01/15/2023
SEDGWICK TERM LOAN 2L81527CAG20.5%2,000,000$101.42$2,028,3307.36N/ANA IndustrialsCaa2CCC+02/28/2022
MATTEL INC 144A577081BB70.5%2,000,000$101.25$2,025,0006.75N/ANACorporate BondsConsumer DiscretionaryBa2BB-12/31/2025
ARDAGH PKG FIN/HLDGS USA 144A03969AAH30.5%2,000,000$101.00$2,020,0004.63N/ANACorporate BondsMaterialsBa3BB05/15/2023
JC PENNEY CORP INC708160BS40.5%2,785,000$72.00$2,005,2007.40N/ANA Consumer DiscretionaryB3B04/01/2037
ASHTON WOODS USA/FINANCE 144A045086AF20.5%2,000,000$100.25$2,005,0006.75N/ANA IndustrialsCaa1B-08/01/2025
SCIENTIFIC GAMES INTERNATIONAL 144A80874YAW00.5%2,000,000$100.25$2,005,0005.00N/ANACorporate BondsConsumer DiscretionaryBa3B+10/15/2025
DEUTSCHE BANK AGACI08HJS80.5%2,000,000$100.13$2,002,5006.25N/ANA$25 Par (or similar) Preferred SecuritiesFinancialsB1B+04/30/2166
C&W SR FINANCING DESIGNA 144A12674TAA40.5%1,900,000$105.38$2,002,1256.88N/ANACorporate BondsTelecommunication ServicesB2BB-09/15/2027
HERTZ CORP428040CP20.5%2,000,000$100.00$2,000,0005.88N/ANACorporate BondsIndustrialsB3B-10/15/2020
POST HOLDINGS INC737446AN40.5%2,000,000$99.66$1,993,2005.63N/ANACorporate BondsConsumer StaplesB3B01/15/2028
CRC ESCROW ISSUER LLC 144A12652AAA10.5%2,000,000$99.26$1,985,2205.25N/ANA Consumer DiscretionaryB3B-10/15/2025
CARLSON TRAVEL INC 144A14282LAA10.5%2,000,000$99.13$1,982,5006.75N/ANACorporate BondsConsumer DiscretionaryB2B12/16/2023
TELENET FINANCE LUX NOTE 144ABF955DII40.5%2,000,000$98.82$1,976,4445.50N/ANACorporate BondsTelecommunication ServicesBa3BB-03/01/2028
OLYMPUS MERGER SUB INC 144A68163PAA20.5%2,000,000$98.50$1,970,0008.50N/ANACorporate BondsInformation TechnologyB3CCC+10/15/2025
INTELSAT JACKSON HLDG CO45824TAP00.5%2,500,000$78.50$1,962,5005.50N/ANACorporate BondsTelecommunication ServicesCaa2CCC+08/01/2023
GENWORTH FINANCIAL INC37247DAP10.5%2,000,000$97.72$1,954,4007.63N/ANACorporate BondsFinancialsB2B09/24/2021
PETROBRAS GLOBAL FINANCE71647NAS80.5%1,750,000$110.92$1,941,0137.38N/ANACorporate BondsEnergyBa3BB-01/17/2027
EMBARQ CORP29078EAA30.5%2,000,000$96.74$1,934,7808.00N/ANACorporate BondsTelecommunication ServicesBa2BB06/01/2036
PETSMART INC 144A716768AC00.5%2,500,000$77.13$1,928,1255.88N/ANACorporate BondsConsumer DiscretionaryB1CCC+06/01/2025
DOF SUBSEA ASA 144AACI0SX2J90.5%2,000,000$94.51$1,890,1349.50N/ANA EnergyNRNR03/14/2022
GATEWAY CASINOS & ENTERT 144A36760BAE90.5%1,750,000$107.75$1,885,6258.25N/ANACorporate BondsConsumer DiscretionaryCaa1CCC+03/01/2024
