A unit trust, also called a unit investment trust or defined portfolio, is a portfolio of securities that remains fixed, except under certain circumstances, for the life of the trust. Shares of a unit trust portfolio purchased by individual investors are called "units."
Unit Trusts – Sponsored by Nuveen Investments
Nuveen Investments previously sponsored unit trusts. The firm remains committed to supporting these unit trusts by providing research surveillance and customer service, as well as maintaining daily pricing and portfolio information available on this website.
Unit Trusts – Sponsored by Incapital
While Nuveen Investments currently does not offer unit trusts as a sponsor, certain affiliates of the firm joined efforts with Incapital LLC to create unit trusts. These affiliates serve as portfolio consultants, responsible for recommending securities for the unit trusts. Incapital serves as sponsor and sells units to the public through broker-dealers and other firms.
There is no assurance that a unit investment trust will achieve its investment objective. An investment in a unit investment trust is subject to market risk, which is the possibility that the market values of securities owned by the trust will decline and that the value of trust units may therefore be less than what you paid for them. Accordingly, you can lose money investing in a trust.
*The information related to these unit trusts is not complete and is subject to change. We may not sell these securities until the registration statement filed with the Securities and Exchange Commission is effective. This notice is not an offer to sell these securities and is not soliciting an offer to buy these securities in any state or jurisdiction where the offer or sale is not permitted.
Please consider the investment objectives, risks, charges and expenses of the unit investment trust(s) carefully before investing. The prospectus contains this and other information about the unit investment trust(s). To obtain a prospectus, please contact your financial advisor or download one at the SEC’s EDGAR filing system or on the offerings page. Please read the prospectus carefully before investing.
Incapital LLC serves as the Sponsor and a Distributor of the Trusts. Incapital LLC, Member FINRA/SIPC. Certain Nuveen Investments' affiliates serve as the portfolio consultants and are unaffiliated with Incapital LLC.
NOT FDIC INSURED | NOT BANK GUARANTEED | MAY LOSE VALUE