Investment Strategy

A portfolio that focuses on equity securities of mid- to large-capitalization companies that have potential for dividend income and dividend growth in an effort to provide an attractive total return comprised of dividends and long-term capital appreciation.

Who should invest

For investors who are seeking:
  • Long-term total return potential from a growth-oriented investment strategy.
  • Exposure to dividend paying stocks.
  • To meet long-term financial goals.

A Word On Risk

An investment in the Fund is subject to market risk or the risk that stocks in the portfolio will decline in response to such factors as adverse company news or industry developments or a general economic decline. The Fund’s potential investment in foreign securities involve risks not typically associated with domestic investments such as adverse political, currency, economic, social or regulatory developments in a country including excessive taxation, lack of liquidity, and differing legal or accounting standards. The Fund’s focus on dividend paying securities presents credit risk and the risks of greater exposure to certain economic sectors rather than the broad equity market. As with any mutual fund, possible loss of principal is also a risk.

Fund Basics: A Shares

Select Share Class: A | B | C | I | R3
Fund SymbolNSBAX
Fund Cusip67065W662
Inception Date3/28/2006
Latest NAV as of 9/02/2010$20.59

Investment Style


Style boxes reflect the investment strategies and various types of securities in which the fund intends to principally invest as outlined in the prospectus. A box will be filled in if a fund invests a substantial amount under normal circumstances in that category.

Market capitalization represents Nuveen Investments’ standard definitions for the aggregate value of a company or stock. "Large Cap" represents $5 billion and above; "Medium" or "Mid-Cap" represents $1 billion to $5 billion; "Small-Cap" represents less than $1 billion.

Style represents the approach to investing. Growth seeks companies with above average earnings growth or potential; Value seeks stocks priced near or below the value of the company’s assets. Blend is a mixture of both value and growth stocks in a fund.

Portfolio Manager(s)

James R. Boothe, CFA, Portfolio Manager joined Santa Barbara Asset Management in 2002 with over 20 years of investment management experience. He was a portfolio manager with USAA Investment Management. Prior to that Mr. Boothe was a portfolio manager / analyst at San Juan Asset Management. He has a BBA from Kent State University and a MBA in finance from Loyola Marymount University. Mr. Boothe has earned the Chartered Financial Analyst designation.

Investment Spectrum