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| Tradewinds Dedicated Portfolio Management/Research Team
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| David B. Iben, CFA |
| CIO, Co-President, |
| Executive Managing Director |
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MBA USC Marshall School of Business |
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28 years investment experience |
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| Peter Boardman |
| Managing Director, |
| Equity Analyst/Portfolio Manager |
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MIM Garvin School of International Management (Thunderbird) |
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22 years investment experience |
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| Ariane F. Mahler |
| Managing Director, |
| Equity Analyst/Portfolio Manager |
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MSc London School of Economics |
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21 years investment experience |
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| Isabel B. Satra |
| Managing Director, |
| Equity Analyst/Portfolio Manager |
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MBA UCI Paul Merage School of Business |
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7 years investment experience |
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| Kassim Gaffar, CFA |
| Senior Vice President, |
| Client Portfolio Manager, Associate Director of Research |
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BA University of Virginia |
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11 years investment experience |
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| Gregory D. Padilla |
| Senior Vice President, |
| Equity Analyst/Portfolio Manager |
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MBA USC Marshall School of Business |
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4 years investment experience |
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| Ben Brodkowitz, CPA |
| Vice President, |
| Equity Analyst |
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MBA Cornell University |
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7 years investment experience |
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| Prassant Sahoo, CFA |
| Vice President, |
| Equity Analyst |
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MBA University of Texas |
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3 years investment experience |
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| Emily Alejos, CFA |
| Managing Director, |
| Equity Analyst/Portfolio Manager |
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MBA Stanford Graduate School of Business |
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18 years investment experience |
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| Alberto Jimenez Crespo, CFA |
| Managing Director, |
| Equity Analyst/Portfolio Manager |
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MS Colorado School of Mines |
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9 years investment experience |
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| Michael A. Mullane, CFA |
| Managing Director, |
| Client Portfolio Manager |
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MBA Warwick Business School |
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14 years investment experience |
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| Sally A. Yanchus |
| Managing Director, |
| Equity Analyst |
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MBA Columbia University |
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18 years investment experience |
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| Nathaniel R. Velarde |
| Interim Director of Research, |
| Equity Analyst/Portfolio Manager |
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MBA University of Chicago |
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12 years investment experience |
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| Michael A. Hart, CFA |
| Senior Vice President, |
| Equity Analyst/Portfolio Manager |
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MBA San Francisco State University |
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22 years investment experience |
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| Andrew Thelen, CFA |
| Senior Vice President, |
| Equity Analyst/Portfolio Manager |
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MBA Harvard University |
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9 years investment experience |
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| Jae H. Chung, CFA |
| Vice President, |
| Equity Analyst |
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MBA University of Chicago |
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8 years investment experience |
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| Raymond O. Wicklander, CPA, CFA |
| Vice President, |
| Equity Analyst |
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MSc London School of Economics |
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6 years investment experience |
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| Trading (Institutional) |
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| Stephen A. Smith |
| Managing Director, |
| Head of Trading |
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BA Bucknell University |
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15 years investment experience |
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| Sandra E. Alvarenga |
| Vice President |
| Institutional Trader |
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BA California State University, Los Angeles |
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20 years investment experience |
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| Olivia Ko |
| Assistant Vice President |
| Institutional Junior Trader |
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BS University of California Riverside |
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7 years investment experience |
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| Eric Britt |
| Institutional Trading Assistant |
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BA Seattle Pacific University |
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4 years investment experience |
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| Samantha Hall |
| Market Data Analyst |
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BS University of California San Diego |
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8 years investment experience |
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| Troy M. Ainsworth |
| Vice President |
| Institutional Trader |
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BA University of California at Los Angeles |
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16 years investment experience |
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| Bengt Berggreen |
| Vice President |
| Institutional Trader |
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BS Embry Riddle Aeronautical University |
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14 years investment experience |
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| Gavin Neenan |
| Assistant Vice President |
| Institutional Trader |
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BA University of Arizona |
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5 years investment experience |
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| Terrence "TC" Chioffi |
| Institutional Junior Trader |
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BA University of Arizona |
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9 years investment experience |
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| Portfolio Management & Administration
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| Carl C. White, CFA |
| Managing Director |
| Group Leader/Portfolio Administration |
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BS University of Southern California |
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23 years investment experience |
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| Todd M. Heine |
| Senior Vice President/Manager |
| Assistant Portfolio Manager |
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MBA USC Marshall School of Business |
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17 years investment experience |
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| Nga L. Nguyen |
| Senior Vice President/Manager |
| Assistant Portfolio Manager |
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BA University of California, Los Angeles |
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12 years investment experience |
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| Nancy Wamai, CFA |
| Assistant Vice President, |
| Assistant Portfolio Manager |
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MBA, California State University, Los Angeles |
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7 years investment experience |
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| Lafayette A. George |
| Senior Vice President/Manager |
| Managed Accounts |
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University of Washington, Seattle |
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9 years investment experience |
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| Rui M. Matos, CFA, FRM |
| Senior Vice President/Manager |
| Assistant Portfolio Manager |
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MBA UCLA Anderson School of Management |
| 14 years investment experience |
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| Patrick Lam |
| Assistant Vice President, |
| Assistant Porfolio Manager |
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MBA, University of Southern California |
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8 years investment experience |
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| Portfolio Advisors
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| James H. Galbreath, CFA |
| Managing Director, |
| Nuveen Institutional Services Group |
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BSBA University of Denver |
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39 years investment experience |
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| Anthony M. Maramarco, CFA |
| Senior Vice President, |
| Nuveen Institutional Services Group |
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MBA Rensselaer Polytechnic Institute |
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26 years investment experience |
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| Lisa M. George, CFA, CFP |
| Senior Vice President, |
| Nuveen Institutional Services Group |
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BS Michigan State University |
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24 years investment experience |
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| Raymond J. Urban, CFA |
| Senior Vice President, |
| Nuveen Institutional Services Group |
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MBA University of Chicago |
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37 years investment experience |
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