NAVIGATOR HOLDINGS LTDBDRHZJII70.5%1,900,000$97.76$1,857,3967.75N/ANA EnergyNRNR02/10/2021
HCA INC404119BT50.5%1,775,000$104.58$1,856,2955.25N/ANACorporate BondsHealth CareBa1BBB-06/15/2026
NWH ESCROW CORP 144A67074DAA90.5%2,000,000$92.75$1,855,0007.50N/ANA MaterialsCaa2B-08/01/2021
BELLATRIX EXPLORATION LT 144A078314AC50.5%2,150,000$86.00$1,849,0008.50N/ANACorporate BondsEnergyCaa1B+05/15/2020
WARRIOR MET COAL LLC 144A93627CAA90.5%1,750,000$105.25$1,841,8758.00N/ANACorporate BondsMaterialsB3B+11/01/2024
LEE ENTERPRISES INC 144A523768AF60.5%1,750,000$104.00$1,820,0009.50N/ANACorporate BondsConsumer DiscretionaryB2B-03/15/2022
VRX ESCROW CORP 144A91831AAB70.5%2,000,000$90.30$1,806,0005.88N/ANA Health CareCaa1B-05/15/2023
CALUMET SPECIALTY PRODUCTS PART LP131477AN10.5%1,800,000$100.00$1,800,0006.50N/ANACorporate BondsEnergyCaa2CCC+04/15/2021
DENBURY RESOURCES INC 144A247916AF60.5%1,750,000$102.25$1,789,3759.00N/ANACorporate BondsEnergyCaa1B05/15/2021
SANCHEZ ENERGY CORP79970YAD70.5%2,000,000$87.50$1,750,0006.13N/ANACorporate BondsEnergyCaa1B-01/15/2023
JILL ACQUISITION LLC 1L TERM LOAN BBL17131080.4%1,749,047$99.50$1,740,3026.74N/ANA FinancialsB2B05/23/2022
TEEKAY CORP87900YAA10.4%1,660,000$104.06$1,727,3968.50N/ANACorporate BondsEnergyCaa1B+01/15/2020
VIDEOTRON LTD 144A92660FAE40.4%1,975,000$106.29$1,706,7055.63N/ANACorporate BondsConsumer DiscretionaryBa2BB06/15/2025
CALIFORNIA RESOURCE CRP 144A13057QAG20.4%2,000,000$83.69$1,673,7508.00N/ANACorporate BondsEnergyCaa2CCC+12/15/2022
INVESCO DYNAMIC CREDIT OPPTYS FUND46132R1040.4%142,500$11.67$1,662,975 N/ANA Mutual FundNRNR 
BLUELINE RENTAL CRP / LL 144A09628UAA40.4%1,500,000$108.75$1,631,2509.25N/ANACorporate BondsIndustrialsCaa1B03/15/2024
STANDARDAERO AVIATION HLDGS INC 144A85422PAA30.4%1,500,000$108.75$1,631,25010.00N/ANA IndustrialsCaa2B-07/15/2023
CVR PARTNERS/CVR NITROGE 144A12663QAA30.4%1,500,000$106.88$1,603,1259.25N/ANACorporate BondsMaterialsB2B+06/15/2023
GOLDEN NUGGET INC 144A38113YAC30.4%1,500,000$106.75$1,601,2508.75N/ANACorporate BondsConsumer DiscretionaryCaa1CCC+10/01/2025
KRATOS DEFENSE & SEC 144A50077BAM00.4%1,500,000$106.75$1,601,2506.50N/ANA IndustrialsB2B11/30/2025
ALBERTSONS INC013104AF10.4%1,819,000$88.00$1,600,7207.45N/ANA Consumer StaplesWRCCC+08/01/2029
ALTICE FINANCING SA 144A02154CAE30.4%1,500,000$103.81$1,557,1957.50N/ANACorporate BondsTelecommunication ServicesB1BB-05/15/2026
RAYONIER AM PROD INC 144A75508EAA60.4%1,550,000$100.38$1,555,8135.50N/ANA MaterialsB1BB-06/01/2024
