Nuveen Investments
Investment Strategies
 
 
 
 
 
 

U.S. Equity

Firm Style Primary Benchmark Track Record Approximate Positions
Nuveen Asset Management Large Cap Core S&P 500 2003 60 - 90
Nuveen Asset Management Large Cap Growth Russell 1000 Growth 2000 60 - 90
Nuveen Asset Management Large Cap Value Russell 1000 Value 1980 50 - 80
Nuveen Asset Management Equity Income S&P 500 Dividend Only 1994 75 - 100
Nuveen Asset Management Enhanced Equity Index S&P 500 1996 300
Nuveen Asset Management Mid Cap Growth Russell Mid Cap Growth 1999 60 - 90
Nuveen Asset Management Mid Cap Value Russell Mid Cap Value 1996 60 - 90
Nuveen Asset Management Small Cap Core Russell 2000 2001 75 - 130
Nuveen Asset Management Small Cap Growth Russell 2000 Growth 1995 60 - 80
Nuveen Asset Management Small Cap Value Russell 2000 Value 1997 90 - 1100
Nuveen Asset Management Global Infrastructure S&P Global Infrastructure 2008 100 - 135
Nuveen Asset Management Real Estate Securities MSCI U.S. REIT 1996 50 - 90
Nuveen Asset Management Tactical Market Opportunities Merrill Lynch 3 Month Treasury Bill Index 2010 20 - 25
Nuveen Asset Management Intelligent Risk Portfolios - Conservative 40% S&P 500/60% Barclays Capital Aggregate Bond Index 2009 10-50
Nuveen Asset Management Intelligent Risk Portfolios - Moderate 60% S&P 500/40% Barclays Capital Aggregate Bond Index 2009 10-50
Nuveen Asset Management Intelligent Risk Portfolios - Aggressive 80% S&P 500/20% Barclays Capital Aggregate Bond Index 2009 10-50
Nuveen Asset Management Low Correlation Merrill Lynch 3 Month Treasury Bill Index 2010 10-50
Nuveen Asset Management Hedge Fund Replication HFR Fund Weighted Composite 2010 10-50
Nuveen Asset Management Option Overwrite Mandate-Specific -- --
NWQ Large Cap Value Russell 1000® Value 1990 35-50
NWQ Special Equity Russell Mid Cap Value®/ Russell 3000 Value® 1990 40-60
NWQ Concentrated Russell 3000® 2007 10-20
NWQ Small/Mid Cap Value Russell 2500® Value 2006 45-70
NWQ Small Cap Value Russell 2000® Value 1996 45-70
Santa Barbara Balanced Conservative Growth Russell 1000® Growth/
Barclays Aggregate Intermediate Gov’t Bond Index
2007 40-60
Santa Barbara Conservative Growth Russell 1000® Growth 2006 30-50
Santa Barbara Stable Growth Russell 1000® Growth/ S&P 500® 1988 40-50
Santa Barbara Dividend Growth S&P 500® 2004 30-60
Santa Barbara Strategic Growth Russell 1000® Growth 2006 40-80
Symphony Large Cap Value Russell 1000® Value 2001 45-75
Symphony Small Cap Core Russell 2000® 2001 45-75
Tradewinds All Cap Russell 3000® Value 1999 40-60
Tradewinds Small/Mid Cap Value Russell 2500® Value 1999 40-60
Winslow Capital Large Cap Growth Russell 1000® Growth Index 1999 50-60