Strategy Primary Benchmark Track Record Approx. Positions Approx. Turnover Investment Vehicles
All Cap Russell 3000 Value 1999 40-60 30-60%
  Mutual Fund
  Institutional
  Separate Account
The All Cap portfolio uses a rigorous bottom-up research approach to identify intrinsically undervalued companies with strong and/or improving franchise quality. The universe of stocks includes those companies whose capitalizations are $100 million and up. Risk controls include limiting position weightings to 5%, at cost. Industry and sector weights generally are less than 25% and 30%, respectively. Convertible bonds and ADRs (excluding Canada and all islands of the Caribbean, including Bahamas and Bermuda) are limited to 20%.
Our research team performs extensive bottom-up research on companies and industries focusing on qualitative factors such as restructuring, management strength, shareholder orientation and the ability to capitalize on improving industry fundamentals. In addition, a broad range of fundamental valuation metrics are utilized—price-to-cash flow, price-to-book, price-to-earnings and liquidation/replacement value. The portfolios are well diversified across 40-60 companies representing strong risk/return characteristics.
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Strategy Primary Benchmark Track Record Approx. Positions Approx. Turnover Investment Vehicles
Small/Mid-Cap
Value		 Russell 2500 Value 1999 40-60 30-60%
  SMA**
  Institutional
  Separate Account
** Closed
The Small/Mid-Cap Value portfolio uses a rigorous bottom-up research approach to identify intrinsically undervalued companies with strong and/or improving franchise quality. The universe of stocks includes those companies whose capitalizations typically range from $100 million to $15 billion. Risk controls include limiting position weightings to 5%, at cost. Industry and sector weights generally are less than 25% and 30%, respectively. Convertible bonds and ADRs (excluding Canada and all islands of the Caribbean, including Bahamas and Bermuda) are limited to 20%.
Our research team performs extensive bottom-up research on companies and industries focusing on qualitative factors such as restructuring, management strength, shareholder orientation and the ability to capitalize on improving industry fundamentals. In addition, a broad range of fundamental valuation metrics are utilized—price-to-cash flow, price-to-book, price-to-earnings and liquidation/replacement value. The portfolios are well diversified across 40-60 companies representing strong risk/return characteristics.
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