EXELON CORPORATION30161N1010.4%40,000$38.51$1,540,400 N/ANACommon StocksUtilitiesBaa1BBB 
STONEWAY CAPITAL CORP 144A86188PAA50.4%1,420,000$108.41$1,539,47910.00N/ANACorporate BondsUtilitiesB3NR03/01/2027
WHITING PETROLEUM CORP 144A966387BE10.4%1,500,000$102.38$1,535,6256.63N/ANACorporate BondsEnergyB3BB-01/15/2026
WILLIAM LYON HOMES INC96926DAR10.4%1,500,000$102.25$1,533,7505.88N/ANACorporate BondsConsumer DiscretionaryB2B+01/31/2025
FMG RESOURCES AUG 2006 144A30251GAU10.4%1,500,000$101.50$1,522,5004.75N/ANACorporate BondsMaterialsBa2BB05/15/2022
FMG RESOURCES AUG 2006 144A30251GAW70.4%1,500,000$101.19$1,517,8135.13N/ANACorporate BondsMaterialsBa2BB05/15/2024
NUSTAR ENERGY LP67058H2010.4%60,000$25.22$1,513,2008.50N/ANA$25 Par (or similar) Preferred SecuritiesEnergyBa3B11/25/2066
PLAINS ALL AMERICAN PIPE B726503AE50.4%1,500,000$100.63$1,509,3756.13N/ANA$25 Par (or similar) Preferred SecuritiesEnergyBa3BB11/15/2165
NAVIENT CORP78442FEQ70.4%1,500,000$100.38$1,505,6255.50N/ANA FinancialsBa3B+01/25/2023
MARFRIG HOLDING EUROPE B 144A566007AA80.4%1,500,000$100.18$1,502,6257.00N/ANACorporate BondsConsumer StaplesNRB+03/15/2024
ULTRA RESOURCES INC 144A90400GAB70.4%1,500,000$99.88$1,498,1257.13N/ANACorporate BondsEnergyB2BB-04/15/2025
PEABODY ENERGY CORP7045511000.4%37,000$40.41$1,495,170 N/ANA Energy   
CLEVELAND-CLIFFS INC 144A185899AB70.4%1,500,000$99.50$1,492,5004.88N/ANACorporate BondsMaterialsBa3BB-01/15/2024
CF INDUSTRIES INC12527GAE30.4%1,500,000$97.75$1,466,2505.38N/ANA MaterialsBa3BB+03/15/2044
MICHAEL BAKER INTL 144A59406RAA40.4%1,500,000$97.75$1,466,2508.75N/ANACorporate BondsIndustrialsCaa1NR03/01/2023
TALOS PRODUCTION LLC/FIN 144A87484JAA80.4%1,952,000$75.00$1,464,0009.75N/ANA EnergyWRNR02/15/2018
MGM GROWTH/MGM FINANCE 144A55303XAD70.4%1,500,000$97.56$1,463,4384.50N/ANACorporate BondsFinancialsB1BB-01/15/2028
ESAL GMBH 144A29605YAA10.4%1,500,000$97.00$1,455,0006.25N/ANA Consumer StaplesNRB02/05/2023
DENBURY RESOURCES INC24823UAH10.4%2,000,000$72.50$1,450,0004.63N/ANACorporate BondsEnergyCaa3D07/15/2023
COLONY NORTHSTAR INC19625W8070.4%60,000$24.05$1,443,0607.50N/ANA$25 Par (or similar) Preferred SecuritiesReal EstateNRNR03/29/2067
ACWA POWER MGMT INVST 144A005117AA40.4%1,350,000$105.77$1,427,8955.95N/ANACorporate BondsFinancialsBaa3BBB-12/15/2039
ALLIANCE ONE INTL INC018772AS20.4%1,500,000$95.00$1,425,0009.88N/ANA Consumer StaplesCaa2CCC07/15/2021
RITE AID CORP 144A767754CH50.4%1,500,000$93.25$1,398,7506.13N/ANACorporate BondsConsumer StaplesB3B-04/01/2023
