Tradewinds Dedicated Portfolio Management/Research Team
David B. Iben, CFA
Chief Investment Officer,
Portfolio Manager
MBA USC Marshall School of Business
27 years investment experience
Peter Boardman
Managing Director,
Equity Analyst
MIM Garvin School of International Management (Thunderbird)
21 years investment experience
Michael A. Hart, CFA
Senior Vice President,
Fixed Income/Equity Analyst
MBA San Francisco State University
21 years investment experience
Michael A. Mullane, CFA
Senior Vice President,
Client Portfolio Manager
MBA Warwick Business School
13 years investment experience
Sally A. Yanchus
Senior Vice President,
Equity Analyst
MBA Columbia University
17 years investment experience
William A. Ditt, CFA
Vice President,
Equity Analyst
MBA USC Marshall School of Business
6 years investment experience
Gregory D. Padilla
Vice President,
Equity Analyst
MBA USC Marshall School of Business
3 years investment experience
Raymond O. Wicklander, CPA, CFA
Vice President,
Equity Analyst
MSc London School of Economics
5 years investment experience
Paul J. Hechmer
Managing Director,
Portfolio Manager
MBA UCLA Anderson School of Management
15 years investment experience
Emily Alejos, CFA
Senior Vice President,
Equity Analyst
MBA Stanford Graduate School of Business
17 years investment experience
Ariane F. Mahler
Senior Vice President,
Equity Analyst
MSc London School of Economics
20 years investment experience
Nathaniel R. Velarde
Senior Vice President,
Equity Analyst
MBA University of Chicago
11 years investment experience
Jae H. Chung, CFA
Vice President,
Equity Analyst
MBA University of Chicago
7 years investment experience
Alberto Jimenez Crespo, CFA
Vice President,
Equity Analyst
MS Colorado School of Mines
8 years investment experience
Andrew Thelen, CFA
Vice President,
Equity Analyst
MBA Harvard University
8 years investment experience
NWQ Affiliated Research Team
Trading (Institutional)
Stephen A. Smith
Senior Vice President,
Institutional Trading
BA Bucknell University
14 years investment experience
Sandra E. Alvarenga
Vice President
BS California State University, Los Angeles
19 years investment experience
Norlynn D. Dela Cruz
Vice President
BS University of California, San Diego
18 years investment experience
Troy M. Ainsworth
Vice President
BA University of California, Los Angeles
15 years investment experience
Herman E. Barber
Vice President
MBA American Graduate School of Management
16 years investment experience
Institutional Portfolio Management
Isabel B. Satra
Senior Vice President
MBA UCI Paul Merage School of Business
6 years investment experience
Todd M. Heine
Vice President
MBA USC Marshall School of Business
16 years investment experience
Nga L. Nguyen
Vice President
BA University of California, Los Angeles
11 years investment experience
Kassim Gaffar, CFA
Vice President
BA University of Virginia
10 years investment experience
Rui M. Matos, CFA, FRM
Vice President
MBA UCLA Anderson School of Management
  • 13 years investment experience
  • Larry M. Young, Jr., CFA
    Vice President
    MBA California State University, Los Angeles
    13 years investment experience
    Portfolio Management & Administration (SMA)
    Carl C. White, CFA
    Senior Vice President
    Managed Account Programs
    BS University of Southern California
    22 years investment experience
    Lafayette A. George
    Assistant Vice President
    University of Washington, Seattle
    8 years investment experience
    Portfolio Advisors
    James H. Galbreath, CFA
    Managing Director
    Nuveen Institutional Services Group
    BSBA University of Denver
    38 years investment experience
    Raymond J. Urban, CFA
    Senior Vice President
    Nuveen Institutional Services Group
    MBA University of Chicago
    36 years investment experience
    Anthony M. Maramarco, CFA
    Senior Vice President
    Nuveen Institutional Services Group
    MBA Rensselaer Polytechnic Institute
    25 years investment experience
    Lisa M. George, CFA, CFP, CIMA
    Vice President
    Nuveen Institutional Services Group
    BS Michigan State University
    23 years investment experience
    An Introduction The Tradewinds Story Investment Strategies Our People Analyst Travelogues Contact Us Privacy Policy Business Continuity Plan