Our People
Jon D. Bosse, CFA
John E. Conlin
Craig (Chip) O. Bailey, Jr.
Susi Budiman, CFA, FRM, FLMI
Michael (Mike) J. Carne, CFA
Gregg Dennis
Kevin A. Hunter
Andrew (Andy) C. Hwang
Tamara Kravec
Mark A. Morris
Kevin J. O'Brien
Mark R. Patterson, CFA
Darren T. Peers
Martin (Marty) Pollack
James (Jim) T. Stephenson, CFA
David M. Stumpf, CFA, CFP
Gregg S. Tenser, CFA
Phyllis G. Thomas, CFA
Nathaniel (Nate) R. Velarde
Kirk Allen
Sean M. Renkly
Kathy Seroff
Kathy Seroff
Vice President

Kathy has been part of the NWQ family since the firm’s inception in 1982 and a member of the firm’s trading team the past twenty years. Prior to joining NWQ in 1982, Kathy was with the Los Angeles based firm, Bateman, Eichler, Hill and Richards. Prior to that, she was with the Listed Trades Department of the Pacific Stock Exchange.

Kathy graduated with a Bachelor of Arts degree in Sociology from the University of Arizona at Tuscon.