FRESH MARKET INC35804HAA40.4%2,000,000$69.75$1,395,0009.75N/ANACorporate BondsConsumer StaplesCaa1CCC-05/01/2023
RIVER CREE ENTERPRISES 144A76804BAA10.4%1,600,000$105.02$1,366,11411.00N/ANA Consumer DiscretionaryNRB-01/20/2021
CHS/COMMUNITY HEALTH SYS12543DAY60.4%1,475,000$92.50$1,364,3756.25N/ANACorporate BondsHealth CareBa3B+03/31/2023
CHS/COMMUNITY HEALTH SYS12543DAV20.3%1,800,000$71.31$1,283,6256.88N/ANACorporate BondsHealth CareCaa2CCC02/01/2022
NAVIOS MARITIME ACQ CORP FIN USA 144A63938MAD80.3%1,500,000$85.25$1,278,7508.13N/ANACorporate BondsIndustrialsB3B11/15/2021
SUNGARD AVAIL SERV CAP 144A86737NAA60.3%2,000,000$62.50$1,250,0008.75N/ANACorporate BondsInformation TechnologyCaa2CCC-04/01/2022
BANCO BILBAO VIZCAYA ARG05946KAF80.3%1,200,000$104.05$1,248,6006.13N/ANA$25 Par (or similar) Preferred SecuritiesFinancialsBa2NR02/16/2166
SUPERVALU INC868536AW30.3%1,250,000$98.00$1,225,0007.75N/ANACorporate BondsConsumer StaplesB3B-11/15/2022
NOVA AUSTRAL SABF1TW150.3%1,200,000$100.26$1,203,1008.25N/ANA Consumer StaplesNRNR05/26/2021
HCA INC404119BR90.3%1,175,000$102.25$1,201,4385.38N/ANA Health CareB1B+02/01/2025
HERC RENTALS INC 144A42806LAA90.3%1,115,000$107.38$1,197,2317.50N/ANACorporate BondsIndustrialsB3B+06/01/2022
ARCH COAL INC - A0393804070.3%13,200$90.01$1,188,132 N/ANA Energy   
EP ENER/EVEREST ACQ FIN 144A268787AF50.3%1,500,000$79.00$1,185,0008.00N/ANACorporate BondsEnergyCaa2CCC-02/15/2025
CASCADES INC 144A146900AM70.3%1,150,000$102.00$1,173,0005.50N/ANACorporate BondsMaterialsBa3BB-07/15/2022
COLONY NORTHSTAR INC19625W8800.3%50,960$23.00$1,172,0807.13N/ANA$25 Par (or similar) Preferred SecuritiesReal EstateNRNR03/29/2067
T MOBILE USA INC87264AAL90.3%1,113,000$103.93$1,156,7416.63N/ANACorporate BondsTelecommunication ServicesBa2BB+04/01/2023
EMPIRE GENERATING CO LLC TERM LOAN B29173HAF90.3%1,319,290$87.50$1,154,3795.94N/ANA UtilitiesB3CCC03/14/2021
ANADARKO PETROLEUM CORP0325114040.3%29,700$36.70$1,089,9907.50N/ANAConvertible Preferred SecuritiesEnergyNRNR06/07/2018
APX GROUP INC00213MAS30.3%1,000,000$107.50$1,075,0007.63N/ANA IndustrialsCaa2NR09/01/2023
MILLICOM INTL CELLULAR 144A600814AM90.3%1,000,000$106.90$1,069,0006.00N/ANA Telecommunication ServicesBa2NR03/15/2025
PETROBRAS GLOBAL FINANCE71647NAM10.3%1,000,000$106.75$1,067,5006.25N/ANA EnergyBa3BB-03/17/2024
DTE ENERGY CO2333318830.3%20,000$52.74$1,054,8005.00N/ANA$25 Par (or similar) Preferred SecuritiesUtilitiesNRNR10/01/2019
PBF HOLDING CO LLC69318FAG30.3%1,000,000$105.34$1,053,3507.25N/ANACorporate BondsEnergyB1BB06/15/2025
VTR FINANCE BV 144A918370AB30.3%1,000,000$105.25$1,052,5006.88N/ANACorporate BondsConsumer DiscretionaryB1B+01/15/2024
CBS RADIO INC 144A124847AC80.3%1,000,000$105.00$1,050,0007.25N/ANACorporate BondsConsumer DiscretionaryB3B-11/01/2024
ELETSON HOLDINGS 144A28620QAA10.3%2,000,000$52.50$1,050,0009.63N/ANACorporate BondsIndustrialsCaa1CCC+01/15/2022
MOSS CREEK RESOURCES HLD 144A61965RAA30.3%1,000,000$104.13$1,041,2507.50N/ANACorporate BondsEnergyB3B+01/15/2026
GRUPO POSADAS SAB CV 144A400489AH30.3%1,000,000$104.00$1,040,0007.88N/ANACorporate BondsConsumer DiscretionaryB2B+06/30/2022
BLACKROCK CREDIT ALLOCATION INCOME TR0925081000.3%80,000$12.97$1,037,600 N/ANAExchange-Traded FundsFinancialsNRNR 
TOPS HOLDING/MARKETS II 144A89078YAA30.3%1,750,000$58.75$1,028,1258.00N/ANACorporate BondsConsumer StaplesCaa1CCC06/15/2022
AK STEEL CORP001546AU40.3%1,000,000$102.25$1,022,5007.00N/ANACorporate BondsMaterialsB3B-03/15/2027
SEDGWICK CMS INC 2ND LIEN TERM LOANBL14028270.3%1,000,000$101.42$1,014,1657.44N/ANA IndustrialsCaa2CCC+02/28/2022
PACKAGING COORDINATORS INC TERM LOAN 2LBL04336330.3%1,000,000$100.00$1,000,00010.44N/ANA Health CareCaa2CCC+06/30/2024
WINDSTREAM CORP97381WAN40.3%1,164,000$85.75$998,1307.75N/ANACorporate BondsTelecommunication ServicesB3B-10/15/2020
FREEPORT-MCMORAN INC35671DAZ80.3%1,000,000$99.38$993,7503.88N/ANACorporate BondsMaterialsBa2BB-03/15/2023
DIGICEL LIMITED 144A25380QAG40.3%1,000,000$99.00$990,0006.00N/ANACorporate BondsTelecommunication ServicesB1NR04/15/2021
THC ESCROW CORP III 144A87248NAC20.3%1,000,000$98.63$986,2505.13N/ANA Health CareBa3B-05/01/2025
WYNN LAS VEGAS LLC/CORP 144A983130AX30.3%1,000,000$98.38$983,7505.25N/ANACorporate BondsConsumer DiscretionaryB1BB-05/15/2027
CENTURYLINK INC156700AS50.3%1,000,000$97.50$975,0005.80N/ANACorporate BondsTelecommunication ServicesB2B+03/15/2022
NEIMAN MARCUS GROUP LTD 144A570254AB80.2%1,571,250$59.25$930,9668.75N/ANA Consumer DiscretionaryCaa3CC10/15/2021
ENOVA INTERNATIONAL INC29357KAC70.2%871,000$106.50$927,6159.75N/ANACorporate BondsFinancialsCaa1B-06/01/2021
CHS INC12542R7040.2%34,685$26.36$914,2976.75N/ANA$25 Par (or similar) Preferred SecuritiesConsumer StaplesNRNR12/31/2064
WINDSTREAM SRVC / FIN 144A97381LAB40.2%960,000$93.50$897,6008.63N/ANA Telecommunication ServicesB2BB-10/31/2025
PIMCO INCOME STRATEGY FUND72201H1080.2%72,500$11.58$839,550 N/ANA Mutual FundNRNR 
SERVICIOS CORPORATIVOS JAVER SA CV 144A81763TAC70.2%809,000$103.25$835,2939.88N/ANA Consumer DiscretionaryB2BB-04/06/2021
FRONTIER COMMUNICATIONS35906AAW80.2%1,000,000$82.50$825,00010.50N/ANA Telecommunication ServicesB3B09/15/2022
GENON ENERGY INC37244DAC30.2%1,000,000$81.25$812,5009.50N/ANACorporate BondsUtilitiesWRNR10/15/2018
VISTRA ENERGY CORP92840M1020.2%41,625$19.50$811,688 N/ANACommon StocksUtilities   
COLOMBIA TELECOMUNICACIO 144A19533PAB60.2%750,000$107.25$804,3758.50N/ANA$25 Par (or similar) Preferred SecuritiesTelecommunication ServicesNRB+09/30/2166
MILLAR WESTERN FOREST PRODUCT599908AH30.2%781,000$101.00$788,8109.00N/ANA MaterialsNRNR05/01/2022
FIRST TRUST STRATEGIC HIGH INCOME FD II3373533040.2%61,807$12.49$771,969 N/ANA Mutual FundNRNR 
DOMINION ENERGY INC25746U1090.2%10,000$76.44$764,400 N/ANACommon StocksUtilitiesNAA- 
PIONEER FLOATING RATE TRUST72369J1020.2%63,000$11.57$728,910 N/ANAExchange-Traded FundsMutual FundNRNR 
GOLDEN CLOSE MARITIME CORP LTD 144ABRJSZP30.2%830,831$87.00$722,8168.00N/ANA IndustrialsNRNR03/29/2022
VERSO PAPER HOLDINGS LLC TL EXIT 1L92531KAF70.2%683,868$102.92$703,81712.61N/ANA MaterialsB3BB10/14/2021
MURRAY ENERGY CORP 144A62704PAF00.2%1,275,000$54.00$688,50011.25N/ANACorporate BondsEnergyCaa2CCC04/15/2021
PACIFIC DRILLING V LTD 144A694184AA00.2%1,170,000$58.00$678,6007.25N/ANACorporate BondsEnergyWRNR12/01/2018
ARMSTRONG ENERGY INC042380AC90.2%2,834,000$23.00$651,82011.75N/ANA EnergyWRNR12/15/2019
WESTERN ASSET EMERGING MKTS DEBT FD95766A1010.2%40,421$15.48$625,717 N/ANA Mutual FundNANA 
TECHNIPLAS LLC 144A87854WAA10.2%750,000$82.00$615,00010.00N/ANACorporate BondsIndustrialsCaa2B-05/01/2020
CLOUD PEAK ENERGY RESOURCES LLC18911XAB30.2%552,000$110.01$607,25512.00N/ANACorporate BondsEnergyCaa3B-11/01/2021
DYNEGY INC26817R1080.2%46,774$12.52$585,610 N/ANA UtilitiesNRNR 
HOVNANIAN ENTERPRISES4424871120.1%63,610$7.98$507,6087.63N/ANA Consumer DiscretionaryCaC12/31/2049
WESTMORELAND COAL CO 144A960878AB20.1%1,050,000$47.75$501,3758.75N/ANA EnergyCaa3CCC01/01/2022
IHEARTCOMMUNICATIONS INC184502AA00.1%1,950,000$25.50$497,2507.25N/ANACorporate BondsConsumer DiscretionaryCaCC10/15/2027
SITV INC 144A78428JAA60.1%750,000$65.00$487,50010.38N/ANACorporate BondsConsumer DiscretionaryCaa1CCC+07/01/2019
OPTIV SECURITY INC TL 2L68404XAD80.1%500,000$91.92$459,5858.99N/ANASenior LoansInformation TechnologyCaa1CCC01/19/2025
WHITEHORSE FINANCE INC96524V1060.1%34,351$12.99$446,219 N/ANA FinancialsNRNR 
FIELDWOOD ENERGY LLC 2ND LIEN TL31659HAF80.1%2,492,610$16.50$411,2818.82N/ANASenior LoansEnergyCaD09/30/2020
AMTRUST FINANCIAL SERVIC0323595070.1%21,485$18.27$392,5317.25N/ANA FinancialsNRNR12/31/2049
AMAYA GAMING TERM LOAN 2LBL13327840.1%296,875$100.95$299,6958.57N/ANA Consumer DiscretionaryCaa1B08/01/2022
ADAMS NATURAL RESOURCES FUND00548F1050.1%12,000$20.48$245,760 N/ANA Mutual FundNRNR 
SS&C TECH HOLDINGS INC78467JAC40.1%180,000$104.88$188,7755.88N/ANACorporate BondsInformation TechnologyB2B+07/15/2023
PENN VIRGINIA CORP70788V1020%4,145$42.24$175,085 N/ANACommon StocksEnergy   
OAS FINANCIAL LTD 144A67104HAA40%2,000,000$6.50$130,0000.00N/ANA IndustrialsWRNR07/25/2166
NINE WEST HOLDINGS INC480081AK40%1,100,000$10.50$115,5006.13N/ANA Consumer DiscretionaryCC11/15/2034
EMPIRE GENERATING CO LLC TERM LOAN C29173HAG70%130,434$87.38$113,9675.94N/ANA UtilitiesB3CCC03/14/2021
GABELLI GLOBAL GOLD NATL RESR & INC TR36465A1090%7,000$5.38$37,660 N/ANA Mutual FundNANA 
NORTHLAND RESOURCES AB A PIKBBDB8S00%3,504,432$1.00$35,04415.00N/ANA MaterialsWRNR07/15/2019
DAYTON SUPERIOR - CLASS A COM24099COM90%526$57.35$30,195 N/ANA IndustrialsWRD 
OCH-ZIFF CAPITAL MGMT CLASS A67551U1050%10,000$2.56$25,600 N/ANA FinancialsNANA 
KEY ENERGY SERVICES INC49309J1030%1,644$14.81$24,348 N/ANACommon StocksEnergy   
TEXAS COMPETITIVE/TCEH882ESCAM80%1,000,000$0.75$7,50011.50N/ANA UtilitiesWRNR10/01/2020
GOLDEN CLOSE MARITIME CORP LBYQG5H10%19,121$2.00$4,961 N/ANA Industrials   
ADAMAS FINANCE ASIA LTDBF0GL090%2,292$0.75$1,730 N/ANA Financials   
NORTHLAND RESOURCES SAB631JK40%499,059$0.02$1,497 N/ANA MaterialsNRNR 
DAYTON SUPERIOR - CLASS 1 PRE24099PFD90%585$57.35$33613.00N/ANA IndustrialsWRNR06/15/2018
METRO EXPLORATION HOLDING INCBN800C40%2,704,174$0.01$27011.50N/ANA EnergyNRNR02/16/2020
SAEXPLORATION HLDGS INC 144A78636XAD70%295$71.00$20910.00N/ANA EnergyNRNR04/14/2019
GOLDEN CLOSE MARIT CORPBYQG4180%123$20.00$250.00N/ANA IndustrialsNRNR03/29/2022
NORTHLAND RESOURCES AB66651RAA10%1,582,968 $164.00N/ANA MaterialsWRNR10/15/2020
CONNACHER OIL & GAS LTD20588Y4000%50,119 $5 N/ANA EnergyNRNR 
IONA ENERGY INC WTS46205X1110%336,891 $0 N/ANA Energy   
PEABODY ENERGY CORP70RESC9H20%3,000,000 $06.50N/ANA EnergyNANA09/15/2020
JACK COOPER ENTERPRISES 144A4663531170%8,907 $0 N/ANA Transportation   
US TREASURY 10YR FUT MAR18ADI0Z63320%18$121.58$0 N/ANA FinancialsNRNR 
CITI CDX NA HY 29 SP 2/22 ICECC9U13BS10%8,000,000$108.36-$35,123 N/ANA FinancialsB1B+12/20/2022
CURRENCY FORWARD 03/16/2018 CADCF031618CAD0%3,883,000$1.00-$50,818 N/ANACurrency ForwardSovereign & Sov Agency Debt   
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